IDEAS home Printed from https://ideas.repec.org/a/eee/wdevel/v161y2023ics0305750x22003060.html
   My bibliography  Save this article

Unlocking “lock-in” and path dependency: A review across disciplines and socio-environmental contexts

Author

Listed:
  • Goldstein, Jenny E.
  • Neimark, Benjamin
  • Garvey, Brian
  • Phelps, Jacob

Abstract

Introduced in the early 2000s, the concept of carbon “lock-in” has been widely adopted by think tanks, academics, and civil society trying to break away from the consequences of fossil-fuel induced carbon emissions and climate change. The concept has been instrumental to energy economic policy, energy transitions, and automobile transportation and urban mobility. It has parallels with “path dependency” across sectors, including water governance, fisheries, farmer tenure, and debt. Yet its use has also fallen short in applying it to nontechnical settings beyond infrastructure. In this review article, we argue that the “lock-in” concept is relevant to a much broader range of multi-scalar socio-environmental challenges to development. We expand lock-in to consider granular issues that tend to slip out of macro-level technological and institutional path dependencies, without falling into the ‘naturalizing trap’ in systems thinking. Broadening and re-engaging the concept of lock-in strengthens our analytical ability to address a range of structurally uneven environmental and societal lock-ins.

Suggested Citation

  • Goldstein, Jenny E. & Neimark, Benjamin & Garvey, Brian & Phelps, Jacob, 2023. "Unlocking “lock-in” and path dependency: A review across disciplines and socio-environmental contexts," World Development, Elsevier, vol. 161(C).
  • Handle: RePEc:eee:wdevel:v:161:y:2023:i:c:s0305750x22003060
    DOI: 10.1016/j.worlddev.2022.106116
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0305750X22003060
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.worlddev.2022.106116?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Matt Huber, 2013. "Fueling Capitalism: Oil, the Regulation Approach, and the Ecology of Capital," Economic Geography, Clark University, vol. 89(2), pages 171-194, April.
    2. Foxon, T. J. & Gross, R. & Chase, A. & Howes, J. & Arnall, A. & Anderson, D., 2005. "UK innovation systems for new and renewable energy technologies: drivers, barriers and systems failures," Energy Policy, Elsevier, vol. 33(16), pages 2123-2137, November.
    3. Unruh, Gregory C., 2002. "Escaping carbon lock-in," Energy Policy, Elsevier, vol. 30(4), pages 317-325, March.
    4. Arthur, W Brian, 1989. "Competing Technologies, Increasing Returns, and Lock-In by Historical Events," Economic Journal, Royal Economic Society, vol. 99(394), pages 116-131, March.
    5. Kalkuhl, Matthias & Edenhofer, Ottmar & Lessmann, Kai, 2012. "Learning or lock-in: Optimal technology policies to support mitigation," Resource and Energy Economics, Elsevier, vol. 34(1), pages 1-23.
    6. Paul David, 1997. "Path Dependence and the Quest for Historical Economics: One More chorus of Ballad of QWERTY," Oxford Economic and Social History Working Papers _020, University of Oxford, Department of Economics.
    7. François Fortier & Tran Thi Thu Trang, 2013. "Agricultural Modernization and Climate Change in Vietnam's Post-Socialist Transition," Development and Change, International Institute of Social Studies, vol. 44(1), pages 81-99, January.
    8. Krafft, Jackie & Lechevalier, Sebastien & Quatraro, Francesco & Storz, Cornelia, 2014. "Emergence and evolution of new industries: The path-dependent dynamics of knowledge creation. An introduction to the special section," Research Policy, Elsevier, vol. 43(10), pages 1663-1665.
    9. David, Paul A, 1985. "Clio and the Economics of QWERTY," American Economic Review, American Economic Association, vol. 75(2), pages 332-337, May.
    10. William Barnes & Myles Gartland & Martin Stack, 2004. "Old Habits Die Hard:Path Dependency and Behavioral Lock-in," Journal of Economic Issues, Taylor & Francis Journals, vol. 38(2), pages 371-377, June.
    11. Grazia Cecere & Nicoletta Corrocher & Cédric Gossart & Muge Ozman, 2014. "Lock-in and path dependence: an evolutionary approach to eco-innovations," Journal of Evolutionary Economics, Springer, vol. 24(5), pages 1037-1065, November.
    12. Unruh, Gregory C., 2000. "Understanding carbon lock-in," Energy Policy, Elsevier, vol. 28(12), pages 817-830, October.
    13. Santika, Truly & Wilson, Kerrie A. & Meijaard, Erik & Budiharta, Sugeng & Law, Elizabeth E. & Sabri, Meindra & Struebig, Matthew & Ancrenaz, Marc & Poh, Tun-Min, 2019. "Changing landscapes, livelihoods and village welfare in the context of oil palm development," Land Use Policy, Elsevier, vol. 87(C).
    14. Hart, Gillian, 1986. "Interlocking transactions : Obstacles, Precursors or Instruments of Agrarian Capitalism?," Journal of Development Economics, Elsevier, vol. 23(1), pages 177-203, September.
    15. Sebastian Hess & Daniela Kleinschmit & Ludwig Theuvsen & Stephan Cramon-Taubadel & Ulrike Zschache, 2010. "Explaining Path Dependence through Discourse Analysis: The Case of Seasonal Farm Workers in Germany," Palgrave Macmillan Books, in: Georg Schreyögg & Jörg Sydow (ed.), The Hidden Dynamics of Path Dependence, chapter 12, pages 197-216, Palgrave Macmillan.
    16. Cowan, Robin & Gunby, Philip, 1996. "Sprayed to Death: Path Dependence, Lock-In and Pest Control Strategies," Economic Journal, Royal Economic Society, vol. 106(436), pages 521-542, May.
    17. Matt Huber, 2013. "Fueling Capitalism: Oil, the Regulation Approach, and the Ecology of Capital," Economic Geography, Taylor & Francis Journals, vol. 89(2), pages 171-194, April.
    18. Antonelli, Cristiano, 1997. "The economics of path-dependence in industrial organization," International Journal of Industrial Organization, Elsevier, vol. 15(6), pages 643-675, October.
    19. Kelly Levin & Benjamin Cashore & Steven Bernstein & Graeme Auld, 2012. "Overcoming the tragedy of super wicked problems: constraining our future selves to ameliorate global climate change," Policy Sciences, Springer;Society of Policy Sciences, vol. 45(2), pages 123-152, June.
    20. Krafft, Jackie & Lechevalier, Sebastien & Quatraro, Francesco & Storz, Cornelia, 2014. "Emergence and evolution of new industries: The path-dependent dynamics of knowledge creation. An introduction to the special section," Research Policy, Elsevier, vol. 43(10), pages 1663-1665.
    21. Unruh, Gregory C. & Carrillo-Hermosilla, Javier, 2006. "Globalizing carbon lock-in," Energy Policy, Elsevier, vol. 34(10), pages 1185-1197, July.
    22. Berti, Pietro & Levidow, Les, 2014. "Fuelling expectations: A policy-promise lock-in of UK biofuel policy," Energy Policy, Elsevier, vol. 66(C), pages 135-143.
    23. Rulli, Maria Cristina & Casirati, Stefano & Dell’Angelo, Jampel & Davis, Kyle Frankel & Passera, Corrado & D’Odorico, Paolo, 2019. "Interdependencies and telecoupling of oil palm expansion at the expense of Indonesian rainforest," Renewable and Sustainable Energy Reviews, Elsevier, vol. 105(C), pages 499-512.
    24. Steven Bernstein & Matthew Hoffmann, 2019. "Climate politics, metaphors and the fractal carbon trap," Nature Climate Change, Nature, vol. 9(12), pages 919-925, December.
    25. Ron Martin, 2010. "Roepke Lecture in Economic Geography—Rethinking Regional Path Dependence: Beyond Lock-in to Evolution," Economic Geography, Taylor & Francis Journals, vol. 86(1), pages 1-27, January.
    26. Haider, L. Jamila & Boonstra, Wiebren J. & Peterson, Garry D. & Schlüter, Maja, 2018. "Traps and Sustainable Development in Rural Areas: A Review," World Development, Elsevier, vol. 101(C), pages 311-321.
    27. Paul A. David, 1997. "Path Dependence and the Quest for Historical Economics: One More chorus of Ballad of QWERTY," Oxford University Economic and Social History Series _020, Economics Group, Nuffield College, University of Oxford.
    28. Hecht, Susanna B., 1985. "Environment, development and politics: Capital accumulation and the livestock sector in Eastern Amazonia," World Development, Elsevier, vol. 13(6), pages 663-684, June.
    29. Koen Frenken & Frank Van Oort & Thijs Verburg, 2007. "Related Variety, Unrelated Variety and Regional Economic Growth," Regional Studies, Taylor & Francis Journals, vol. 41(5), pages 685-697.
    30. Pierson, Paul, 2000. "Increasing Returns, Path Dependence, and the Study of Politics," American Political Science Review, Cambridge University Press, vol. 94(2), pages 251-267, June.
    31. Jackie Krafft & Sébastien Lechevalier & Francesco Quatraro & Cornelia Storz, 2014. "Emergence and evolution of new industries: The path-dependent dynamics of knowledge creation. An introduction to the Special Section," Post-Print halshs-01060907, HAL.
    32. Rose C. Cairns, 2014. "Climate geoengineering: issues of path‐dependence and socio‐technical lock‐in," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 5(5), pages 649-661, September.
    33. Barnes, A.P. & McMillan, J. & Sutherland, L.-A. & Hopkins, J. & Thomson, S.G., 2022. "Farmer intentional pathways for net zero carbon: Exploring the lock-in effects of forestry and renewables," Land Use Policy, Elsevier, vol. 112(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhao, Congyu & Dong, Kangyin & Jiang, Hong-Dian & Wang, Kun & Dong, Xiucheng, 2023. "How does energy poverty eradication realize the path to carbon unlocking? The case of China," Energy Economics, Elsevier, vol. 121(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Foxon, Timothy J. & Pearson, Peter J.G. & Arapostathis, Stathis & Carlsson-Hyslop, Anna & Thornton, Judith, 2013. "Branching points for transition pathways: assessing responses of actors to challenges on pathways to a low carbon future," Energy Policy, Elsevier, vol. 52(C), pages 146-158.
    2. Timothy J. Foxon, 2014. "Technological lock-in and the role of innovation," Chapters, in: Giles Atkinson & Simon Dietz & Eric Neumayer & Matthew Agarwala (ed.), Handbook of Sustainable Development, chapter 20, pages 304-316, Edward Elgar Publishing.
    3. Foxon, Timothy J., 2011. "A coevolutionary framework for analysing a transition to a sustainable low carbon economy," Ecological Economics, Elsevier, vol. 70(12), pages 2258-2267.
    4. Konnola, Totti & Unruh, Gregory C. & Carrillo-Hermosilla, Javier, 2006. "Prospective voluntary agreements for escaping techno-institutional lock-in," Ecological Economics, Elsevier, vol. 57(2), pages 239-252, May.
    5. Schmidt, Tobias S. & Battke, Benedikt & Grosspietsch, David & Hoffmann, Volker H., 2016. "Do deployment policies pick technologies by (not) picking applications?—A simulation of investment decisions in technologies with multiple applications," Research Policy, Elsevier, vol. 45(10), pages 1965-1983.
    6. Carrillo-Hermosilla, Javier, 2006. "A policy approach to the environmental impacts of technological lock-in," Ecological Economics, Elsevier, vol. 58(4), pages 717-742, July.
    7. Albert Faber & Koen Frenken, 2008. "Models in evolutionary economics and environmental policy: Towards an evolutionary environmental economics," Innovation Studies Utrecht (ISU) working paper series 08-15, Utrecht University, Department of Innovation Studies, revised Apr 2008.
    8. Martin Henning & Erik Stam & Rik Wenting, 2013. "Path Dependence Research in Regional Economic Development: Cacophony or Knowledge Accumulation?," Regional Studies, Taylor & Francis Journals, vol. 47(8), pages 1348-1362, September.
    9. Jukka Luhas & Mirja Mikkilä & Ville Uusitalo & Lassi Linnanen, 2019. "Product Diversification in Sustainability Transition: The Forest-Based Bioeconomy in Finland," Sustainability, MDPI, vol. 11(12), pages 1-19, June.
    10. Ron Martin & Peter Sunley, 2010. "The Place of Path Dependence in an Evolutionary Perspective on the Economic Landscape," Chapters, in: Ron Boschma & Ron Martin (ed.), The Handbook of Evolutionary Economic Geography, chapter 3, Edward Elgar Publishing.
    11. Hoppmann, Joern & Peters, Michael & Schneider, Malte & Hoffmann, Volker H., 2013. "The two faces of market support—How deployment policies affect technological exploration and exploitation in the solar photovoltaic industry," Research Policy, Elsevier, vol. 42(4), pages 989-1003.
    12. John Foster, 2017. "Prior Commitment and Uncertainty in Complex Economic Systems: Reinstating History in the Core of Economic Analysis," Scottish Journal of Political Economy, Scottish Economic Society, vol. 64(4), pages 392-418, September.
    13. Jin, Wei & Zhang, ZhongXiang, 2015. "Levelling the Playing Field: On the Missing Role of Network Externality in Designing Renewable Energy Technology Deployment Policies," Climate Change and Sustainable Development 208433, Fondazione Eni Enrico Mattei (FEEM).
    14. Kuhlmann, Stefan & Stegmaier, Peter & Konrad, Kornelia, 2019. "The tentative governance of emerging science and technology—A conceptual introduction," Research Policy, Elsevier, vol. 48(5), pages 1091-1097.
    15. Befort, N., 2021. "The promises of drop-in vs. functional innovations: The case of bioplastics," Ecological Economics, Elsevier, vol. 181(C).
    16. Jaffe, Adam B. & Newell, Richard G. & Stavins, Robert N., 2003. "Chapter 11 Technological change and the environment," Handbook of Environmental Economics, in: K. G. Mäler & J. R. Vincent (ed.), Handbook of Environmental Economics, edition 1, volume 1, chapter 11, pages 461-516, Elsevier.
    17. Kirsi Kotilainen & Pami Aalto & Jussi Valta & Antti Rautiainen & Matti Kojo & Benjamin K. Sovacool, 2019. "From path dependence to policy mixes for Nordic electric mobility: Lessons for accelerating future transport transitions," Policy Sciences, Springer;Society of Policy Sciences, vol. 52(4), pages 573-600, December.
    18. Steffen S. Bettin, 2020. "Electricity infrastructure and innovation in the next phase of energy transition—amendments to the technology innovation system framework," Review of Evolutionary Political Economy, Springer, vol. 1(3), pages 371-395, November.
    19. Kevin Maréchal & Hélène Aubaret-Joachain & Jean-Paul Ledant, 2008. "The influence of Economics on agricultural systems: an evolutionary and ecological perspective," Working Papers CEB 08-028.RS, ULB -- Universite Libre de Bruxelles.
    20. Foxon, T.J. & Pearson, P.J.G., 2007. "Towards improved policy processes for promoting innovation in renewable electricity technologies in the UK," Energy Policy, Elsevier, vol. 35(3), pages 1539-1550, March.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:wdevel:v:161:y:2023:i:c:s0305750x22003060. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/worlddev .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.