IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v15y2023i11p8997-d1162793.html
   My bibliography  Save this article

Smallholder Farmers’ Climate Change Adaptation Strategies in the Ethiopian Rift Valley: The Case of Home Garden Agroforestry Systems in the Gedeo Zone

Author

Listed:
  • Aberham Darge

    (Africa Centre of Excellence for Climate Smart Agriculture and Biodiversity Conservation, Haramaya University, Dire Dawa P.O. Box 138, Ethiopia)

  • Jema Haji

    (College of Agriculture and Environmental Sciences, School of Agricultural Economics, Haramaya University, Dire Dawa P.O. Box 138, Ethiopia)

  • Fekadu Beyene

    (College of Agriculture and Environmental Sciences, School of Rural Development and Agricultural Innovation, Haramaya University, Dire Dawa P.O. Box 138, Ethiopia)

  • Mengistu Ketema

    (Ethiopian Economics Association, Addis Ababa P.O. Box 34282, Ethiopia)

Abstract

Smallholder farmers who rely on home garden agroforestry are experiencing significant impacts from climate change. To mitigate these effects, it is crucial for farmers to have access to various adaptation strategies. This study collected data from 384 randomly selected respondents in 18 kebeles over three districts, using descriptive statistics and a multivariate probit model to evaluate the factors influencing smallholder farmers’ decisions on their adaptation strategies against climate change. In Ethiopia’s Gedeo zone, this study found that smallholder farmers employ a range of adaptation methods, including expanding their agroforestry system, implementing modern agriculture techniques, conserving soil and water, diversifying their livelihoods, and employing various coping mechanisms. By analyzing data using the multivariate probit model, this study found several factors that had a significant impact on smallholder farmers’ choice of adaptation options. These factors include social network, age, education level, farming experience, household size, cultivated land size, annual income, and livestock holding. In addition, factors such as perception of climate change, previous experience of crop failure, recurrent drought, and access to information about climate change, occurrence of frost, agricultural extension contacts, access to farmer-to-farmer extension services, and perception of land infertility also influence their decision-making process. Our findings highlight the importance of improving institutional services in rural areas, promoting education on climate change, and strengthening social networks to enhance the ability of smallholder farmers to cope with the effects of climate change.

Suggested Citation

  • Aberham Darge & Jema Haji & Fekadu Beyene & Mengistu Ketema, 2023. "Smallholder Farmers’ Climate Change Adaptation Strategies in the Ethiopian Rift Valley: The Case of Home Garden Agroforestry Systems in the Gedeo Zone," Sustainability, MDPI, vol. 15(11), pages 1-19, June.
  • Handle: RePEc:gam:jsusta:v:15:y:2023:i:11:p:8997-:d:1162793
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/15/11/8997/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/15/11/8997/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Benita Y. Tam & Leanne Findlay & Dafna Kohen, 2014. "Social Networks as a Coping Strategy for Food Insecurity and Hunger for Young Aboriginal and Canadian Children," Societies, MDPI, vol. 4(3), pages 1-14, September.
    2. Abdulai Adams & Emmanuel Tetteh Jumpah & Muhammad Shafiullah, 2021. "Agricultural technologies adoption and smallholder farmers’ welfare: Evidence from Northern Ghana," Cogent Economics & Finance, Taylor & Francis Journals, vol. 9(1), pages 2006905-200, January.
    3. Amfo, Bismark & Ali, Ernest Baba, 2020. "Climate change coping and adaptation strategies: How do cocoa farmers in Ghana diversify farm income?," Forest Policy and Economics, Elsevier, vol. 119(C).
    4. Clifford James Fagariba & Shaoxian Song & Serge Kevin Gildas Soule Baoro, 2018. "Climate Change Adaptation Strategies and Constraints in Northern Ghana: Evidence of Farmers in Sissala West District," Sustainability, MDPI, vol. 10(5), pages 1-18, May.
    5. Menale Kassie & Precious Zikhali & John Pender & Gunnar Köhlin, 2010. "The Economics of Sustainable Land Management Practices in the Ethiopian Highlands," Journal of Agricultural Economics, Wiley Blackwell, vol. 61(3), pages 605-627, September.
    6. Jeetendra Prakash Aryal & Dil Bahadur Rahut & Sofina Maharjan & Olaf Erenstein, 2018. "Factors affecting the adoption of multiple climate‐smart agricultural practices in the Indo‐Gangetic Plains of India," Natural Resources Forum, Blackwell Publishing, vol. 42(3), pages 141-158, August.
    7. George Okello Candiya Bongomin & John C. Munene & Joseph Ntayi Mpeera & Charles Malinga Akol, 2017. "Financial inclusion in rural Uganda: The role of social capital and generational values," Cogent Business & Management, Taylor & Francis Journals, vol. 4(1), pages 1302866-130, January.
    8. JunJie Wu & Bruce A. Babcock, 1998. "The Choice of Tillage, Rotation, and Soil Testing Practices: Economic and Environmental Implications," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 80(3), pages 494-511.
    9. Wassie Berhanu & Fekadu Beyene, 2015. "Climate Variability and Household Adaptation Strategies in Southern Ethiopia," Sustainability, MDPI, vol. 7(6), pages 1-23, May.
    10. Khanal, Uttam & Wilson, Clevo & Hoang, Viet-Ngu & Lee, Boon, 2018. "Farmers' Adaptation to Climate Change, Its Determinants and Impacts on Rice Yield in Nepal," Ecological Economics, Elsevier, vol. 144(C), pages 139-147.
    11. Belderbos, Rene & Carree, Martin & Diederen, Bert & Lokshin, Boris & Veugelers, Reinhilde, 2004. "Heterogeneity in R&D cooperation strategies," International Journal of Industrial Organization, Elsevier, vol. 22(8-9), pages 1237-1263, November.
    12. Thanh Tam Ho & Koji Shimada, 2019. "The Effects of Climate Smart Agriculture and Climate Change Adaptation on the Technical Efficiency of Rice Farming—An Empirical Study in the Mekong Delta of Vietnam," Agriculture, MDPI, vol. 9(5), pages 1-20, May.
    13. Yu, Li & Hurley, Terrance M. & Kliebenstein, James B. & Orazem, Peter F., 2007. "Testing for Complementarity and Substitutability among Multiple Technologies: The Case of U.S. Hog Farms," 2007 Annual Meeting, July 29-August 1, 2007, Portland, Oregon 9836, American Agricultural Economics Association (New Name 2008: Agricultural and Applied Economics Association).
    14. Thu-Huong Nguyen & Oz Sahin & Michael Howes, 2021. "Climate Change Adaptation Influences and Barriers Impacting the Asian Agricultural Industry," Sustainability, MDPI, vol. 13(13), pages 1-17, June.
    15. John Geweke & Gautam Gowrisankaran & Robert J. Town, 2003. "Bayesian Inference for Hospital Quality in a Selection Model," Econometrica, Econometric Society, vol. 71(4), pages 1215-1238, July.
    16. Kassie, Menale & Jaleta, Moti & Shiferaw, Bekele & Mmbando, Frank & Mekuria, Mulugetta, 2013. "Adoption of interrelated sustainable agricultural practices in smallholder systems: Evidence from rural Tanzania," Technological Forecasting and Social Change, Elsevier, vol. 80(3), pages 525-540.
    17. Hajivassiliou, Vassilis & McFadden, Daniel & Ruud, Paul, 1996. "Simulation of multivariate normal rectangle probabilities and their derivatives theoretical and computational results," Journal of Econometrics, Elsevier, vol. 72(1-2), pages 85-134.
    18. Helen Teshome & Kindie Tesfaye & Nigussie Dechassa & Tamado Tana & Matthew Huber, 2021. "Smallholder Farmers’ Perceptions of Climate Change and Adaptation Practices for Maize Production in Eastern Ethiopia," Sustainability, MDPI, vol. 13(17), pages 1-21, August.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Musa Hasen Ahmed & Kassahun Mamo Geleta & Aemro Tazeze & Hiwot Mekonnen Mesfin & Eden Andualem Tilahun, 2017. "Cropping systems diversification, improved seed, manure and inorganic fertilizer adoption by maize producers of eastern Ethiopia," Journal of Economic Structures, Springer;Pan-Pacific Association of Input-Output Studies (PAPAIOS), vol. 6(1), pages 1-16, December.
    2. Kassie, Menale & Jaleta, Moti & Shiferaw, Bekele & Mmbando, Frank & Mekuria, Mulugetta, 2013. "Adoption of interrelated sustainable agricultural practices in smallholder systems: Evidence from rural Tanzania," Technological Forecasting and Social Change, Elsevier, vol. 80(3), pages 525-540.
    3. Ndiritu, S. Wagura & Kassie, Menale & Shiferaw, Bekele, 2014. "Are there systematic gender differences in the adoption of sustainable agricultural intensification practices? Evidence from Kenya," Food Policy, Elsevier, vol. 49(P1), pages 117-127.
    4. Gebremariam, Gebrelibanos & Tesfaye, Wondimagegn, 2018. "The heterogeneous effect of shocks on agricultural innovations adoption: Microeconometric evidence from rural Ethiopia," Food Policy, Elsevier, vol. 74(C), pages 154-161.
    5. Ojo, T.O. & Baiyegunhi, L.J.S., 2020. "Determinants of climate change adaptation strategies and its impact on the net farm income of rice farmers in south-west Nigeria," Land Use Policy, Elsevier, vol. 95(C).
    6. Tolulope E. Oladimeji & Oyakhilomen Oyinbo & Abubakar A. Hassan & Oseni Yusuf, 2020. "Understanding the Interdependence and Temporal Dynamics of Smallholders’ Adoption of Soil Conservation Practices: Evidence from Nigeria," Sustainability, MDPI, vol. 12(7), pages 1-21, March.
    7. Jeetendra Prakash Aryal & Dil Bahadur Rahut & Sofina Maharjan & Olaf Erenstein, 2018. "Factors affecting the adoption of multiple climate‐smart agricultural practices in the Indo‐Gangetic Plains of India," Natural Resources Forum, Blackwell Publishing, vol. 42(3), pages 141-158, August.
    8. Priscilla Wainaina & Songporne Tongruksawattana & Matin Qaim, 2016. "Tradeoffs and complementarities in the adoption of improved seeds, fertilizer, and natural resource management technologies in Kenya," Agricultural Economics, International Association of Agricultural Economists, vol. 47(3), pages 351-362, May.
    9. Gebregziabher, Gebrehaweria & Rebelo, Lisa-Maria & Notenbaert, A. & Ergano, K. & Abebe, Yenenesh, 2013. "Determinants of adoption of rainwater management technologies among farm households in the Nile River Basin," IWMI Reports 201008, International Water Management Institute.
    10. Thu-Huong Nguyen & Oz Sahin & Michael Howes, 2021. "Climate Change Adaptation Influences and Barriers Impacting the Asian Agricultural Industry," Sustainability, MDPI, vol. 13(13), pages 1-17, June.
    11. Temitope Oluwaseun Ojo & Abiodun A. Ogundeji & Chijioke U. Emenike, 2022. "Does Adoption of Climate Change Adaptation Strategy Improve Food Security? A Case of Rice Farmers in Ogun State, Nigeria," Land, MDPI, vol. 11(11), pages 1-16, October.
    12. Mequaninte, Teferi & Birner, Regina & Mueller, Ulrike, 2015. "Adoption of Land Management Practices in Ethiopia: Which Network Types," 2015 Conference, August 9-14, 2015, Milan, Italy 212631, International Association of Agricultural Economists.
    13. Teklewold, Hailemariam & Kassie, Menale & Shiferaw, Bekele & Köhlin, Gunnar, 2013. "Cropping system diversification, conservation tillage and modern seed adoption in Ethiopia: Impacts on household income, agrochemical use and demand for labor," Ecological Economics, Elsevier, vol. 93(C), pages 85-93.
    14. L. Toma & A. P. Barnes & L.-A. Sutherland & S. Thomson & F. Burnett & K. Mathews, 2018. "Impact of information transfer on farmers’ uptake of innovative crop technologies: a structural equation model applied to survey data," The Journal of Technology Transfer, Springer, vol. 43(4), pages 864-881, August.
    15. Hassen, Sied, 2018. "The effect of farmyard manure on the continued and discontinued use of inorganic fertilizer in Ethiopia: An ordered probit analysis," Land Use Policy, Elsevier, vol. 72(C), pages 523-532.
    16. repec:ags:aaea22:335656 is not listed on IDEAS
    17. repec:ags:iaae12:126829 is not listed on IDEAS
    18. Kassie, Menale & Teklewolde, Hailemariam & Erenstein, Olaf & Jaleta, Moti & Marenya, Paswel & Mekurai, Mulugetta, 2015. "Technology diversification: Assessing impacts on crop income and agrochemical uses in Malawi," 2015 Conference, August 9-14, 2015, Milan, Italy 211838, International Association of Agricultural Economists.
    19. Hayri Alper Arslan & Brantly Callaway & Tong Li, 2024. "Testing the effects of an unobservable factor: Do marriage prospects affect college major choice?," Papers 2410.19947, arXiv.org.
    20. Wainaina, Priscilla & Tongruksawattana, Songporne & Qaim, Matin, 2014. "Tradeoffs and Complementarities in the Adoption of Improved Seeds, Fertilizer, and Natural Resource Management Technologies in Kenya," GlobalFood Discussion Papers 189914, Georg-August-Universitaet Goettingen, GlobalFood, Department of Agricultural Economics and Rural Development.
    21. Mugula, Joseph J & Ahmad, Athman Kyaruzi & Msinde, John & Kadigi, Michael, 2023. "Determinants of Adoption of Bundled Sustainable Agriculture Practices among Small-Scale Maize Farmers in Mvomero and Kilosa Districts, Tanzania," African Journal of Economic Review, African Journal of Economic Review, vol. 11(4), September.
    22. Yong Liu & Jorge Ruiz-Menjivar & Junbiao Zhang, 2023. "Do soil nutrient management practices improve climate resilience? Empirical evidence from rice farmers in central China," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 25(9), pages 10029-10054, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:15:y:2023:i:11:p:8997-:d:1162793. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.