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Identifying artificial intelligence (AI) invention: a novel AI patent dataset

Author

Listed:
  • Alexander V. Giczy

    (U.S. Patent and Trademark Office
    Addx Corporation)

  • Nicholas A. Pairolero

    (U.S. Patent and Trademark Office)

  • Andrew A. Toole

    (U.S. Patent and Trademark Office
    Leibniz Centre for European Economic Research (ZEW))

Abstract

Artificial intelligence (AI) is an area of increasing scholarly and policy interest. To help researchers, policymakers, and the public, this paper describes a novel dataset identifying AI in over 13.2 million patents and pre-grant publications (PGPubs). The dataset, called the Artificial Intelligence Patent Dataset (AIPD), was constructed using machine learning models for each of eight AI component technologies covering areas such as natural language processing, AI hardware, and machine learning. The AIPD contains two data files, one identifying the patents and PGPubs predicted to contain AI and a second file containing the patent documents used to train the machine learning classification models. We also present several evaluation metrics based on manual review by patent examiners with focused expertise in AI, and show that our machine learning approach achieves state-of-the-art performance across existing alternatives in the literature. We believe releasing this dataset will strengthen policy formulation, encourage additional empirical work, and provide researchers with a common base for building empirical knowledge on the determinants and impacts of AI invention.

Suggested Citation

  • Alexander V. Giczy & Nicholas A. Pairolero & Andrew A. Toole, 2022. "Identifying artificial intelligence (AI) invention: a novel AI patent dataset," The Journal of Technology Transfer, Springer, vol. 47(2), pages 476-505, April.
  • Handle: RePEc:kap:jtecht:v:47:y:2022:i:2:d:10.1007_s10961-021-09900-2
    DOI: 10.1007/s10961-021-09900-2
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    References listed on IDEAS

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    Cited by:

    1. Pierre Azoulay & Joshua Krieger & Abhishek Nagaraj, 2024. "Old Moats for New Models: Openness, Control, and Competition in Generative AI," NBER Chapters, in: Entrepreneurship and Innovation Policy and the Economy, volume 4, National Bureau of Economic Research, Inc.
    2. Jiayu Ou & Zhiqiang Zheng & Xiaojing Ou & Naili Zhang, 2024. "Smart City Construction, Artificial Intelligence Development, and the Quality of Export Products: A Study Based on Micro-Level Data of Chinese Enterprises," Sustainability, MDPI, vol. 16(19), pages 1-25, October.
    3. Chunyi Shan & Jun Wang & Yongming Zhu, 2023. "The Evolution of Artificial Intelligence in the Digital Economy: An Application of the Potential Dirichlet Allocation Model," Sustainability, MDPI, vol. 15(2), pages 1-12, January.
    4. Rathi, Sawan & Majumdar, Adrija & Chatterjee, Chirantan, 2024. "Did the COVID-19 pandemic propel usage of AI in pharmaceutical innovation? New evidence from patenting data," Technological Forecasting and Social Change, Elsevier, vol. 198(C).
    5. Farhat Chowdhury & Albert N. Link & Martijn Hasselt, 2022. "Public support for research in artificial intelligence: a descriptive study of U.S. Department of Defense SBIR Projects," The Journal of Technology Transfer, Springer, vol. 47(3), pages 762-774, June.
    6. Haessler, Philipp & Giones, Ferran & Brem, Alexander, 2023. "The who and how of commercializing emerging technologies: A technology-focused review," Technovation, Elsevier, vol. 121(C).
    7. Jaehyuk Park, 2024. "Analyzing the direct role of governmental organizations in artificial intelligence innovation," The Journal of Technology Transfer, Springer, vol. 49(2), pages 437-465, April.

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    More about this item

    Keywords

    Patent; Patent landscape; Artificial intelligence; AI; Machine learning; Patent dataset;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital
    • C45 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: Special Topics - - - Neural Networks and Related Topics
    • L86 - Industrial Organization - - Industry Studies: Services - - - Information and Internet Services; Computer Software

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