IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v235y2025ics0921800925000941.html
   My bibliography  Save this article

Climate adaptation, perceived resilience, and household wellbeing: Comparative evidence from Kenya and Zambia

Author

Listed:
  • Ahmed, Haseeb
  • Correa, Juan Sebastian
  • Sitko, Nicholas J.

Abstract

The growing frequency and severity of extreme weather events has spawned a rapid increase in policies and programs designed to enhance the resilience of small-scale producers through the promotion of climate-adaptive agricultural practices. However, gaps exist in the conceptualization and measurement of farm-households' resilience in face of climatic stress. Furthermore, comparative evidence to understand the relationships between climate-adaptive practices, resilience capacities, and household wellbeing across diverse rural contexts remains scant. Using a novel approach to measure households' perceived resilience against climatic events, we empirically examine the relationship between perceived climate resilience, the adoption of climate-adaptive practices, and household wellbeing in a pastoralist setting in Kenya and a rain-fed cropping system in Zambia. To enable comparisons across these diverse settings, we use a typology of climate-adaptive practices based on their relative factor intensities or diversification decisions. Using the ‘doubly-robust’ inverse-probability-weighted-regression-adjustment (IPWRA) approach to account for potential selection issues, we find that capital-intensive strategies are consistently and positively associated with resilience, food security, and income in both contexts. Labor-intensive and diversification strategies have generally positive but heterogeneous impacts across the two production systems, likely governed by contextual differences. Results also highlight the complementarity between different climate-adaptive practices in improving household welfare in both contexts. The findings suggest that enhancing resilience and improving overall wellbeing in small-scale producer settings requires multi-dimensional approaches. These include interventions that reduce the capital constraints that inhibit the adoption of capital-intensive adaptation practices, bundled with approaches that promote the simultaneous adoption of context specific labor-intensive and diversification practices.

Suggested Citation

  • Ahmed, Haseeb & Correa, Juan Sebastian & Sitko, Nicholas J., 2025. "Climate adaptation, perceived resilience, and household wellbeing: Comparative evidence from Kenya and Zambia," Ecological Economics, Elsevier, vol. 235(C).
  • Handle: RePEc:eee:ecolec:v:235:y:2025:i:c:s0921800925000941
    DOI: 10.1016/j.ecolecon.2025.108611
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0921800925000941
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ecolecon.2025.108611?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. repec:cdl:agrebk:qt15n8j26f is not listed on IDEAS
    2. Fischer, Elisabeth & Qaim, Matin, 2012. "Linking Smallholders to Markets: Determinants and Impacts of Farmer Collective Action in Kenya," World Development, Elsevier, vol. 40(6), pages 1255-1268.
    3. Azzarri, Carlo & Signorelli, Sara, 2020. "Climate and poverty in Africa South of the Sahara," World Development, Elsevier, vol. 125(C).
    4. Matias D. Cattaneo & David M. Drukker & Ashley D. Holland, 2013. "Estimation of multivalued treatment effects under conditional independence," Stata Journal, StataCorp LLC, vol. 13(3), pages 407-450, September.
    5. Heiler, Phillip & Kazak, Ekaterina, 2021. "Valid inference for treatment effect parameters under irregular identification and many extreme propensity scores," Journal of Econometrics, Elsevier, vol. 222(2), pages 1083-1108.
    6. Mulwa, Chalmers K. & Visser, Martine, 2020. "Farm diversification as an adaptation strategy to climatic shocks and implications for food security in northern Namibia," World Development, Elsevier, vol. 129(C).
    7. Cattaneo, Matias D., 2010. "Efficient semiparametric estimation of multi-valued treatment effects under ignorability," Journal of Econometrics, Elsevier, vol. 155(2), pages 138-154, April.
    8. Issahaku, Gazali & Abdulai, Awudu, . "Adoption of climate-smart practices and its impact on farm performance and risk exposure among smallholder farmers in Ghana," Australian Journal of Agricultural and Resource Economics, Australian Agricultural and Resource Economics Society, vol. 64(2).
    9. Upton, Joanna & Constenla-Villoslada, Susana & Barrett, Christopher B., 2022. "Caveat utilitor: A comparative assessment of resilience measurement approaches," Journal of Development Economics, Elsevier, vol. 157(C).
    10. Barrett, Christopher B. & Ghezzi-Kopel, Kate & Hoddinott, John & Homami, Nima & Tennant, Elizabeth & Upton, Joanna & Wu, Tong, 2021. "A scoping review of the development resilience literature: Theory, methods and evidence," World Development, Elsevier, vol. 146(C).
    11. Smale, Melinda & Assima, Amidou & Kergna, Alpha & Thériault, Véronique & Weltzien, Eva, 2018. "Farm family effects of adopting improved and hybrid sorghum seed in the Sudan Savanna of West Africa," Food Policy, Elsevier, vol. 74(C), pages 162-171.
    12. Gazali Issahaku & Awudu Abdulai, 2020. "Can Farm Households Improve Food and Nutrition Security through Adoption of Climate‐smart Practices? Empirical Evidence from Northern Ghana," Applied Economic Perspectives and Policy, John Wiley & Sons, vol. 42(3), pages 559-579, September.
    13. Richard Tol, 2013. "The economic impact of climate change in the 20th and 21st centuries," Climatic Change, Springer, vol. 117(4), pages 795-808, April.
    14. S. Derya Uysal, 2015. "Doubly Robust Estimation of Causal Effects with Multivalued Treatments: An Application to the Returns to Schooling," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 30(5), pages 763-786, August.
    15. Marco d’Errico & Donato Romano & Rebecca Pietrelli, 2018. "Household resilience to food insecurity: evidence from Tanzania and Uganda," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 1033-1054, August.
    16. W. Neil Adger, 2003. "Social Capital, Collective Action, and Adaptation to Climate Change," Economic Geography, Taylor & Francis Journals, vol. 79(4), pages 387-404, October.
    17. Moffitt, Robert A., 1999. "New developments in econometric methods for labor market analysis," Handbook of Labor Economics, in: O. Ashenfelter & D. Card (ed.), Handbook of Labor Economics, edition 1, volume 3, chapter 24, pages 1367-1397, Elsevier.
    18. Wouterse, Fleur & Andrijevic, Marina & Schaeffer, Michiel, 2022. "The microeconomics of adaptation: Evidence from smallholders in Ethiopia and Niger," World Development, Elsevier, vol. 154(C).
    19. Anderson, Michael L., 2008. "Multiple Inference and Gender Differences in the Effects of Early Intervention: A Reevaluation of the Abecedarian, Perry Preschool, and Early Training Projects," Journal of the American Statistical Association, American Statistical Association, vol. 103(484), pages 1481-1495.
    20. Scognamillo, Antonio & Sitko, Nicholas & Bandara, Sidath & Hewage, Shantha & Munaweera, Thilani & Kwon, Jihae, 2022. "The challenge of making climate adaptation profitable for farmers: evidence from Sri Lanka's rice sector," Environment and Development Economics, Cambridge University Press, vol. 27(5), pages 451-469, October.
    21. Isaac Gershon Kodwo Ansah & Cornelis Gardebroek & Rico Ihle, 2019. "Resilience and household food security: a review of concepts, methodological approaches and empirical evidence," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 11(6), pages 1187-1203, December.
    22. Giuseppe Maggio & Marina Mastrorillo & Nicholas J. Sitko, 2022. "Adapting to High Temperatures: Effect of Farm Practices and Their Adoption Duration on Total Value of Crop Production in Uganda," American Journal of Agricultural Economics, John Wiley & Sons, vol. 104(1), pages 385-403, January.
    23. Roberto Esposti, 2017. "The heterogeneous farm-level impact of the 2005 CAP-first pillar reform: A multivalued treatment effect estimation," Agricultural Economics, International Association of Agricultural Economists, vol. 48(3), pages 373-386, May.
    24. Hörner, Denise & Wollni, Meike, 2021. "Integrated soil fertility management and household welfare in Ethiopia," Food Policy, Elsevier, vol. 100(C).
    25. Calzadilla, Alvaro & Zhu, Tingju & Rehdanz, Katrin & Tol, Richard S.J. & Ringler, Claudia, 2013. "Economywide impacts of climate change on agriculture in Sub-Saharan Africa," Ecological Economics, Elsevier, vol. 93(C), pages 150-165.
    26. S. Wagura Ndiritu & Geoffrey Muricho, 2021. "Impact of climate change adaptation on food security: evidence from semi-arid lands, Kenya," Climatic Change, Springer, vol. 167(1), pages 1-20, July.
    27. Salvatore Di Falco & Marcella Veronesi, 2014. "Managing Environmental Risk in Presence of Climate Change: The Role of Adaptation in the Nile Basin of Ethiopia," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 57(4), pages 553-577, April.
    28. Aslihan Arslan & Nancy McCarthy & Leslie Lipper & Solomon Asfaw & Andrea Cattaneo & Misael Kokwe, 2015. "Climate Smart Agriculture? Assessing the Adaptation Implications in Zambia," Journal of Agricultural Economics, Wiley Blackwell, vol. 66(3), pages 753-780, September.
    29. David Wuepper & Travis J. Lybbert, 2017. "Perceived Self-Efficacy, Poverty, and Economic Development," Annual Review of Economics, Annual Reviews, vol. 9(1), pages 383-404, October.
    30. Guido W. Imbens & Jeffrey M. Wooldridge, 2009. "Recent Developments in the Econometrics of Program Evaluation," Journal of Economic Literature, American Economic Association, vol. 47(1), pages 5-86, March.
    31. Maggio, Giuseppe & Sitko, Nicholas, 2019. "Knowing is half the battle: Seasonal forecasts, adaptive cropping systems, and the mediating role of private markets in Zambia," Food Policy, Elsevier, vol. 89(C).
    32. Spiegel, Alisa & Slijper, Thomas & de Mey, Yann & Meuwissen, Miranda P.M. & Poortvliet, P. Marijn & Rommel, Jens & Hansson, Helena & Vigani, Mauro & Soriano, Bárbara & Wauters, Erwin & Appel, Franzisk, 2021. "Resilience capacities as perceived by European farmers," Agricultural Systems, Elsevier, vol. 193(C).
    33. Jeffrey M Wooldridge, 2010. "Econometric Analysis of Cross Section and Panel Data," MIT Press Books, The MIT Press, edition 2, volume 1, number 0262232588, December.
    34. Kyle Emerick & Alain de Janvry & Elisabeth Sadoulet & Manzoor H. Dar, 2016. "Technological Innovations, Downside Risk, and the Modernization of Agriculture," American Economic Review, American Economic Association, vol. 106(6), pages 1537-1561, June.
    35. Amadu, Festus O. & McNamara, Paul E. & Miller, Daniel C., 2020. "Understanding the adoption of climate-smart agriculture: A farm-level typology with empirical evidence from southern Malawi," World Development, Elsevier, vol. 126(C).
    36. Salvatore Falco & Marcella Veronesi, 2018. "Managing Environmental Risk in Presence of Climate Change: The Role of Adaptation in the Nile Basin of Ethiopia," Natural Resource Management and Policy, in: Leslie Lipper & Nancy McCarthy & David Zilberman & Solomon Asfaw & Giacomo Branca (ed.), Climate Smart Agriculture, pages 497-526, Springer.
    37. Benjamin Schwab & Sarah Janzen & Nicholas P. Magnan & William M. Thompson, 2020. "Constructing a summary index using the standardized inverse-covariance weighted average of indicators," Stata Journal, StataCorp LLC, vol. 20(4), pages 952-964, December.
    38. Ika Darnhofer, 2014. "Resilience and why it matters for farm management," European Review of Agricultural Economics, Oxford University Press and the European Agricultural and Applied Economics Publications Foundation, vol. 41(3), pages 461-484.
    39. Davis, Benjamin & Di Giuseppe, Stefania & Zezza, Alberto, 2017. "Are African households (not) leaving agriculture? Patterns of households’ income sources in rural Sub-Saharan Africa," Food Policy, Elsevier, vol. 67(C), pages 153-174.
    40. Manda, J. & Gardebroek, C. & Kuntashula, E. & Alene, A.D., 2018. "Impact of Improved Maize Varieties on Food Security in Eastern Zambia: a doubly robust analysis," 2018 Conference, July 28-August 2, 2018, Vancouver, British Columbia 277004, International Association of Agricultural Economists.
    41. Smith, Lisa C. & Frankenberger, Timothy R., 2018. "Does Resilience Capacity Reduce the Negative Impact of Shocks on Household Food Security? Evidence from the 2014 Floods in Northern Bangladesh," World Development, Elsevier, vol. 102(C), pages 358-376.
    42. Issahaku, Gazali & Abdulai, Awudu, 2020. "Household welfare implications of sustainable land management practices among smallholder farmers in Ghana," Land Use Policy, Elsevier, vol. 94(C).
    43. Barrett, Christopher B. & Ghezzi-Kopel, Kate & Hoddinott, John & Homami, Nima & Tennant, Elizabeth & Upton, Joanna & Wu, Tong, 2021. "A Scoping Review of the Development Resilience Literature: Theory, Methods and Evidence," Working Papers 309952, Cornell University, Department of Applied Economics and Management.
    44. Awudu Abdulai & Wallace Huffman, 2014. "The Adoption and Impact of Soil and Water Conservation Technology: An Endogenous Switching Regression Application," Land Economics, University of Wisconsin Press, vol. 90(1), pages 26-43.
    45. Jones, Lindsey & d'Errico, Marco, 2019. "Whose resilience matters? Like-for-like comparison of objective and subjective evaluations of resilience," World Development, Elsevier, vol. 124(C), pages 1-1.
    46. Khanal, Uttam & Wilson, Clevo & Hoang, Viet-Ngu & Lee, Boon, 2018. "Farmers' Adaptation to Climate Change, Its Determinants and Impacts on Rice Yield in Nepal," Ecological Economics, Elsevier, vol. 144(C), pages 139-147.
    47. Alfani, Federica & Arslan, Aslihan & McCarthy, Nancy & Cavatassi, Romina & Sitko, Nicholas, 2021. "Climate resilience in rural Zambia: evaluating farmers’ response to El Niño-induced drought," Environment and Development Economics, Cambridge University Press, vol. 26(5-6), pages 582-604, October.
    48. Meuwissen, Miranda P.M. & Feindt, Peter H. & Spiegel, Alisa & Termeer, Catrien J.A.M. & Mathijs, Erik & de Mey, Yann & Finger, Robert & Balmann, Alfons & Wauters, Erwin & Urquhart, Julie & Vigani, Mau, 2019. "A framework to assess the resilience of farming systems," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 176, pages 1-10.
    49. Teklewold, Hailemariam & Kassie, Menale & Shiferaw, Bekele & Köhlin, Gunnar, 2013. "Cropping system diversification, conservation tillage and modern seed adoption in Ethiopia: Impacts on household income, agrochemical use and demand for labor," Ecological Economics, Elsevier, vol. 93(C), pages 85-93.
    50. repec:ags:aaea22:335999 is not listed on IDEAS
    51. Gazali Issahaku & Awudu Abdulai, 2020. "Adoption of climate‐smart practices and its impact on farm performance and risk exposure among smallholder farmers in Ghana," Australian Journal of Agricultural and Resource Economics, Australian Agricultural and Resource Economics Society, vol. 64(2), pages 396-420, April.
    52. Christian Thierfelder & Pauline Chivenge & Walter Mupangwa & Todd S. Rosenstock & Christine Lamanna & Joseph X. Eyre, 2017. "How climate-smart is conservation agriculture (CA)? – its potential to deliver on adaptation, mitigation and productivity on smallholder farms in southern Africa," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(3), pages 537-560, June.
    53. Julius Manda & Cornelis Gardebroek & Elias Kuntashula & Arega D. Alene, 2018. "Impact of improved maize varieties on food security in Eastern Zambia: A doubly robust analysis," Review of Development Economics, Wiley Blackwell, vol. 22(4), pages 1709-1728, November.
    54. David Wuepper & Travis J. Lybbert, 2017. "Perceived Self-Efficacy, Poverty, and Economic Development," Annual Review of Resource Economics, Annual Reviews, vol. 9(1), pages 383-404, October.
    55. Clemens Breisinger & Tingju Zhu & Perrihan Al Riffai & Gerald Nelson & Richard Robertson & Jose Funes & Dorte Verner, 2013. "Economic Impacts Of Climate Change In Syria," Climate Change Economics (CCE), World Scientific Publishing Co. Pte. Ltd., vol. 4(01), pages 1-30.
    56. Asfaw, Solomon & Scognamillo, Antonio & Caprera, Gloria Di & Sitko, Nicholas & Ignaciuk, Adriana, 2019. "Heterogeneous impact of livelihood diversification on household welfare: Cross-country evidence from Sub-Saharan Africa," World Development, Elsevier, vol. 117(C), pages 278-295.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Juan Luo & Lixin Chen, 2025. "Climate Change Risk, Digital Financial Inclusion and Multidimensional Relative Poverty Among Farm Households," Sustainability, MDPI, vol. 17(12), pages 1-23, June.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Do, Manh Hung & Nguyen, Trung Thanh, 2024. "Impact of crop commercialization on smallholder farmers’ resilience to shocks: Evidence from panel data for rural Southeast Asia," Food Policy, Elsevier, vol. 128(C).
    2. Manh Hung Do, 2023. "The Role of Savings and Income Diversification in Households’ Resilience Strategies: Evidence from Rural Vietnam," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 168(1), pages 353-388, August.
    3. Egamberdiev, Bekhzod, 2024. "Resilience Capacity and Food Security: Is There a Relationship Between Household Resilience Profiles and Food Security Outcomes?," EconStor Preprints 305322, ZBW - Leibniz Information Centre for Economics.
    4. Manh Hung Do, 2023. "Saving up and diversifying income for a rainy day: Implications for households' resilience strategies and poverty," TVSEP Working Papers wp-033, Leibniz Universitaet Hannover, Institute for Environmental Economics and World Trade, Project TVSEP.
    5. Kapoor, Shreya & Pal, Barun Deb, 2024. "Impact of adoption of climate smart agriculture practices on farmer's income in semi-arid regions of Karnataka," Agricultural Systems, Elsevier, vol. 221(C).
    6. Abay, Kibrom A. & Abay, Mehari H. & Berhane, Guush & Chamberlin, Jordan, 2022. "Social protection and resilience: The case of the productive safety net program in Ethiopia," Food Policy, Elsevier, vol. 112(C).
    7. Biggeri, Mario & Carraro, Alessandro & Ciani, Federico & Romano, Donato, 2022. "Disentangling the impact of a multiple-component project on SDG dimensions: The case of durum wheat value chain development in Oromia (Ethiopia)," World Development, Elsevier, vol. 153(C).
    8. Johanna Gather & Meike Wollni, 2022. "Setting the standard: Does Rainforest Alliance Certification increase environmental and socio‐economic outcomes for small‐scale coffee producers in Rwanda?," Applied Economic Perspectives and Policy, John Wiley & Sons, vol. 44(4), pages 1807-1825, December.
    9. Ojo, T.O. & Ogundeji, A.A. & Belle, J.A., 2021. "Climate change perception and impact of on-farm demonstration on intensity of adoption of adaptation strategies among smallholder farmers in South Africa," Technological Forecasting and Social Change, Elsevier, vol. 172(C).
    10. Okyere, Charles Yaw & Kornher, Lukas, 2023. "Carbon farming training and welfare: Evidence from Northern Ghana," Land Use Policy, Elsevier, vol. 134(C).
    11. Barituka Bekee & Corinne Valdivia, 2023. "Resilience of Rural Households: Insights from a Multidisciplinary Literature," Sustainability, MDPI, vol. 15(6), pages 1-15, March.
    12. Ojo, Temitope & Ogundeji, Abiodun A. & Belle, Johannes A. & Demont, Matty, 2021. "A Three-Stage Approach of Understanding Climate Change Perception and Adaptation Strategies Among Smallholder Farmers in South Africa," 2021 Conference, August 17-31, 2021, Virtual 315854, International Association of Agricultural Economists.
    13. Issahaku, Gazali & Abdulai, Awudu, 2020. "Household welfare implications of sustainable land management practices among smallholder farmers in Ghana," Land Use Policy, Elsevier, vol. 94(C).
    14. Shahzad, Muhammad Faisal & Abdulai, Awudu, 2020. "Adaptation to extreme weather conditions and farm performance in rural Pakistan," Agricultural Systems, Elsevier, vol. 180(C).
    15. Egamberdiev, Bekhzod, 2024. "Social capital effects on resilience to food insecurity: Evidence from Kyrgyzstan," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 36(1), pages 435-450.
    16. Ojo, Temitope O. & Baiyegunhi, Lloyd J.S & Adetoro, Adetoso A. & Ogundeji, Abiodun A., 2021. "Adoption of Soil and Water Conservation Technology and Its Impact on the Productivity of Smallholder Rice Farmers in Southwest, Nigeria," 2021 Conference, August 17-31, 2021, Virtual 314981, International Association of Agricultural Economists.
    17. Fissha Asmare & Jūratė Jaraitė & Andrius Kažukauskas, 2022. "Climate change adaptation and productive efficiency of subsistence farming: A bias‐corrected panel data stochastic frontier approach," Journal of Agricultural Economics, Wiley Blackwell, vol. 73(3), pages 739-760, September.
    18. Hörner, Denise & Wollni, Meike, 2021. "Integrated soil fertility management and household welfare in Ethiopia," Food Policy, Elsevier, vol. 100(C).
    19. Menglan Wang & Manh Hung Do, 2023. "Households’ resilience and local commercialization in Thailand," TVSEP Working Papers wp-030, Leibniz Universitaet Hannover, Institute for Environmental Economics and World Trade, Project TVSEP.
    20. Hongyun Zheng & Wanglin Ma, 2023. "Smartphone-based information acquisition and wheat farm performance: insights from a doubly robust IPWRA estimator," Electronic Commerce Research, Springer, vol. 23(2), pages 633-658, June.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:235:y:2025:i:c:s0921800925000941. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.