IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v131y2017icp312-321.html

Local rulemaking, enforcement and compliance in state-owned forest commons

Author

Listed:
  • Epstein, Graham

Abstract

The literature on rule compliance is divided between those urging greater autonomy for stakeholders in rulemaking processes; and those arguing for increased enforcement. However recent experimental evidence highlights the potential for synergies between participatory rulemaking and enforcement. This paper therefore seeks to build upon these findings to explore the relationship between local rulemaking, local monitoring and compliance in field settings. The results which draw upon data about the behavior of 93 fuelwood user groups in state-owned forest commons in Asia, Africa and Latin America suggest that the average group is more likely to comply with rules when local rulemaking is combined with local monitoring. However, in some contexts it appears that local rulemaking in particular and other institutional arrangements in general may yield similar results.

Suggested Citation

  • Epstein, Graham, 2017. "Local rulemaking, enforcement and compliance in state-owned forest commons," Ecological Economics, Elsevier, vol. 131(C), pages 312-321.
    • Handle: RePEc:eee:ecolec:v:131:y:2017:i:c:p:312-321
    DOI: 10.1016/j.ecolecon.2016.09.012
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0921800916300106
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.ecolecon.2016.09.012?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. Gneezy, Uri & Rustichini, Aldo, 2000. "A Fine is a Price," The Journal of Legal Studies, University of Chicago Press, vol. 29(1), pages 1-17, January.
    2. Joseph Henrich, 2001. "In Search of Homo Economicus: Behavioral Experiments in 15 Small-Scale Societies," American Economic Review, American Economic Association, vol. 91(2), pages 73-78, May.
    3. Eric A. Coleman, 2009. "Institutional factors affecting biophysical outcomes in forest management," Journal of Policy Analysis and Management, John Wiley & Sons, Ltd., vol. 28(1), pages 122-146.
    4. Cardenas, Juan Camilo & Stranlund, John & Willis, Cleve, 2000. "Local Environmental Control and Institutional Crowding-Out," World Development, Elsevier, vol. 28(10), pages 1719-1733, October.
    5. King, Dennis M. & Sutinen, Jon G., 2010. "Rational noncompliance and the liquidation of Northeast groundfish resources," Marine Policy, Elsevier, vol. 34(1), pages 7-21, January.
    6. Gary S. Becker, 1974. "Crime and Punishment: An Economic Approach," NBER Chapters, in: Essays in the Economics of Crime and Punishment, pages 1-54, National Bureau of Economic Research, Inc.
    7. Cardenas, Juan-Camilo, 2004. "Norms from outside and from inside: an experimental analysis on the governance of local ecosystems," Forest Policy and Economics, Elsevier, vol. 6(3-4), pages 229-241, June.
    8. Jana Vyrastekova & Daan van Soest, 2003. "Centralized Common-Pool Management and Local Community Participation," Land Economics, University of Wisconsin Press, vol. 79(4), pages 500-514.
    9. Fischbacher, Urs & Gachter, Simon & Fehr, Ernst, 2001. "Are people conditionally cooperative? Evidence from a public goods experiment," Economics Letters, Elsevier, vol. 71(3), pages 397-404, June.
    10. Daniel A. DeCaro & Marco A. Janssen & Allen Lee, 2015. "Synergistic effects of voting and enforcement on internalized motivation to cooperate in a resource dilemma," Judgment and Decision Making, Society for Judgment and Decision Making, vol. 10(6), pages 511-537, November.
    11. World Bank, 2004. "Sustaining Forests : A Development Strategy," World Bank Publications - Books, The World Bank Group, number 14951, April.
    12. Xavier Basurto & Elinor Ostrom, 2009. "Beyond the tragedy of the Commons," ECONOMICS AND POLICY OF ENERGY AND THE ENVIRONMENT, FrancoAngeli Editore, vol. 0(1), pages 35-60.
    13. Ostrom, Elinor & Walker, James & Gardner, Roy, 1992. "Covenants with and without a Sword: Self-Governance Is Possible," American Political Science Review, Cambridge University Press, vol. 86(2), pages 404-417, June.
    14. Caudill, Steven B, 1988. "An Advantage of the Linear Probability Model over Probit or Logit," Oxford Bulletin of Economics and Statistics, Department of Economics, University of Oxford, vol. 50(4), pages 425-427, November.
    15. James Lee Ray, 2003. "Explaining Interstate Conflict and War: What Should Be Controlled for?," Conflict Management and Peace Science, Peace Science Society (International), vol. 20(2), pages 1-31, September.
    16. Kocher, Martin G. & Cherry, Todd & Kroll, Stephan & Netzer, Robert J. & Sutter, Matthias, 2008. "Conditional cooperation on three continents," Economics Letters, Elsevier, vol. 101(3), pages 175-178, December.
    17. Samuel Bowles & Robert Boyd & Colin Camerer & Ernst Fehr & Herbert Gintis & Joseph Henrich & Richard McElreath, 2001. "In search of homo economicus: Experiments in 15 small-scale societies," Artefactual Field Experiments 00068, The Field Experiments Website.
    18. Eggert, Håkan & Lokina, Razack B., 2010. "Regulatory compliance in Lake Victoria fisheries," Environment and Development Economics, Cambridge University Press, vol. 15(2), pages 197-217, April.
    19. James Andreoni & Brian Erard & Jonathan Feinstein, 1998. "Tax Compliance," Journal of Economic Literature, American Economic Association, vol. 36(2), pages 818-860, June.
    20. Vollan, Bjørn, 2008. "Socio-ecological explanations for crowding-out effects from economic field experiments in southern Africa," Ecological Economics, Elsevier, vol. 67(4), pages 560-573, November.
    21. Raakjær Nielsen, Jesper, 2003. "An analytical framework for studying: compliance and legitimacy in fisheries management," Marine Policy, Elsevier, vol. 27(5), pages 425-432, September.
    22. Uri Gneezy & Aldo Rustichini, 2000. "Pay Enough or Don't Pay at All," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 115(3), pages 791-810.
    23. Bruno S. Frey & Stephan Meier, 2004. "Social Comparisons and Pro-social Behavior: Testing "Conditional Cooperation" in a Field Experiment," American Economic Review, American Economic Association, vol. 94(5), pages 1717-1722, December.
    24. Aaron Hatcher & Shabbar Jaffry & Olivier Thébaud & Elizabeth Bennett, 2000. "Normative and Social Influences Affecting Compliance with Fishery Regulations," Land Economics, University of Wisconsin Press, vol. 76(3), pages 448-461.
    25. E. Ostrom, 2010. "A Behavioral Approach to the Rational Choice Theory of Collective Action Presidential Address, American political Science Association, 1997," Public administration issues, Higher School of Economics, issue 1, pages 5-52.
    26. Bruno S. Frey & Reto Jegen, 2001. "Motivation Crowding Theory," Journal of Economic Surveys, Wiley Blackwell, vol. 15(5), pages 589-611, December.
    27. Krister Andersson & Clark C. Gibson, 2007. "Decentralized governance and environmental change: Local institutional moderation of deforestation in Bolivia," Journal of Policy Analysis and Management, John Wiley & Sons, Ltd., vol. 26(1), pages 99-123.
    28. Madrigal-Ballestero, Róger & Schlüter, Achim & Claudia Lopez, Maria, 2013. "What makes them follow the rules? Empirical evidence from turtle egg harvesters in Costa Rica," Marine Policy, Elsevier, vol. 37(C), pages 270-277.
    29. Elinor Ostrom, 2009. "Building Trust to Solve Commons Dilemmas: Taking Small Steps to Test an Evolving Theory of Collective Action," Springer Series in Game Theory, in: Simon A. Levin (ed.), Games, Groups, and the Global Good, pages 207-228, Springer.
    30. Frey, Bruno S, 1997. "A Constitution for Knaves Crowds Out Civic Virtues," Economic Journal, Royal Economic Society, vol. 107(443), pages 1043-1053, July.
    31. Ramcilovic-Suominen, Sabaheta & Epstein, Graham, 2015. "The impacts of deterrence, social norms and legitimacy on forest rule compliance in Ghana," Forest Policy and Economics, Elsevier, vol. 55(C), pages 10-20.
    32. World Bank, 2004. "Sustaining Forests : A Development Strategy, Appendixes (from CD-ROM)," World Bank Publications - Books, The World Bank Group, number 14952, April.
    33. Rustagi, Devesh, 2010. "Conditional Cooperation and Costly Monitoring Explain Success in Forest Commons Management," MPRA Paper 124049, University Library of Munich, Germany.
    34. Ehrlich, Isaac, 1973. "Participation in Illegitimate Activities: A Theoretical and Empirical Investigation," Journal of Political Economy, University of Chicago Press, vol. 81(3), pages 521-565, May-June.
    35. Bruno Frey & Stephan Meier, 2004. "In a field experiment," Natural Field Experiments 00243, The Field Experiments Website.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Tegegne, Yitagesu Tekle & Ramcilovic-Suominen, Sabaheta & Kotilainen, Juha & Winkel, Georg & Haywood, Andrew & Almaw, Addisu, 2022. "What drives forest rule compliance behaviour in the Congo Basin? A study of local communities in Cameroon," Land Use Policy, Elsevier, vol. 115(C).
    2. Copena, Damián & Pérez-Neira, David & Macías Vázquez, Alfredo & Simón, Xavier, 2022. "Community forest and mushrooms: Collective action initiatives in rural areas of Galicia," Forest Policy and Economics, Elsevier, vol. 135(C).
    3. Sjöberg, Eric & Xu, Jing, 2018. "An Empirical Study of US Environmental Federalism: RCRA Enforcement From 1998 to 2011," Ecological Economics, Elsevier, vol. 147(C), pages 253-263.
    4. Murali, Ranjini & Suryawanshi, Kulbushansingh & Redpath, Stephen & Nagendra, Harini & Mishra, Charudutt, 2019. "Changing use of ecosystem services along a rural-urban continuum in the Indian Trans-Himalayas," Ecosystem Services, Elsevier, vol. 40(C).
    5. Saeed, Uzma & Arshad, Muhammad & Hayat, Shakeel & Morelli, Toni Lyn & Ali Nawaz, Muhammad, 2022. "Analysis of provisioning ecosystem services and perceptions of climate change for indigenous communities in the Western Himalayan Gurez Valley, Pakistan," Ecosystem Services, Elsevier, vol. 56(C).
    6. Sarr, Sait & Hayes, Bunny & DeCaro, Daniel A., 2021. "Applying Ostrom’s Institutional Analysis and Development framework, and design principles for co-production to pollution management in Louisville's Rubbertown, Kentucky," Land Use Policy, Elsevier, vol. 104(C).
    7. Su, Yiqing & Chen, Xiaohan & Li, Yanyan & Wang, Yahua, 2024. "The robustness mechanism of the rural social-ecological system in response to the impact of urbanization——Evidence from irrigation commons in China," World Development, Elsevier, vol. 178(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Ramcilovic-Suominen, Sabaheta & Epstein, Graham, 2015. "The impacts of deterrence, social norms and legitimacy on forest rule compliance in Ghana," Forest Policy and Economics, Elsevier, vol. 55(C), pages 10-20.
    2. Leibbrandt, Andreas & Lynham, John, 2018. "Does the allocation of property rights matter in the commons?," Journal of Environmental Economics and Management, Elsevier, vol. 89(C), pages 201-217.
    3. Daniel A. DeCaro & Marco A. Janssen & Allen Lee, 2015. "Synergistic effects of voting and enforcement on internalized motivation to cooperate in a resource dilemma," Judgment and Decision Making, Society for Judgment and Decision Making, vol. 10(6), pages 511-537, November.
    4. Midler, Estelle & Pascual, Unai & Drucker, Adam G. & Narloch, Ulf & Soto, José Luis, 2015. "Unraveling the effects of payments for ecosystem services on motivations for collective action," Ecological Economics, Elsevier, vol. 120(C), pages 394-405.
    5. Handberg, Øyvind Nystad & Angelsen, Arild, 2015. "Experimental tests of tropical forest conservation measures," Journal of Economic Behavior & Organization, Elsevier, vol. 118(C), pages 346-359.
    6. Carlos A. Chávez & James J. Murphy & John K. Stranlund, 2021. "Co-enforcement of Common Pool Resources to Deter Encroachment: Evidence from a Field Experiment in Chile," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 80(2), pages 425-450, October.
    7. Bowles, Samuel & Hwang, Sung-Ha, 2008. "Social preferences and public economics: Mechanism design when social preferences depend on incentives," Journal of Public Economics, Elsevier, vol. 92(8-9), pages 1811-1820, August.
    8. Giovanna d’Adda, 2012. "Leadership and influence: Evidence from an artefactual field experiment on local public good provision," ECON - Working Papers 059, Department of Economics - University of Zurich.
    9. Gallier, Carlo & Langbein, Jörg & Vance, Colin, 2018. "Non-binding Restrictions, Cooperation, and Coral Reef Protection: Experimental Evidence from Indonesian Fishing Communities," Ecological Economics, Elsevier, vol. 150(C), pages 62-71.
    10. Martijn J. van den Assem & Dennie van Dolder & Richard H. Thaler, 2012. "Split or Steal? Cooperative Behavior When the Stakes Are Large," Management Science, INFORMS, vol. 58(1), pages 2-20, January.
    11. Samuel Bowles & Sandra Polania-Reyes, 2011. "Economic incentives and social preferences: substitutes or complements?," Department of Economics University of Siena 617, Department of Economics, University of Siena.
    12. Simon Gaechter & Elke Renner, 2014. "Leaders as Role Models for the Voluntary Provision of Public Goods," Discussion Papers 2014-11, The Centre for Decision Research and Experimental Economics, School of Economics, University of Nottingham.
    13. Levitt, Steven D. & List, John A., 2009. "Field experiments in economics: The past, the present, and the future," European Economic Review, Elsevier, vol. 53(1), pages 1-18, January.
    14. Rode, Julian & Gómez-Baggethun, Erik & Krause, Torsten, 2015. "Motivation crowding by economic incentives in conservation policy: A review of the empirical evidence," Ecological Economics, Elsevier, vol. 117(C), pages 270-282.
    15. Frey, Bruno S. & Torgler, Benno, 2007. "Tax morale and conditional cooperation," Journal of Comparative Economics, Elsevier, vol. 35(1), pages 136-159, March.
    16. Simon Gaechter, 2014. "Human Pro-Social Motivation and the Maintenance of Social Order," CESifo Working Paper Series 4729, CESifo.
    17. Velez, Maria Alejandra & Stranlund, John K. & Murphy, James J., 2009. "What motivates common pool resource users? Experimental evidence from the field," Journal of Economic Behavior & Organization, Elsevier, vol. 70(3), pages 485-497, June.
    18. Bruno S. Frey & Margit Osterloh, "undated". "Yes, Managers Should be Paid Like Bureaucrats," IEW - Working Papers 187, Institute for Empirical Research in Economics - University of Zurich.
    19. d'Adda, Giovanna, 2011. "Motivation crowding in environmental protection: Evidence from an artefactual field experiment," Ecological Economics, Elsevier, vol. 70(11), pages 2083-2097, September.
    20. Xu, Chenyang & Qin, Botao & Rawlings, Devan, 2022. "Motivational crowding effects of monetary and nonmonetary incentives: Evidence from a common pool resources experiment in China," Ecological Economics, Elsevier, vol. 202(C).

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:131:y:2017:i:c:p:312-321. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.