IDEAS home Printed from https://ideas.repec.org/a/wly/reggov/v13y2019i2p127-140.html
   My bibliography  Save this article

Exploring the formal and informal roles of regulatory intermediaries in transnational multistakeholder regulation

Author

Listed:
  • Luc Brès
  • Sébastien Mena
  • Marie‐Laure Salles‐Djelic

Abstract

Research on regulation and regulatory processes has traditionally focused on two prominent roles: rulemaking and rule‐taking. Recently, the mediating role of third party actors, regulatory intermediaries, has started to be explored – notably in a dedicated special issue of the ANNALS of the American Academy of Political and Social Science. The present special issue extends this line of research by elaborating the distinction between formal and informal modes of regulatory intermediation, in the specific context of transnational multistakeholder regulation. In this introduction, we identify two key dimensions of intermediation (in)formalism: officialization and formalization. This allows us to develop a typology of intermediation in multistakeholder regulatory processes: formal, interpretive, alternative, and emergent. Leveraging examples from the papers in this special issue, we discuss how these four types of intermediation coexist and evolve over time. Finally, we elaborate on the implications of our typology for regulatory processes and outcomes.

Suggested Citation

  • Luc Brès & Sébastien Mena & Marie‐Laure Salles‐Djelic, 2019. "Exploring the formal and informal roles of regulatory intermediaries in transnational multistakeholder regulation," Regulation & Governance, John Wiley & Sons, vol. 13(2), pages 127-140, June.
    • Handle: RePEc:wly:reggov:v:13:y:2019:i:2:p:127-140
    DOI: 10.1111/rego.12249
    as

    Download full text from publisher

    File URL: https://doi.org/10.1111/rego.12249
    Download Restriction: no
    File URL: https://libkey.io/10.1111/rego.12249?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. David Levi-Faur & Jacint Jordana, 2005. "The Rise of Regulatory Capitalism: The Global Diffusion of a New Order," The ANNALS of the American Academy of Political and Social Science, , vol. 598(1), pages 200-217, March.
    2. Sébastien Mena & Daniel Waeger, 2014. "Activism for Corporate Responsibility: Conceptualizing Private Regulation Opportunity Structures," Journal of Management Studies, Wiley Blackwell, vol. 51(7), pages 1091-1117, November.
    3. Haas, Peter M., 1992. "Introduction: epistemic communities and international policy coordination," International Organization, Cambridge University Press, vol. 46(1), pages 1-35, January.
    4. repec:dau:papers:123456789/13776 is not listed on IDEAS
    5. Tom Pegram, 2017. "Regulatory Stewardship and Intermediation," The ANNALS of the American Academy of Political and Social Science, , vol. 670(1), pages 225-244, March.
    6. Adler, Emanuel & Haas, Peter M., 1992. "Conclusion: epistemic communities, world order, and the creation of a reflective research program," International Organization, Cambridge University Press, vol. 46(1), pages 367-390, January.
    7. Bothello , Joel & Mehrpouya, Afshin, 2018. "Between Regulatory Field Structuring and Organizational Roles: Intermediation in the Field of Sustainable Urban Development," HEC Research Papers Series 1304, HEC Paris.
    8. Matthias Kipping & Denis Saint-Martin, 2005. "Between Regulation, Promotion and Consumption: Government and Management Consultancy in Britain," Business History, Taylor & Francis Journals, vol. 47(3), pages 449-465.
    9. Locke, Richard M. & Qin, Fei & Brause, Alberto, 2007. "Does monitoring improve labor standards? Lessons from Nike," LSE Research Online Documents on Economics 59405, London School of Economics and Political Science, LSE Library.
    10. Koenig-Archibugi, Mathias & Macdonald, Kate, 2017. "The role of beneficiaries in transnational regulatory processes," LSE Research Online Documents on Economics 68757, London School of Economics and Political Science, LSE Library.
    11. Timothy D. Lytton, 2017. "The Taming of the Stew," The ANNALS of the American Academy of Political and Social Science, , vol. 670(1), pages 78-92, March.
    12. Axel Marx & Jan Wouters, 2017. "Rule Intermediaries in Global Labor Governance," The ANNALS of the American Academy of Political and Social Science, , vol. 670(1), pages 189-206, March.
    13. Parker,Christine, 2002. "The Open Corporation," Cambridge Books, Cambridge University Press, number 9780521818902.
    14. Jeroen van der Heijden, 2017. "Brighter and Darker Sides of Intermediation," The ANNALS of the American Academy of Political and Social Science, , vol. 670(1), pages 207-224, March.
    15. Djelic, Marie Laure & den Hond, Frank, 2014. "Introduction: multiplicity and plurality in the world of standards," Business and Politics, Cambridge University Press, vol. 16(1), pages 67-77, April.
    16. Landman, A. & Ling, P.M. & Glantz, S.A., 2002. "Tobacco industry youth smoking prevention programs: Protecting the industry and hurting tobacco control," American Journal of Public Health, American Public Health Association, vol. 92(6), pages 917-930.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Claude Ménard & Ivan Shabalov & Andrey Shastitko, 2021. "Institutions to the rescue: Untangling industrial fragmentation, institutional misalignment, and political constraints in the Russian gas pipeline industry," Post-Print hal-04012224, HAL.
    2. Hervé Kohler & Christine Pochet & Anne Le Manh, 2021. "Auditors as intermediaries in the endogenization of an accounting standard: The case of IFRS 15 within the telecom industry," Post-Print hal-03337420, HAL.
    3. Eva‐Maria Euchner & Nicolle Zeegers, 2022. "Indirect moral governance in prostitution policy: How regulators incorporate stigmatized actors in intermediation processes," Regulation & Governance, John Wiley & Sons, vol. 16(3), pages 801-817, July.
    4. Claude Ménard & Gaetano Martino & Gustavo Magalhães de Oliveira & Annie Royer & Maria Sylvia Macchione Saes & Paula Sarita Bigio Schnaider, 2022. "Governing food safety through meso‐institutions: A cross‐country analysis of the dairy sector," Applied Economic Perspectives and Policy, John Wiley & Sons, vol. 44(4), pages 1722-1741, December.
    5. Stefan Renckens & Graeme Auld, 2022. "Time to certify: Explaining varying efficiency of private regulatory audits," Regulation & Governance, John Wiley & Sons, vol. 16(2), pages 500-518, April.
    6. Onna M. van den Broek & Robyn Klingler‐Vidra, 2022. "The UN Sustainable Development Goals as a North Star: How an intermediary network makes, takes, and retrofits the meaning of the Sustainable Development Goals," Regulation & Governance, John Wiley & Sons, vol. 16(4), pages 1306-1324, October.
    7. Eva‐Maria Euchner, 2022. "Ruling under a shadow of moral hierarchy: Regulatory intermediaries in the governance of prostitution," Regulation & Governance, John Wiley & Sons, vol. 16(3), pages 836-857, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jodi L. Short & Michael W. Toffel & Andrea R. Hugill, 2016. "Code Contingencies: Designing Monitoring Regimes to Promote Improvement in Supply Chain Working Conditions," Harvard Business School Working Papers 17-001, Harvard Business School, revised Mar 2019.
    2. Luc Fransen & Genevieve LeBaron, 2019. "Big audit firms as regulatory intermediaries in transnational labor governance," Regulation & Governance, John Wiley & Sons, vol. 13(2), pages 260-279, June.
    3. Erik Baekkeskov, 2016. "Explaining science-led policy-making: pandemic deaths, epistemic deliberation and ideational trajectories," Policy Sciences, Springer;Society of Policy Sciences, vol. 49(4), pages 395-419, December.
    4. Ingo Pies & Philipp Schreck & Karl Homann, 2021. "Single-objective versus multi-objective theories of the firm: using a constitutional perspective to resolve an old debate," Review of Managerial Science, Springer, vol. 15(3), pages 779-811, April.
    5. Tanja Börzel & Thomas Risse, 2000. "International Relations Theory and European Integration," EUI-RSCAS Working Papers 56, European University Institute (EUI), Robert Schuman Centre of Advanced Studies (RSCAS).
    6. Nina Boeger & Joseph Corkin, 2017. "Institutional Path-Dependencies in Europe's Networked Modes of Governance," Journal of Common Market Studies, Wiley Blackwell, vol. 55(5), pages 974-992, September.
    7. Kaidonis, Mary A., 2009. "Critical accounting as an epistemic community: Hegemony, resistance and identity," Accounting forum, Elsevier, vol. 33(4), pages 290-297.
    8. Creplet, F. & Dupouet, O. & Kern, F. & Mehmanpazir, B. & Munier, F., 2001. "Consultants and experts in management consulting firms," Research Policy, Elsevier, vol. 30(9), pages 1517-1535, December.
    9. Fikresus Amahazion, 2016. "Epistemic Communities, Human Rights, and the Global Diffusion of Legislation against the Organ Trade," Social Sciences, MDPI, vol. 5(4), pages 1-31, October.
    10. repec:ilo:ilowps:389534 is not listed on IDEAS
    11. Elliott, Chris & Schlaepfer, Rodolphe, 2001. "Understanding forest certification using the Advocacy Coalition Framework," Forest Policy and Economics, Elsevier, vol. 2(3-4), pages 257-266, July.
    12. Kenneth W. Abbott & David Levi-faur & Duncan Snidal, 2017. "Theorizing Regulatory Intermediaries," The ANNALS of the American Academy of Political and Social Science, , vol. 670(1), pages 14-35, March.
    13. Afshin Mehrpouya & Rita Samiolo, 2019. "Numbers in regulatory intermediation: Exploring the role of performance measurement between legitimacy and compliance," Regulation & Governance, John Wiley & Sons, vol. 13(2), pages 220-239, June.
    14. Katharina Rietig, 2011. "The influence of academics as insidernongovernmental actors in the Post-Kyoto Protocol Climate Change Negotiations: a matter of timing, network and policyentrepreneurial capabilities," GRI Working Papers 58, Grantham Research Institute on Climate Change and the Environment.
    15. Straßheim, Holger, 2001. "Der Ruf der Sirenen - Zur Dynamik politischen Benchmarkings: Eine Analyse anhand der US-Sozialreformen," Discussion Papers, Research Unit: Regulation of Work FS II 01-201, WZB Berlin Social Science Center.
    16. Michael W. Toffel & Jodi L. Short & Melissa Ouellet, 2012. "Codes in Context: How States, Markets, and Civil Society Shape Adherence to Global Labor Standards," Harvard Business School Working Papers 13-045, Harvard Business School, revised Sep 2014.
    17. Miron Avidan & Dror Etzion & Joel Gehman, 2019. "Opaque transparency: How material affordances shape intermediary work," Regulation & Governance, John Wiley & Sons, vol. 13(2), pages 197-219, June.
    18. Christensen, Mark & Newberry, Susan & Potter, Bradley N., 2019. "Enabling global accounting change: Epistemic communities and the creation of a ‘more business-like’ public sector," CRITICAL PERSPECTIVES ON ACCOUNTING, Elsevier, vol. 58(C), pages 53-76.
    19. Ishani Mukherjee & Michael Howlett, 2015. "Who Is a Stream? Epistemic Communities, Instrument Constituencies and Advocacy Coalitions in Public Policy-Making," Politics and Governance, Cogitatio Press, vol. 3(2), pages 65-75.
    20. Mark Thatcher, 1998. "The Development of Policy Network Analyses," Journal of Theoretical Politics, , vol. 10(4), pages 389-416, October.
    21. David Levi-Faur, 2005. "The Global Diffusion of Regulatory Capitalism," The ANNALS of the American Academy of Political and Social Science, , vol. 598(1), pages 12-32, March.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:wly:reggov:v:13:y:2019:i:2:p:127-140. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Wiley Content Delivery (email available below). General contact details of provider: https://doi.org/10.1111/(ISSN)1748-5991 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.