Publications

by members of

A. Gary Anderson Graduate School of Management
University of California-Riverside
Riverside, California (United States)

Working papers

2003

1. Kenji Ketsuna & Janet Kiholm Smith & Richard L. Smith, 2003. "Banking Relationships and Access to Equity Capital Markets: Evidence from Japan’s Main Bank System," Claremont Colleges Working Papers 2003-09, Claremont Colleges. [Downloadable!]

2000

1. Janet K. Smith & Richard L. Smith & Karyn L. Williams, 2000. "The SEC's "Fair Value" Standard for Mutual Fund Investment in Restricted Shares and Other Illiquid Securities," Claremont Colleges Working Papers 2000-39, Claremont Colleges. [Downloadable!]
2. Frank Kerins & Janet K. Smith & Richard L. Smith, 2000. "New Venture Opportunity Cost of Capital and Financial Contracting," Claremont Colleges Working Papers 2000-51, Claremont Colleges. [Downloadable!]

Undated

1. Kenji Kutsuna & Richard L. Smith, . "Issue Cost and Method of IPO Underwriting: Japan's Change from Auction Method Pricing to Book Building," Claremont Colleges Working Papers 2000-35, Claremont Colleges. [Downloadable!]

Journal articles

2009

1. Kenji Kutsuna & Janet Kiholm Smith & Richard L. Smith, 2009. "Public Information, IPO Price Formation, and Long-Run Returns: Japanese Evidence," Journal of Finance, American Finance Association, vol. 64(1), pages 505-546, 02. [Downloadable!] (restricted)
2. ElHafsi, Mohsen, 2009. "Optimal integrated production and inventory control of an assemble-to-order system with multiple non-unitary demand classes," European Journal of Operational Research, Elsevier, vol. 194(1), pages 127-142, April. [Downloadable!] (restricted)

2007

1. Kutsuna, Kenji & Smith, Janet Kiholm & Smith, Richard L., 2007. "Banking relationships and access to equity capital markets: Evidence from Japan's main bank system," Journal of Banking & Finance, Elsevier, vol. 31(2), pages 335-360, February. [Downloadable!] (restricted)
2. Kerins, Frank & Kutsuna, Kenji & Smith, Richard, 2007. "Why are IPOs underpriced? Evidence from Japan's hybrid auction-method offerings," Journal of Financial Economics, Elsevier, vol. 85(3), pages 637-666, September. [Downloadable!] (restricted)

2004

1. Kenji Kutsuna, 2004. "Why Does Book Building Drive Out Auction Methods of IPO Issuance? Evidence from Japan," Review of Financial Studies, Oxford University Press for Society for Financial Studies, vol. 17(4), pages 1129-1166. [Downloadable!] (restricted)
2. Kerins, Frank & Smith, Janet Kiholm & Smith, Richard, 2004. "Opportunity Cost of Capital for Venture Capital Investors and Entrepreneurs," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 39(02), pages 385-405, June. [Downloadable!]

2002

1. Elhafsi, Mohsen, 2002. "A production planning model for an unreliable production facility: Case of finite horizon and single demand," European Journal of Operational Research, Elsevier, vol. 143(1), pages 94-114, November. [Downloadable!] (restricted)

2001

1. Hertzel, Michael & Smith, Janet Kiholm & Smith, Richard L, 2001. "Competitive Impact of Strategic Restructuring: Evidence from the Telecommunications Industry," Industrial and Corporate Change, Oxford University Press, vol. 10(1), pages 207-46, March.

2000

1. ElHafsi, Mohsen, 2000. "An operational decision model for lead-time and price quotation in congested manufacturing systems," European Journal of Operational Research, Elsevier, vol. 126(2), pages 355-370, October. [Downloadable!] (restricted)

1999

1. Chee K. Ng & Janet Kiholm Smith & Richard L. Smith, 1999. "Evidence on the Determinants of Credit Terms Used in Interfirm Trade," Journal of Finance, American Finance Association, vol. 54(3), pages 1109-1129, 06. [Downloadable!] (restricted)

1998

1. Lin, Timothy H. & Smith, Richard L., 1998. "Insider reputation and selling decisions: the unwinding of venture capital investments during equity IPOs," Journal of Corporate Finance, Elsevier, vol. 4(3), pages 241-263, September. [Downloadable!] (restricted)

1996

1. Ng, Chee K & Smith, Richard L, 1996. " Determinants of Contract Choice: The Use of Warrants to Compensate Underwriters of Seasoned Equity Issues," Journal of Finance, American Finance Association, vol. 51(1), pages 363-80, March. [Downloadable!] (restricted)

1995

1. Griggs, Frank T & Kim, Dong Man & Smith, Richard L, 1995. "Announcement and Publication Decisions and the Use of Prediction Errors in Cross-Sectional Analysis: Evidence on Seasoned Equity Issues," The Financial Review, Eastern Finance Association, vol. 30(1), pages 139-74, February.

1994

1. Smith, Richard L & Kim, Joo-Hyun, 1994. "The Combined Effects of Free Cash Flow and Financial Slack on Bidder and Target Stock Returns," Journal of Business, University of Chicago Press, vol. 67(2), pages 281-310, April. [Downloadable!] (restricted)

1993

1. Hertzel, Michael G & Smith, Richard L, 1993. " Market Discounts and Shareholder Gains for Placing Equity Privately," Journal of Finance, American Finance Association, vol. 48(2), pages 459-85, June. [Downloadable!] (restricted)

1990

1. Smith, Janet Kiholm & Smith, Richard L, 1990. "Contract Law, Mutual Mistake, and Incentives to Produce and Disclose Information," Journal of Legal Studies, University of Chicago Press, vol. 19(2), pages 467-88, June.

1988

1. Karl L. Guntermann & Richard L. Smith, 1988. "Licensing Requirements, Enforcement Effort and Complaints Against Real Estate Agents," Journal of Real Estate Research, American Real Estate Society, vol. 3(2), pages 11-20. [Downloadable!]

1987

1. Smith, Richard L, 1987. " The Choice of Issuance Procedure and the Cost of Competitive and Negotiated Underwriting: An Examination of the Impact of Rule 50," Journal of Finance, American Finance Association, vol. 42(3), pages 703-20, July. [Downloadable!] (restricted)
2. Karl L. Guntermann & Richard L. Smith, 1987. "Derivation of Cost of Capital and Equity Rates from Market Data," Real Estate Economics, American Real Estate and Urban Economics Association, vol. 15(2), pages 98-109. [Downloadable!] (restricted)

1986

1. Booth, James R. & Smith, Richard II, 1986. "Capital raising, underwriting and the certification hypothesis," Journal of Financial Economics, Elsevier, vol. 15(1-2), pages 261-281. [Downloadable!] (restricted)

1985

1. Smith, Janet K & Smith, Richard L, 1985. "A Theory of Ex Post versus Ex Ante Price Determination," Economic Inquiry, Oxford University Press, vol. 23(1), pages 57-67, January.
2. Booth, James R. & Smith, Richard L., 1985. "The Application of Errors-in-Variables Methodology to Capital Market Research: Evidence on the Small-Firm Effect," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 20(04), pages 501-515, December. [Downloadable!]

1984

1. Smith, Richard L & Dhatt, Manjeet, 1984. " Direct Equity Financing; A Resolution of a Paradox: A Comment," Journal of Finance, American Finance Association, vol. 39(5), pages 1615-18, December. [Downloadable!] (restricted)

1982

1. Smith, Richard L, II, 1982. "Franchise Regulation: An Economic Analysis of State Restrictions on Automobile Distribution," Journal of Law & Economics, University of Chicago Press, vol. 25(1), pages 125-57, April.

1981

1. Smith, Richard L, II, 1981. "Efficiency Gains from Strategic Investment," Journal of Industrial Economics, Blackwell Publishing, vol. 30(1), pages 1-23, September. [Downloadable!] (restricted)

1980

1. Smith, Richard L, II, 1980. "The 1958 Automobile Information Disclosure Act: A Study of the Impact of Regulation," Journal of Industrial Economics, Blackwell Publishing, vol. 28(4), pages 387-403, June. [Downloadable!] (restricted)

This page was last updated on 2009-12-2.