IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v102y2015i1d10.1007_s11192-014-1427-z.html
   My bibliography  Save this article

The impact of hybrid public and market-oriented financing mechanisms on the scientific portfolio and performances of public research labs: a scientometric analysis

Author

Listed:
  • Mario Coccia

    (National Council of Research of Italy, CNR-Ceris
    RAND Corporation
    United Nations University)

  • Greta Falavigna

    (National Council of Research of Italy)

  • Alessandro Manello

    (National Council of Research of Italy)

Abstract

The scientific problem of this study is the analysis of the portfolio of outputs by public research labs in the presence of hybrid funding scheme based on public and market-oriented financing mechanisms. Research institutes are considered Decision Making Units, which produce two different kinds of scientific outputs using inputs. We consider some scientific outputs with more international visibility (High Visibility Outputs-HVOs) than others called Low Visibility Outputs (LVOs). We confront this problem by a scientometric approach applying models of the Directional Output Distance Function, which endeavours to measure and analyze the effects of hybrid financing of public research labs in terms of potential loss in high quality scientific outputs, in particular when the share of market-oriented funds is beyond a specific threshold. Results, considering R&D organizations of “hard sciences”, seem to show that a hybrid financing scheme, too market-oriented for supporting operation (and survival) of research labs, tends to affect scientific output portfolio by lowering scientific performances and HVOs. The study here also proposes a preliminary analysis of the optimal level of market financing in relation to total financial resources for a fruitful co-existence of market and public funding scheme to maximize the scientific output (publications) of R&D labs. The findings show main differences across scientific departments and some critical weaknesses points and threats by public research labs for production of scientific outputs.

Suggested Citation

  • Mario Coccia & Greta Falavigna & Alessandro Manello, 2015. "The impact of hybrid public and market-oriented financing mechanisms on the scientific portfolio and performances of public research labs: a scientometric analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 102(1), pages 151-168, January.
  • Handle: RePEc:spr:scient:v:102:y:2015:i:1:d:10.1007_s11192-014-1427-z
    DOI: 10.1007/s11192-014-1427-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-014-1427-z
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-014-1427-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Nicolas Carayol & Mireille Matt, 2004. "The exploitation of complementarities in scientific production process at the laboratory level," Post-Print hal-00278688, HAL.
    2. Greta Falavigna & Alessandro Manello, 2013. "External funding, efficiency and productivity growth in public research: the case of the Italian National Research Council," Research Evaluation, Oxford University Press, vol. 23(1), pages 33-47, December.
    3. Grit Laudel, 2006. "The art of getting funded: How scientists adapt to their funding conditions," Science and Public Policy, Oxford University Press, vol. 33(7), pages 489-504, August.
    4. Goldfarb, Brent, 2008. "The effect of government contracting on academic research: Does the source of funding affect scientific output," Research Policy, Elsevier, vol. 37(1), pages 41-58, February.
    5. Dennis A. Gioia & Kumar Chittipeddi, 1991. "Sensemaking and sensegiving in strategic change initiation," Strategic Management Journal, Wiley Blackwell, vol. 12(6), pages 433-448, September.
    6. Antreas Athanassopoulos & Estelle Shale, 1997. "Assessing the Comparative Efficiency of Higher Education Institutions in the UK by the Means of Data Envelopment Analysis," Education Economics, Taylor & Francis Journals, vol. 5(2), pages 117-134.
    7. Mario Coccia & Emanuele Cadario, 2014. "Organisational (un)learning of public research labs in turbulent context," International Journal of Innovation and Learning, Inderscience Enterprises Ltd, vol. 15(2), pages 115-129.
    8. Gulbrandsen, Magnus & Smeby, Jens-Christian, 2005. "Industry funding and university professors' research performance," Research Policy, Elsevier, vol. 34(6), pages 932-950, August.
    9. Färe, Rolf & Grosskopf, Shawna & Pasurka, Carl A., 2007. "Environmental production functions and environmental directional distance functions," Energy, Elsevier, vol. 32(7), pages 1055-1066.
    10. Dirk Czarnitzki & Andrew Toole, 2010. "Is there a trade-off between academic research and faculty entrepreneurship? Evidence from US NIH supported biomedical researchers," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 19(5), pages 505-520.
    11. Dirk Czarnitzki & Kornelius Kraft, 2012. "Spillovers of innovation activities and their profitability," Oxford Economic Papers, Oxford University Press, vol. 64(2), pages 302-322, April.
    12. Groot, Tom & Garcia-Valderrama, Teresa, 2006. "Research quality and efficiency: An analysis of assessments and management issues in Dutch economics and business research programs," Research Policy, Elsevier, vol. 35(9), pages 1362-1376, November.
    13. Patrick Llerena & Mireille Matt & Véronique Schaeffer, 2003. "The Evolution of French Research Policies and the Impacts on the Universities and Public Research Organizations," Chapters, in: Aldo Geuna & Ammon J. Salter & W. Edward Steinmueller (ed.), Science and Innovation, chapter 5, Edward Elgar Publishing.
    14. Aldo Geuna & Ammon J. Salter & W. Edward Steinmueller (ed.), 2003. "Science and Innovation," Books, Edward Elgar Publishing, number 2831.
    15. Mario Coccia, 2009. "Research performance and bureaucracy within public research labs," Scientometrics, Springer;Akadémiai Kiadó, vol. 79(1), pages 93-107, April.
    16. Kao, Chiang & Hung, Hsi-Tai, 2008. "Efficiency analysis of university departments: An empirical study," Omega, Elsevier, vol. 36(4), pages 653-664, August.
    17. Bart Thijs & Wolfgang Glänzel, 2008. "A structural analysis of publication profiles for the classification of European research institutes," Scientometrics, Springer;Akadémiai Kiadó, vol. 74(2), pages 223-236, February.
    18. Czarnitzki, Dirk & Thorwarth, Susanne, 2009. "The design paradox: the contribution of in-house and external design activities on product market performance," ZEW Discussion Papers 09-068, ZEW - Leibniz Centre for European Economic Research.
    19. Mario Coccia & Secondo Rolfo, 2009. "Project management in public research organisations: strategic change in complex scenarios," International Journal of Project Organisation and Management, Inderscience Enterprises Ltd, vol. 1(3), pages 235-252.
    20. Fare, Rolf, et al, 1989. "Multilateral Productivity Comparisons When Some Outputs Are Undesirable: A Nonparametric Approach," The Review of Economics and Statistics, MIT Press, vol. 71(1), pages 90-98, February.
    21. Dirk Czarnitzki & Katrin Hussinger & Cédric Schneider, 2011. "Commercializing academic research: the quality of faculty patenting," Industrial and Corporate Change, Oxford University Press and the Associazione ICC, vol. 20(5), pages 1403-1437, October.
    22. Van Looy, Bart & Ranga, Marina & Callaert, Julie & Debackere, Koenraad & Zimmermann, Edwin, 2004. "Combining entrepreneurial and scientific performance in academia: towards a compounded and reciprocal Matthew-effect?," Research Policy, Elsevier, vol. 33(3), pages 425-441, April.
    23. Abramo, Giovanni & Cicero, Tindaro & D’Angelo, Ciriaco Andrea, 2011. "A field-standardized application of DEA to national-scale research assessment of universities," Journal of Informetrics, Elsevier, vol. 5(4), pages 618-628.
    24. Coccia, Mario, 2008. "Measuring scientific performance of public research units for strategic change," Journal of Informetrics, Elsevier, vol. 2(3), pages 183-194.
    25. Rolf Färe & Shawna Grosskopf, 2000. "Theory and Application of Directional Distance Functions," Journal of Productivity Analysis, Springer, vol. 13(2), pages 93-103, March.
    26. Chambers, Robert G. & Chung, Yangho & Fare, Rolf, 1996. "Benefit and Distance Functions," Journal of Economic Theory, Elsevier, vol. 70(2), pages 407-419, August.
    27. Abbott, M. & Doucouliagos, C., 2003. "The efficiency of Australian universities: a data envelopment analysis," Economics of Education Review, Elsevier, vol. 22(1), pages 89-97, February.
    28. Hicks, Diana, 2012. "Performance-based university research funding systems," Research Policy, Elsevier, vol. 41(2), pages 251-261.
    29. Mario Coccia, 2008. "New organisational behaviour of public research institutions: lessons learned from Italian case study," International Journal of Business Innovation and Research, Inderscience Enterprises Ltd, vol. 2(4), pages 402-419.
    30. Sanz-Menendez, Luis & Cruz-Castro, Laura, 2003. "Coping with environmental pressures: public research organisations responses to funding crises," Research Policy, Elsevier, vol. 32(8), pages 1293-1308, September.
    31. Sarrico, Cláudia S. & Teixeira, Pedro N. & Rosa, Maria J. & Cardoso, Margarida F., 2009. "Subject mix and productivity in Portuguese universities," European Journal of Operational Research, Elsevier, vol. 197(1), pages 287-295, August.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Mehdi Rhaiem, 2017. "Measurement and determinants of academic research efficiency: a systematic review of the evidence," Scientometrics, Springer;Akadémiai Kiadó, vol. 110(2), pages 581-615, February.
    2. Mario Coccia, 2019. "Metabolism of Public Research Organizations: How Do Laboratories Consume State Subsidies?," Public Organization Review, Springer, vol. 19(4), pages 473-491, December.
    3. Mario Coccia, 2018. "Socioeconomic driving forces of scientific research," Papers 1806.05028, arXiv.org.
    4. Kounetas, Konstantinos & Zervopoulos, Panagiotis D., 2019. "A cross-country evaluation of environmental performance: Is there a convergence-divergence pattern in technology gaps?," European Journal of Operational Research, Elsevier, vol. 273(3), pages 1136-1148.
    5. Kumar Mandal, Sabuj & Madheswaran, S., 2010. "Environmental efficiency of the Indian cement industry: An interstate analysis," Energy Policy, Elsevier, vol. 38(2), pages 1108-1118, February.
    6. Barra, Cristian & Zotti, Roberto, 2014. "Handling negative data using Data Envelopment Analysis: a directional distance approach applied to higher education," MPRA Paper 55570, University Library of Munich, Germany.
    7. Concepta McManus & Abilio Afonso Baeta Neves, 2021. "Funding research in Brazil," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(1), pages 801-823, January.
    8. Yang, Guo-liang & Fukuyama, Hirofumi & Song, Yao-yao, 2018. "Measuring the inefficiency of Chinese research universities based on a two-stage network DEA model," Journal of Informetrics, Elsevier, vol. 12(1), pages 10-30.
    9. Mutz, Rüdiger & Bornmann, Lutz & Daniel, Hans-Dieter, 2017. "Are there any frontiers of research performance? Efficiency measurement of funded research projects with the Bayesian stochastic frontier analysis for count data," Journal of Informetrics, Elsevier, vol. 11(3), pages 613-628.
    10. Igor Benati & Mario Coccia, 2017. "The relation between public manager compensation and members of parliament’s salary across OECD countries: explorative analysis and possible determinants with public policy implications," quaderni IRCrES 201702, CNR-IRCrES Research Institute on Sustainable Economic Growth - Moncalieri (TO) ITALY - former Institute for Economic Research on Firms and Growth - Torino (TO) ITALY.
    11. Mario Coccia, 2018. "National debts and government deficits within European Monetary Union: Statistical evidence of economic issues," Papers 1806.07830, arXiv.org.
    12. Chen, Zhuo & Yang, Zhenbing & Yang, Lili, 2020. "How to optimize the allocation of research resources? An empirical study based on output and substitution elasticities of universities in Chinese provincial level," Socio-Economic Planning Sciences, Elsevier, vol. 69(C).
    13. Greta Falavigna & Alessandro Manello, "undated". "Labour productivity and social network metrics in scientific research," CERIS Working Paper 201418, CNR-IRCrES Research Institute on Sustainable Economic Growth - Torino (TO) ITALY - former Institute for Economic Research on Firms and Growth - Moncalieri (TO) ITALY.
    14. Bruno, Clementina & Manello, Alessandro, 2015. "Benchmarking and effects of reforms in the fixed telecommunications industry: A DDF approach," Telecommunications Policy, Elsevier, vol. 39(2), pages 127-139.
    15. Wenjing Wang & Yiwei Liu, 2022. "Industrial funding and university technology transfer: the moderating role of intellectual property rights enforcement," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1549-1572, October.
    16. Jeanneaux, Philippe & Latruffe, Laure, 2016. "Modelling pollution-generating technologies in performance benchmarking: Recent developments, limits and future prospects in the nonparametric frameworkAuthor-Name: Dakpo, K. Hervé," European Journal of Operational Research, Elsevier, vol. 250(2), pages 347-359.
    17. Trinks, Arjan & Mulder, Machiel & Scholtens, Bert, 2020. "An Efficiency Perspective on Carbon Emissions and Financial Performance," Ecological Economics, Elsevier, vol. 175(C).
    18. Daraio, Cinzia & Bonaccorsi, Andrea & Simar, Léopold, 2015. "Rankings and university performance: A conditional multidimensional approach," European Journal of Operational Research, Elsevier, vol. 244(3), pages 918-930.
    19. Xianmei Wang & Hanhui Hu, 2017. "Sustainability in Chinese Higher Educational Institutions’ Social Science Research: A Performance Interface toward Efficiency," Sustainability, MDPI, vol. 9(11), pages 1-18, October.
    20. Jean-Philippe Boussemart & Hervé Leleu & Zhiyang Shen & Vivian Valdmanis, 2020. "Performance analysis for three pillars of sustainability," Journal of Productivity Analysis, Springer, vol. 53(3), pages 305-320, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:102:y:2015:i:1:d:10.1007_s11192-014-1427-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.