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From Resistance to Transformation: A Generic Metric of Resilience Through Viability

Author

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  • C. Béné
  • Luc Doyen

    (GREThA - Groupe de Recherche en Economie Théorique et Appliquée - UB - Université de Bordeaux - CNRS - Centre National de la Recherche Scientifique)

Abstract

n the last two decades resilience has emerged as a promising concept that can help societies and more generally social-ecological systems become less vulnerable to shocks and stressors. As such it has been adopted by a large number of disciplines—from psychology, physics, and ecology to disaster risk reduction, climate change adaption, and humanitarian and food security interventions. However, although numerous definitions or measures of resilience have been proposed, those were mainly discipline centered and, as such, failed to provide an adequate overarching framework. This paper explores the question of the formalization and measurement of resilience, with the objective to develop a generic metric that applies across the disciplines and to the different interpretations of resilience. Building on the definitions found in the literature, a continuum of five categories of resilience responses is identified: (i) resistance, (ii) coping strategies, (iii) adaptation, (iv) adaptive preference, and (v) transformation. Those categories are then reframed into a generic metric, using viability analysis—a mathematical formalism which builds on dynamic systems and control theory. Theoretical and empirical analyses are then conducted, looking in particular at how inertia and costs associated with the types of responses influence the level of resilience. To illustrate this new metric, we draw on two models widely discussed in the resilience literature: the exploitation of renewable resources and the case of lake eutrophication. Both theoretical and numerical analyses demonstrate the relevance of the typology as a generic framework for resilience but also highlight transformation as a particular case of resilience response.

Suggested Citation

  • C. Béné & Luc Doyen, 2018. "From Resistance to Transformation: A Generic Metric of Resilience Through Viability," Post-Print hal-03118040, HAL.
  • Handle: RePEc:hal:journl:hal-03118040
    DOI: 10.1002/2017EF000660
    Note: View the original document on HAL open archive server: https://hal.science/hal-03118040v1
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    References listed on IDEAS

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    1. Baumgärtner, Stefan & Quaas, Martin F., 2009. "Ecological-economic viability as a criterion of strong sustainability under uncertainty," Ecological Economics, Elsevier, vol. 68(7), pages 2008-2020, May.
    2. Cissé, A.A. & Gourguet, S. & Doyen, L. & Blanchard, F. & Péreau, J.-C., 2013. "A bio-economic model for the ecosystem-based management of the coastal fishery in French Guiana," Environment and Development Economics, Cambridge University Press, vol. 18(3), pages 245-269, June.
    3. Bene, C. & Doyen, L. & Gabay, D., 2001. "A viability analysis for a bio-economic model," Ecological Economics, Elsevier, vol. 36(3), pages 385-396, March.
    4. Terry Cannon & Detlef Müller-Mahn, 2010. "Vulnerability, resilience and development discourses in context of climate change," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 55(3), pages 621-635, December.
    5. Béné, Christophe & Chowdhury, Fahim S. & Rashid, Mamun & Dhali, Sabbir A. & Jahan, Ferdous, 2017. "Squaring the Circle: Reconciling the Need for Rigor with the Reality on the Ground in Resilience Impact Assessment," World Development, Elsevier, vol. 97(C), pages 212-231.
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    1. Béné, Christophe & d'Hôtel, Elodie Maître & Pelloquin, Raphaël & Badaoui, Outman & Garba, Faroukou & Sankima, Jocelyne W., 2024. "Resilience – and collapse – of local food systems in conflict affected areas; reflections from Burkina Faso," World Development, Elsevier, vol. 176(C).
    2. Huang, Hongrong & Zhuo, La & Wang, Wei & Wu, Pute, 2023. "Resilience assessment of blue and green water resources for staple crop production in China," Agricultural Water Management, Elsevier, vol. 288(C).
    3. Cuilleret, Mathieu & Doyen, Luc & Gomes, Hélène & Blanchard, Fabian, 2022. "Resilience management for coastal fisheries facing with global changes and uncertainties," Economic Analysis and Policy, Elsevier, vol. 74(C), pages 634-656.
    4. Abyiot Teklu & Belay Simane & Mintewab Bezabih, 2023. "Effect of Climate Smart Agriculture Innovations on Climate Resilience among Smallholder Farmers: Empirical Evidence from the Choke Mountain Watershed of the Blue Nile Highlands of Ethiopia," Sustainability, MDPI, vol. 15(5), pages 1-26, February.
    5. Christophe Béné, 2020. "Resilience of local food systems and links to food security – A review of some important concepts in the context of COVID-19 and other shocks," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 12(4), pages 805-822, August.
    6. Pereau, Jean-Christophe & Pryet, Alexandre & Rambonilaza, Tina, 2019. "Optimality Versus Viability in Groundwater Management with Environmental Flows," Ecological Economics, Elsevier, vol. 161(C), pages 109-120.
    7. Mathieu Cuilleret & Luc Doyen & Hélène Gomes & Fabian Blanchard, 2021. "Resilience-based management for small-scale fisheries in the face of global changes and uncertainties," Bordeaux Economics Working Papers 2021-20, Bordeaux School of Economics (BSE).
    8. Sarah Gilmore & Barbara Cosens & David L. Griffith & Lilian Alessa & Andrew Kliskey, 2022. "Adapting to Socio-Environmental Change: Institutional Analysis of the Adaptive Capacity of Interacting Formal and Informal Cooperative Water Governance," Sustainability, MDPI, vol. 14(16), pages 1-17, August.
    9. Grafton, R. Quentin & Squires, Dale & Steinshamn, Stein Ivar, 2023. "Towards resilience-based management of marine capture fisheries," Economic Analysis and Policy, Elsevier, vol. 77(C), pages 231-238.
    10. Fanzo, Jessica & Haddad, Lawrence & Schneider, Kate R. & Béné, Christophe & Covic, Namukolo M. & Guarin, Alejandro & Herforth, Anna W. & Herrero, Mario & Sumaila, U. Rashid & Aburto, Nancy J. & Amuyun, 2021. "Viewpoint: Rigorous monitoring is necessary to guide food system transformation in the countdown to the 2030 global goals," Food Policy, Elsevier, vol. 104(C).
    11. Béné, Christophe, 2022. "Why the Great Food Transformation may not happen – A deep-dive into our food systems’ political economy, controversies and politics of evidence," World Development, Elsevier, vol. 154(C).
    12. Ali Aghazadeh Ardebili & Elio Padoano, 2020. "A Literature Review of the Concepts of Resilience and Sustainability in Group Decision-Making," Sustainability, MDPI, vol. 12(7), pages 1-22, March.
    13. Chu, Long & Grafton, R. Quentin & Kompas, Tom, 2022. "Optimisation of economic performance and stock resilience in marine capture fisheries," Economic Analysis and Policy, Elsevier, vol. 76(C), pages 863-875.
    14. Christophe Béné & Alex Cornelius & Fanny Howland, 2018. "Bridging Humanitarian Responses and Long-Term Development through Transformative Changes—Some Initial Reflections from the World Bank’s Adaptive Social Protection Program in the Sahel," Sustainability, MDPI, vol. 10(6), pages 1-17, May.

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