IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v116y2018i1d10.1007_s11192-018-2744-4.html
   My bibliography  Save this article

Research and innovation in higher education: empirical evidence from research and patenting in Brazil

Author

Listed:
  • João Ricardo Faria

    (University of Texas – El Paso)

  • Peter F. Wanke

    (Federal University of Rio de Janeiro)

  • João J. Ferreira

    (University of Beira Interior and NECE)

  • Franklin G. Mixon

    (Columbus State University)

Abstract

This study presents a hierarchical differential game between universities and scholars in order to examine innovation and research in higher education. In this stylized setup, scholars maximize the impact of their research, and universities maximize their market value. Innovations play a key role among the incentives given by the university to boost scholars’ productivity, as measured by academic publications and citations, which translates into scholars’ professional success. The scholars’ academic productivity increases university reputation and market value. Using Brazilian data, seemingly unrelated regression estimations suggest that the number of published papers grows with external funding and the percentage of faculty holding doctorate degrees, while the number of citations is associated with the presence of graduate programs and higher teaching quality. Market evaluation is, however, negatively affected by innovation, suggesting a lack of focus on patenting and technology transfer in Brazil.

Suggested Citation

  • João Ricardo Faria & Peter F. Wanke & João J. Ferreira & Franklin G. Mixon, 2018. "Research and innovation in higher education: empirical evidence from research and patenting in Brazil," Scientometrics, Springer;Akadémiai Kiadó, vol. 116(1), pages 487-504, July.
  • Handle: RePEc:spr:scient:v:116:y:2018:i:1:d:10.1007_s11192-018-2744-4
    DOI: 10.1007/s11192-018-2744-4
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-018-2744-4
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-018-2744-4?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Soetanto, Danny & Jack, Sarah, 2016. "The impact of university-based incubation support on the innovation strategy of academic spin-offs," Technovation, Elsevier, vol. 50, pages 25-40.
    2. Michele Meoli & Silvio Vismara, 2016. "University support and the creation of technology and non-technology academic spin-offs," Small Business Economics, Springer, vol. 47(2), pages 345-362, August.
    3. Dorner, Matthias & Fryges, Helmut & Schopen, Kathrin, 2017. "Wages in high-tech start-ups – Do academic spin-offs pay a wage premium?," Research Policy, Elsevier, vol. 46(1), pages 1-18.
    4. Diego Ponte & Bozena I. Mierzejewska & Stefan Klein, 2017. "The transformation of the academic publishing market: multiple perspectives on innovation," Electronic Markets, Springer;IIM University of St. Gallen, vol. 27(2), pages 97-100, May.
    5. Edward M. Bergman, 2010. "Knowledge links between European universities and firms: A review," Papers in Regional Science, Wiley Blackwell, vol. 89(2), pages 311-333, June.
    6. Besancenot, Damien & Faria, Joao Ricardo & Vranceanu, Radu, 2009. "Why business schools do so much research: A signaling explanation," Research Policy, Elsevier, vol. 38(7), pages 1093-1101, September.
    7. Cowan, Robin & Zinovyeva, Natalia, 2013. "University effects on regional innovation," Research Policy, Elsevier, vol. 42(3), pages 788-800.
    8. Hugo Horta & Michele Meoli & Silvio Vismara, 2016. "Skilled unemployment and the creation of academic spin-offs: a recession-push hypothesis," The Journal of Technology Transfer, Springer, vol. 41(4), pages 798-817, August.
    9. Tom Burns & Anna Gomolinska & L. Meeker, 2001. "The Theory of Socially Embedded Games: Applications and Extensions to Open and Closed Games," Quality & Quantity: International Journal of Methodology, Springer, vol. 35(1), pages 1-32, February.
    10. Jesús Pascual Mena-Chalco & Luciano Antonio Digiampietri & Fabrício Martins Lopes & Roberto Marcondes Cesar Junior, 2014. "Brazilian bibliometric coauthorship networks," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(7), pages 1424-1445, July.
    11. Manlio Del Giudice & Elias G. Carayannis & Vincenzo Maggioni, 2017. "Global knowledge intensive enterprises and international technology transfer: emerging perspectives from a quadruple helix environment," The Journal of Technology Transfer, Springer, vol. 42(2), pages 229-235, April.
    12. Federico Munari & Einar Rasmussen & Laura Toschi & Elisa Villani, 2016. "Determinants of the university technology transfer policy-mix: a cross-national analysis of gap-funding instruments," The Journal of Technology Transfer, Springer, vol. 41(6), pages 1377-1405, December.
    13. Renata Del-Vecchio & Jorge Britto & Bruno Oliveira, 2014. "Patterns of university–industry interactions in Brazil: an exploratory analysis using the instrumental of graph theory," Quality & Quantity: International Journal of Methodology, Springer, vol. 48(4), pages 1867-1892, July.
    14. Bodas Freitas, Isabel Maria & Marques, Rosane Argou & Silva, Evando Mirra de Paula e, 2013. "University–industry collaboration and innovation in emergent and mature industries in new industrialized countries," Research Policy, Elsevier, vol. 42(2), pages 443-453.
    15. Stéphane Gonzalez & Aymeric Lardon, 2018. "Optimal deterrence of cooperation," International Journal of Game Theory, Springer;Game Theory Society, vol. 47(1), pages 207-227, March.
    16. Jessica Coria & Xiao-Bing Zhang, 2015. "State-Dependent Enforcement to Foster the Adoption of New Technologies," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 62(2), pages 359-381, October.
    17. Liliana Proskuryakova & Dirk Meissner & Pavel Rudnik, 2017. "The use of technology platforms as a policy tool to address research challenges and technology transfer," The Journal of Technology Transfer, Springer, vol. 42(1), pages 206-227, February.
    18. Ademar Schmitz & David Urbano & Gertrudes Aparecida Dandolini & João Artur Souza & Maribel Guerrero, 2017. "Innovation and entrepreneurship in the academic setting: a systematic literature review," International Entrepreneurship and Management Journal, Springer, vol. 13(2), pages 369-395, June.
    19. Constance Horne & Vincent Dutot, 2017. "Challenges in technology transfer: an actor perspective in a quadruple helix environment," The Journal of Technology Transfer, Springer, vol. 42(2), pages 285-301, April.
    20. Juan Pablo Diánez-González & Carmen Camelo-Ordaz, 2016. "How management team composition affects academic spin-offs’ entrepreneurial orientation: the mediating role of conflict," The Journal of Technology Transfer, Springer, vol. 41(3), pages 530-557, June.
    21. Carmichael, H Lorne, 1988. "Incentives in Academics: Why Is There Tenure?," Journal of Political Economy, University of Chicago Press, vol. 96(3), pages 453-472, June.
    22. Leal, Ricardo Pereira Câmara & Oliveira, Jefferson de & Soluri, Aline Feldman, 2003. "Perfil da pesquisa em finanças no Brasil," RAE - Revista de Administração de Empresas, FGV-EAESP Escola de Administração de Empresas de São Paulo (Brazil), vol. 43(1), January.
    23. Busdieker-Jesse, Nichole L. & Nogueira, Lia & Onal, Hayri & Bullock, David S., 2016. "The Economic Impact of New Technology Adoption on the U.S. Apple Industry," Journal of Agricultural and Resource Economics, Western Agricultural Economics Association, vol. 41(3), pages 1-21, September.
    24. El Ouardighi, Fouad & Kogan, Konstantin & Vranceanu , Radu, 2013. "Publish or Teach ? : Analysis of the Professor's Optimal Career Plan," ESSEC Working Papers WP1307, ESSEC Research Center, ESSEC Business School.
    25. Mixon, Franklin Jr & Hsing, Yu, 1994. "The determinants of out-of-state enrollments in higher education: A tobit analysis," Economics of Education Review, Elsevier, vol. 13(4), pages 329-335.
    26. novaes, Walter, 2008. "The Economics Research in Brazil: An empirical Study of the Trade-off Between Quantity and Quality," Revista Brasileira de Economia - RBE, EPGE Brazilian School of Economics and Finance - FGV EPGE (Brazil), vol. 62(4), December.
    27. El Ouardighi, Fouad & Kogan, Konstantin & Vranceanu, Radu, 2013. "Publish or teach? Analysis of the professor's optimal career path," Journal of Economic Dynamics and Control, Elsevier, vol. 37(10), pages 1995-2009.
    28. Wilson Suzigan & Eduardo da Motta e Albuquerque, 2011. "The underestimated role of universities for the Brazilian system of innovation," Brazilian Journal of Political Economy, Center of Political Economy, vol. 31(1), pages 3-30.
    29. Faria, João Ricardo & Mixon, Franklin G. & Salter, Sean P., 2012. "An economic model of workplace mobbing in academe," Economics of Education Review, Elsevier, vol. 31(5), pages 720-726.
    30. Fiorenzo Franceschini & Domenico Maisano & Luca Mastrogiacomo, 2015. "Research quality evaluation: comparing citation counts considering bibliometric database errors," Quality & Quantity: International Journal of Methodology, Springer, vol. 49(1), pages 155-165, January.
    31. William E. Becker Jr., 1975. "The University Professor as a Utility Maximizer and Producer of Learning, Research, and Income," Journal of Human Resources, University of Wisconsin Press, vol. 10(1), pages 107-115.
    32. Rajeev K. Goel, 2006. "The Game Academics Play: Comment," Bulletin of Economic Research, Wiley Blackwell, vol. 58(1), pages 19-23, January.
    33. Liliana Proskuryakova & Dirk Meissner & Pavel Rudnik, 2017. "Erratum to: The use of technology platforms as a policy tool to address research challenges and technology transfer," The Journal of Technology Transfer, Springer, vol. 42(1), pages 228-228, February.
    34. Junghee Han & Jungho Kim, 2016. "Empirical Analysis Of Technology Transfer In Korean Universities," International Journal of Innovation Management (ijim), World Scientific Publishing Co. Pte. Ltd., vol. 20(08), pages 1-26, December.
    35. Eduardo A. Haddad & Jesus P. Mena-Chalco, Otávio J.G. Sidone, 2016. "Produção Científica e Redes de Colaboração dos Docentes Vinculados aos Programas de Pós-graduação em Economia no Brasil," Working Papers, Department of Economics 2016_10, University of São Paulo (FEA-USP).
    36. Bstieler, Ludwig & Hemmert, Martin & Barczak, Gloria, 2017. "The changing bases of mutual trust formation in inter-organizational relationships: A dyadic study of university-industry research collaborations," Journal of Business Research, Elsevier, vol. 74(C), pages 47-54.
    37. Borooah, Vani K, 1994. "Modelling Institutional Behaviour: A Microeconomic Analysis of University Management," Public Choice, Springer, vol. 81(1-2), pages 101-124, October.
    38. Damien Besancenot & João Ricardo Faria & Franklin G. Mixon, 2017. "Academic Research and the Strategic Interaction of Scholars and Editors: A Two-Stage Game," International Game Theory Review (IGTR), World Scientific Publishing Co. Pte. Ltd., vol. 19(01), pages 1-16, March.
    39. David Audretsch & Rosa Caiazza, 2016. "Technology transfer and entrepreneurship: cross-national analysis," The Journal of Technology Transfer, Springer, vol. 41(6), pages 1247-1259, December.
    40. Perkmann, Markus & Tartari, Valentina & McKelvey, Maureen & Autio, Erkko & Broström, Anders & D’Este, Pablo & Fini, Riccardo & Geuna, Aldo & Grimaldi, Rosa & Hughes, Alan & Krabel, Stefan & Kitson, Mi, 2013. "Academic engagement and commercialisation: A review of the literature on university–industry relations," Research Policy, Elsevier, vol. 42(2), pages 423-442.
    41. Irene Ramos-Vielba & Manuel Fernández-Esquinas & Elena Espinosa-de-los-Monteros, 2010. "Measuring university–industry collaboration in a regional innovation system," Scientometrics, Springer;Akadémiai Kiadó, vol. 84(3), pages 649-667, September.
    42. repec:hal:journl:hal-00823514 is not listed on IDEAS
    43. Mixon, Franklin Jr., 1997. "Team production in economics: A comment and extension," Labour Economics, Elsevier, vol. 4(2), pages 185-191, June.
    44. Krishnendu Ghosh Dastidar, 2015. "Nature of Competition and New Technology Adoption," Pacific Economic Review, Wiley Blackwell, vol. 20(5), pages 696-732, December.
    45. Drivas, Kyriakos & Lei, Zhen & Wright, Brian D., 2017. "Academic patent licenses: Roadblocks or signposts for nonlicensee cumulative innovation?," Journal of Economic Behavior & Organization, Elsevier, vol. 137(C), pages 282-303.
    46. Kafouros, Mario & Wang, Chengqi & Piperopoulos, Panagiotis & Zhang, Mingshen, 2015. "Academic collaborations and firm innovation performance in China: The role of region-specific institutions," Research Policy, Elsevier, vol. 44(3), pages 803-817.
    47. Maribel Guerrero & David Urbano & James Cunningham & Damien Organ, 2014. "Entrepreneurial universities in two European regions: a case study comparison," The Journal of Technology Transfer, Springer, vol. 39(3), pages 415-434, June.
    48. Alberto Bressan & Wen Shen, 2004. "Semi-cooperative strategies for differential games," International Journal of Game Theory, Springer;Game Theory Society, vol. 32(4), pages 561-593, August.
    49. João Ricardo Faria & Peter McAdam, 2015. "Academic productivity before and after tenure: the case of the ‘specialist’," Oxford Economic Papers, Oxford University Press, vol. 67(2), pages 291-309.
    50. Busdieker, Nichole & Nogueira, Lia & Onal, Hayri & Bullock, David S., 2011. "The Economic Impact of New Technology Use in the U.S. Apple Industry," 2011 Annual Meeting, July 24-26, 2011, Pittsburgh, Pennsylvania 103864, Agricultural and Applied Economics Association.
    51. Tom Burns & Anna Gomolińska, 2000. "The Theory of Socially Embedded Games: The Mathematics of Social Relationships, Rule Complexes, and Action Modalities," Quality & Quantity: International Journal of Methodology, Springer, vol. 34(4), pages 379-406, November.
    52. ., 2017. "Econometric analysis: loopholes and shortcomings," Chapters, in: Econometrics as a Con Art, chapter 5, pages 88-105, Edward Elgar Publishing.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. João Ricardo Faria & Rajeev K. Goel & Devrim Göktepe-Hultén, 2022. "Factors facilitating the inventing academics transition from nascent entrepreneurs to business owners," Chapters, in: David E. Audretsch & Erik B. Lehmann & Albert N. Link (ed.), Handbook of Technology Transfer, chapter 5, pages 75-102, Edward Elgar Publishing.
    2. Faria, João Ricardo & Caudill, Steven B. & Mixon, Franklin G. & Upadhyaya, Kamal P., 2021. "Cooperation and spillovers in healthcare R&D: Theory and evidence," Economic Modelling, Elsevier, vol. 95(C), pages 68-75.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Christopher S. Hayter & Andrew J. Nelson & Stephanie Zayed & Alan C. O’Connor, 2018. "Conceptualizing academic entrepreneurship ecosystems: a review, analysis and extension of the literature," The Journal of Technology Transfer, Springer, vol. 43(4), pages 1039-1082, August.
    2. Timothy Perri, 2018. "Economics of evaluation (with special reference to promotion and tenure committees)," Economics of Governance, Springer, vol. 19(1), pages 1-19, February.
    3. Stefano Bianchini & Francesco Lissoni & Michele Pezzoni & Lorenzo Zirulia, 2016. "The economics of research, consulting, and teaching quality: theory and evidence from a technical university," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 25(7), pages 668-691, October.
    4. Natalia Budyldina, 2018. "Entrepreneurial universities and regional contribution," International Entrepreneurship and Management Journal, Springer, vol. 14(2), pages 265-277, June.
    5. Francisco Javier Miranda & Antonio Chamorro & Sergio Rubio, 2018. "Re-thinking university spin-off: a critical literature review and a research agenda," The Journal of Technology Transfer, Springer, vol. 43(4), pages 1007-1038, August.
    6. João Ricardo Faria & Rajeev K. Goel & Devrim Göktepe-Hultén, 2022. "Factors facilitating the inventing academics transition from nascent entrepreneurs to business owners," Chapters, in: David E. Audretsch & Erik B. Lehmann & Albert N. Link (ed.), Handbook of Technology Transfer, chapter 5, pages 75-102, Edward Elgar Publishing.
    7. Civera, Alice & Meoli, Michele & Vismara, Silvio, 2020. "Engagement of academics in university technology transfer: Opportunity and necessity academic entrepreneurship," European Economic Review, Elsevier, vol. 123(C).
    8. Centobelli, Piera & Cerchione, Roberto & Esposito, Emilio & Shashi,, 2019. "Exploration and exploitation in the development of more entrepreneurial universities: A twisting learning path model of ambidexterity," Technological Forecasting and Social Change, Elsevier, vol. 141(C), pages 172-194.
    9. Feichtinger, G. & Grass, D. & Kort, P.M., 2019. "Optimal scientific production over the life cycle," Journal of Economic Dynamics and Control, Elsevier, vol. 108(C).
    10. Paola Rucker Schaeffer & Bruno Fischer & Sergio Queiroz, 2018. "Beyond Education: The Role of Research Universities in Innovation Ecosystems," Foresight and STI Governance (Foresight-Russia till No. 3/2015), National Research University Higher School of Economics, vol. 12(2), pages 50-61.
    11. Good, Matthew & Knockaert, Mirjam & Soppe, Birthe & Wright, Mike, 2019. "The technology transfer ecosystem in academia. An organizational design perspective," Technovation, Elsevier, vol. 82, pages 35-50.
    12. Riviezzo, Angelo & Santos, Susana C. & Liñán, Francisco & Napolitano, Maria Rosaria & Fusco, Floriana, 2019. "European universities seeking entrepreneurial paths: the moderating effect of contextual variables on the entrepreneurial orientation-performance relationship," Technological Forecasting and Social Change, Elsevier, vol. 141(C), pages 232-248.
    13. Giuliano Sansone & Daniele Battaglia & Paolo Landoni & Emilio Paolucci, 2021. "Academic spinoffs: the role of entrepreneurship education," International Entrepreneurship and Management Journal, Springer, vol. 17(1), pages 369-399, March.
    14. Shi, Xing & Wu, Yanrui & Fu, Dahai, 2020. "Does University-Industry collaboration improve innovation efficiency? Evidence from Chinese Firms⋄," Economic Modelling, Elsevier, vol. 86(C), pages 39-53.
    15. Faria, Joao Ricardo, 2002. "Scientific, business and political networks in academia," Research in Economics, Elsevier, vol. 56(2), pages 187-198, June.
    16. Battaglia, Daniele & Paolucci, Emilio & Ughetto, Elisa, 2021. "The role of Proof-of-Concept programs in facilitating the commercialization of research-based inventions," Research Policy, Elsevier, vol. 50(6).
    17. João Ricardo Faria, 2001. "Rent Seeking in Academia: The Consultancy Disease," The American Economist, Sage Publications, vol. 45(2), pages 69-74, October.
    18. Wang, Zhaoxing & He, Qile & Xia, Senmao & Sarpong, David & Xiong, Ailun & Maas, Gideon, 2020. "Capacities of business incubator and regional innovation performance," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    19. Alice Civera & Michele Meoli & Silvio Vismara, 2019. "Do academic spinoffs internationalize?," The Journal of Technology Transfer, Springer, vol. 44(2), pages 381-403, April.
    20. Franklin G. Mixon & Kamal P. Upadhyaya, 2024. "When forgiveness beats permission: Exploring the scholarly ethos of clinical faculty in economics," American Journal of Economics and Sociology, Wiley Blackwell, vol. 83(1), pages 75-91, January.

    More about this item

    Keywords

    Innovation in higher education; Scholarly publications and citations; Teaching; University management; Seemingly unrelated regression; Brazil;
    All these keywords.

    JEL classification:

    • I23 - Health, Education, and Welfare - - Education - - - Higher Education; Research Institutions
    • O39 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Other
    • C39 - Mathematical and Quantitative Methods - - Multiple or Simultaneous Equation Models; Multiple Variables - - - Other
    • C79 - Mathematical and Quantitative Methods - - Game Theory and Bargaining Theory - - - Other

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:116:y:2018:i:1:d:10.1007_s11192-018-2744-4. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.