IDEAS home Printed from https://ideas.repec.org/a/eee/respol/v51y2022i6s0048733322000646.html
   My bibliography  Save this article

Causality and explanation in socio-technical transitions research: Mobilising epistemological insights from the wider social sciences

Author

Listed:
  • Geels, Frank W.

Abstract

In response to criticisms about the status of causal explanation in socio-technical transitions research, this article elaborates the epistemological underpinnings of this emerging research field, mobilising insights from the wider social sciences where foundational debates have started to transform the understanding of causality and explanation. The article shows that socio-technical transitions are a special kind of research topic with phenomenological characteristics that pose challenges for mainstream explanatory formats and therefore warrant particular approaches to causality and explanation. It first discusses three philosophical positions on causality and explanation (positivism, pragmatism, critical realism), and concludes that critical realism is most suited to address phenomenological characteristics of socio-technical transitions. Elaborating the critical realist approach, the article then discusses the relevance of complex causalities (especially conjunctural, configurational, and event-chain causality) for explaining transitions and how existing transition frameworks (MLP, TIS, SNM) can improve their use of these causalities. The article subsequently discusses the role of theories in explanations (including heuristic roles), and the relevance of conceptual frameworks, causal mechanisms, process tracing and narrative explanation in socio-technical transitions research. Theoretical and methodological suggestions for improving transition research are provided throughout.

Suggested Citation

  • Geels, Frank W., 2022. "Causality and explanation in socio-technical transitions research: Mobilising epistemological insights from the wider social sciences," Research Policy, Elsevier, vol. 51(6).
  • Handle: RePEc:eee:respol:v:51:y:2022:i:6:s0048733322000646
    DOI: 10.1016/j.respol.2022.104537
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0048733322000646
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.respol.2022.104537?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Frank W. Geels & Frans Berkhout & Detlef P. van Vuuren, 2016. "Bridging analytical approaches for low-carbon transitions," Nature Climate Change, Nature, vol. 6(6), pages 576-583, June.
    2. Smith, Adrian & Raven, Rob, 2012. "What is protective space? Reconsidering niches in transitions to sustainability," Research Policy, Elsevier, vol. 41(6), pages 1025-1036.
    3. Tom Hargreaves & Noel Longhurst & Gill Seyfang, 2013. "Up, Down, round and round: Connecting Regimes and Practices in Innovation for Sustainability," Environment and Planning A, , vol. 45(2), pages 402-420, February.
    4. Whitley, Richard, 2016. "Varieties of scientific knowledge and their contributions to dealing with policy problems: A response to Richard Nelson’s “The sciences are different and the differences matter”," Research Policy, Elsevier, vol. 45(9), pages 1702-1707.
    5. Eva Heiskanen & Kaarina Hyvönen & Senja Laakso & Päivi Laitila & Kaisa Matschoss & Irmeli Mikkonen, 2017. "Adoption and Use of Low-Carbon Technologies: Lessons from 100 Finnish Pilot Studies, Field Experiments and Demonstrations," Sustainability, MDPI, vol. 9(5), pages 1-20, May.
    6. Geels, Frank W., 2020. "Micro-foundations of the multi-level perspective on socio-technical transitions: Developing a multi-dimensional model of agency through crossovers between social constructivism, evolutionary economics," Technological Forecasting and Social Change, Elsevier, vol. 152(C).
    7. Geels, Frank W., 2010. "Ontologies, socio-technical transitions (to sustainability), and the multi-level perspective," Research Policy, Elsevier, vol. 39(4), pages 495-510, May.
    8. Geels, Frank W. & Schot, Johan, 2007. "Typology of sociotechnical transition pathways," Research Policy, Elsevier, vol. 36(3), pages 399-417, April.
    9. Zolfagharian, Mohammadreza & Walrave, Bob & Raven, Rob & Romme, A. Georges L., 2019. "Studying transitions: Past, present, and future," Research Policy, Elsevier, vol. 48(9), pages 1-1.
    10. Raven, R. P. J. M., 2004. "Implementation of manure digestion and co-combustion in the Dutch electricity regime: a multi-level analysis of market implementation in the Netherlands," Energy Policy, Elsevier, vol. 32(1), pages 29-39, January.
    11. Kriechbaum, Michael & Posch, Alfred & Hauswiesner, Angelika, 2021. "Hype cycles during socio-technical transitions: The dynamics of collective expectations about renewable energy in Germany," Research Policy, Elsevier, vol. 50(9).
    12. Rodolphe Durand & Eero Vaara, 2009. "Causation, counterfactuals, and competitive advantage," Post-Print hal-00457799, HAL.
    13. Robert A Burgelman, 2011. "Bridging history and reductionism: A key role for longitudinal qualitative research," Journal of International Business Studies, Palgrave Macmillan;Academy of International Business, vol. 42(5), pages 591-601, June.
    14. Sorrell, Steve, 2018. "Explaining sociotechnical transitions: A critical realist perspective," Research Policy, Elsevier, vol. 47(7), pages 1267-1282.
    15. Simon Sharpe & Timothy M. Lenton, 2021. "Upward-scaling tipping cascades to meet climate goals: plausible grounds for hope," Climate Policy, Taylor & Francis Journals, vol. 21(4), pages 421-433, April.
    16. Geels, Frank W., 2002. "Technological transitions as evolutionary reconfiguration processes: a multi-level perspective and a case-study," Research Policy, Elsevier, vol. 31(8-9), pages 1257-1274, December.
    17. Rodolphe Durand & Eero Vaara, 2009. "Causation, counterfactuals and competitive advantage," Post-Print hal-02312531, HAL.
    18. Christine Trampusch & Bruno Palier, 2016. "Between X and Y: how process tracing contributes to opening the black box of causality," New Political Economy, Taylor & Francis Journals, vol. 21(5), pages 437-454, September.
    19. Rodolphe Durand & Eero Vaara, 2009. "Causation, counterfactuals, and competitive advantage," Strategic Management Journal, Wiley Blackwell, vol. 30(12), pages 1245-1264, December.
    20. Michael Reed, 2005. "Doing the Loco‐Motion: Response to Contu and Willmott's Commentary on ‘The Realist Turn in Organization and Management Studies’," Journal of Management Studies, Wiley Blackwell, vol. 42(8), pages 1663-1673, December.
    21. Edmondson, Duncan L. & Kern, Florian & Rogge, Karoline S., 2019. "The co-evolution of policy mixes and socio-technical systems: Towards a conceptual framework of policy mix feedback in sustainability transitions," Research Policy, Elsevier, vol. 48(10).
    22. Geels, Frank W. & Kern, Florian & Fuchs, Gerhard & Hinderer, Nele & Kungl, Gregor & Mylan, Josephine & Neukirch, Mario & Wassermann, Sandra, 2016. "The enactment of socio-technical transition pathways: A reformulated typology and a comparative multi-level analysis of the German and UK low-carbon electricity transitions (1990–2014)," Research Policy, Elsevier, vol. 45(4), pages 896-913.
    23. Frank Geels & J Jasper Deuten, 2006. "Local and global dynamics in technological development: a socio-cognitive perspective on knowledge flows and lessons from reinforced concrete," Science and Public Policy, Oxford University Press, vol. 33(4), pages 265-275, May.
    24. Nelson, Richard R., 2016. "The sciences are different and the differences matter," Research Policy, Elsevier, vol. 45(9), pages 1692-1701.
    25. Geels, Frank W., 2006. "The hygienic transition from cesspools to sewer systems (1840-1930): The dynamics of regime transformation," Research Policy, Elsevier, vol. 35(7), pages 1069-1082, September.
    26. Adrian Rinscheid & Burkard Eberlein & Patrick Emmenegger & Volker Schneider, 2020. "Why do junctures become critical? Political discourse, agency, and joint belief shifts in comparative perspective," Regulation & Governance, John Wiley & Sons, vol. 14(4), pages 653-673, October.
    27. Tulia G. Falleti, 2016. "Process tracing of extensive and intensive processes," New Political Economy, Taylor & Francis Journals, vol. 21(5), pages 455-462, September.
    28. Svensson, Oscar & Nikoleris, Alexandra, 2018. "Structure reconsidered: Towards new foundations of explanatory transitions theory," Research Policy, Elsevier, vol. 47(2), pages 462-473.
    29. Burgelman, Robert A., 2011. "Bridging History and Reductionism: A Key Role for Longitudinal Qualitative Research," Research Papers 2045r, Stanford University, Graduate School of Business.
    30. Paul M. Hirsch & Daniel Z. Levin, 1999. "Umbrella Advocates Versus Validity Police: A Life-Cycle Model," Organization Science, INFORMS, vol. 10(2), pages 199-212, April.
    31. Bennett, Andrew & Elman, Colin, 2006. "Complex Causal Relations and Case Study Methods: The Example of Path Dependence," Political Analysis, Cambridge University Press, vol. 14(3), pages 250-267, July.
    32. Rosenbloom, Daniel & Berton, Harris & Meadowcroft, James, 2016. "Framing the sun: A discursive approach to understanding multi-dimensional interactions within socio-technical transitions through the case of solar electricity in Ontario, Canada," Research Policy, Elsevier, vol. 45(6), pages 1275-1290.
    33. Markard, Jochen, 2020. "The life cycle of technological innovation systems," Technological Forecasting and Social Change, Elsevier, vol. 153(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Cayetano Medina-Molina & Noemí Pérez-Macías, 2022. "The Identification of Causal Mechanisms in Sustainable Urban Transitions—A Systematic Approach to Case Selection," Mathematics, MDPI, vol. 10(14), pages 1-16, July.
    2. Geels, Frank W. & Ayoub, Martina, 2023. "A socio-technical transition perspective on positive tipping points in climate change mitigation: Analysing seven interacting feedback loops in offshore wind and electric vehicles acceleration," Technological Forecasting and Social Change, Elsevier, vol. 193(C).
    3. Harald Rohracher & Lars Coenen & Olga Kordas, 2023. "Mission incomplete: Layered practices of monitoring and evaluation in Swedish transformative innovation policy," Science and Public Policy, Oxford University Press, vol. 50(2), pages 336-349.
    4. Johan Miörner & Bernhard Truffer & Christian Binz & Jonas Heiberg & Xiao-Shan Yap, 2022. "Guidebook for applying the Socio-Technical Configuration Analysis method," GEIST - Geography of Innovation and Sustainability Transitions 2022(11), GEIST Working Paper Series.
    5. Thanos Fragkandreas, 2023. "Case study research on innovation systems: paradox, dialectical analysis and resolution," Working Papers 65, Birkbeck Centre for Innovation Management Research, revised 15 May 2023.
    6. Baxter, David & Trott, Paul & Ellwood, Paul, 2023. "Reconceptualising innovation failure," Research Policy, Elsevier, vol. 52(7).
    7. Haddad, Carolina R. & Bergek, Anna, 2023. "Towards an integrated framework for evaluating transformative innovation policy," Research Policy, Elsevier, vol. 52(2).
    8. Martin Ho & Henry CW Price & Tim S Evans & Eoin O'Sullivan, 2023. "Order in Innovation," Papers 2302.13076, arXiv.org.
    9. Rohe, Sebastian & Chlebna, Camilla, 2022. "The evolving role of networking organizations in advanced sustainability transitions," Technological Forecasting and Social Change, Elsevier, vol. 183(C).
    10. Maryam Nastar, 2023. "A Critical Realist Approach to Reflexivity in Sustainability Research," Sustainability, MDPI, vol. 15(3), pages 1-17, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Haddad, Carolina R. & Bergek, Anna, 2023. "Towards an integrated framework for evaluating transformative innovation policy," Research Policy, Elsevier, vol. 52(2).
    2. Weigelt, Carmen & Lu, Shaohua & Verhaal, J. Cameron, 2021. "Blinded by the sun: The role of prosumers as niche actors in incumbent firms’ adoption of solar power during sustainability transitions," Research Policy, Elsevier, vol. 50(9).
    3. Kriechbaum, Michael & Posch, Alfred & Hauswiesner, Angelika, 2021. "Hype cycles during socio-technical transitions: The dynamics of collective expectations about renewable energy in Germany," Research Policy, Elsevier, vol. 50(9).
    4. Jonas Heiberg & Christian Binz & Bernhard Truffer, 2020. "Assessing transitions through socio-technical network analysis – a methodological framework and a case study from the water sector," Papers in Evolutionary Economic Geography (PEEG) 2035, Utrecht University, Department of Human Geography and Spatial Planning, Group Economic Geography, revised Aug 2020.
    5. Geels, Frank W., 2020. "Micro-foundations of the multi-level perspective on socio-technical transitions: Developing a multi-dimensional model of agency through crossovers between social constructivism, evolutionary economics," Technological Forecasting and Social Change, Elsevier, vol. 152(C).
    6. Heiberg, Jonas & Truffer, Bernhard & Binz, Christian, 2022. "Assessing transitions through socio-technical configuration analysis – a methodological framework and a case study in the water sector," Research Policy, Elsevier, vol. 51(1).
    7. Lenfle, Sylvain & Söderlund, Jonas, 2022. "Project-oriented agency and regeneration in socio-technical transition: Insights from the case of numerical weather prediction (1978–2015)," Research Policy, Elsevier, vol. 51(3).
    8. Geels, Frank W. & Ayoub, Martina, 2023. "A socio-technical transition perspective on positive tipping points in climate change mitigation: Analysing seven interacting feedback loops in offshore wind and electric vehicles acceleration," Technological Forecasting and Social Change, Elsevier, vol. 193(C).
    9. André Sorensen & Anna-Katharina Brenner, 2021. "Cities, Urban Property Systems, and Sustainability Transitions: Contested Processes of Institutional Change and the Regulation of Urban Property Development," Sustainability, MDPI, vol. 13(15), pages 1-19, July.
    10. Francisco Chicombo, Adélia Filosa & Musango, Josephine Kaviti, 2022. "Towards a theoretical framework for gendered energy transition at the urban household level: A case of Mozambique," Renewable and Sustainable Energy Reviews, Elsevier, vol. 157(C).
    11. Kanger, Laur & Sovacool, Benjamin K. & Noorkõiv, Martin, 2020. "Six policy intervention points for sustainability transitions: A conceptual framework and a systematic literature review," Research Policy, Elsevier, vol. 49(7).
    12. Cheng Wang & Tao Lv & Rongjiang Cai & Jianfeng Xu & Liya Wang, 2022. "Bibliometric Analysis of Multi-Level Perspective on Sustainability Transition Research," Sustainability, MDPI, vol. 14(7), pages 1-31, March.
    13. Sebastian Fastenrath & Boris Braun, 2018. "Lost in Transition? Directions for an Economic Geography of Urban Sustainability Transitions," Sustainability, MDPI, vol. 10(7), pages 1-17, July.
    14. Jain, Sanjay, 2020. "Fumbling to the future? Socio-technical regime change in the recorded music industry," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    15. Peter J. Buckley, 2016. "Historical Research Approaches to the Analysis of Internationalisation," Management International Review, Springer, vol. 56(6), pages 879-900, December.
    16. Joana Ramanauskaitė, 2021. "The Role of Incumbent Actors in Sustainability Transitions: A Case of LITHUANIA," Sustainability, MDPI, vol. 13(22), pages 1-19, November.
    17. Attila Havas & Doris Schartinger & K. Matthias Weber, 2022. "Innovation Studies, Social Innovation, and Sustainability Transitions Research: From mutual ignorance towards an integrative perspective?," CERS-IE WORKING PAPERS 2227, Institute of Economics, Centre for Economic and Regional Studies.
    18. Svensson, Oscar & Nikoleris, Alexandra, 2018. "Structure reconsidered: Towards new foundations of explanatory transitions theory," Research Policy, Elsevier, vol. 47(2), pages 462-473.
    19. Pel, Bonno & Haxeltine, Alex & Avelino, Flor & Dumitru, Adina & Kemp, René & Bauler, Tom & Kunze, Iris & Dorland, Jens & Wittmayer, Julia & Jørgensen, Michael Søgaard, 2020. "Towards a theory of transformative social innovation: A relational framework and 12 propositions," Research Policy, Elsevier, vol. 49(8).
    20. Eero Vaara & Juha-Antti Lamberg, 2016. "Taking historical embeddedness seriously : Three historical approaches to advance strategy process and practice research," Post-Print hal-02276732, HAL.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:respol:v:51:y:2022:i:6:s0048733322000646. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/respol .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.