IDEAS home Printed from https://ideas.repec.org/a/eee/forpol/v139y2022ics1389934122000363.html
   My bibliography  Save this article

Institutions and environmental resource extraction within local communities in Mozambique

Author

Listed:
  • Ntuli, Herbert
  • Mukong, Alfred Kechia
  • Kimengsi, Jude Ndzifon

Abstract

Scholars contend that governance structure, whether community-facilitated or state-facilitated natural resource management, shape environmental resource use. However, the complex manifestations of institutions and governance structure suggest the need for a continual application of mixed-method analytical approaches to understand the environmental resource use outcomes linked to individual effects and the interaction of both state- and community-based governance structure. This paper addresses the current lacunae, by quantitatively analyzing the effects of community-facilitated and state-facilitated natural resource management on the exploitation of environmental resources in rural Mozambique. The common pool resource literature holds that community-based institutions either countervail or complement state institutions. We examine this hypothesis by introducing an interaction term to test for the dominance of one type of institution over another. We use heteroscedasticity-based instrumental variables estimation and data collected from 238 households in seven villages of the Mangalane community, located in the Gaza province. These data were complemented by key informant interviews and focus group discussions. The results reveal the following: (i) both the community-facilitated natural resource management and the interaction term play a significant role in constraining participation in environmental resource extraction; (ii) community-facilitated natural resource management are among the important drivers of relative environmental income; and (iii) although community-facilitated natural resource management show a positive and highly significant influence in shaping environmental resource extraction, state-facilitated natural resource management dominance is prevalent in this context. This paper not only sheds light on the relative influence of both community-facilitated and state-facilitated natural resource management, it also provides useful insights for future studies on institutional change in resource management settings of Africa.

Suggested Citation

  • Ntuli, Herbert & Mukong, Alfred Kechia & Kimengsi, Jude Ndzifon, 2022. "Institutions and environmental resource extraction within local communities in Mozambique," Forest Policy and Economics, Elsevier, vol. 139(C).
    • Handle: RePEc:eee:forpol:v:139:y:2022:i:c:s1389934122000363
    DOI: 10.1016/j.forpol.2022.102724
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S1389934122000363
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.forpol.2022.102724?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Souvik Banerjee & Pinka Chatterji & Kajal Lahiri, 2017. "Effects of Psychiatric Disorders on Labor Market Outcomes: A Latent Variable Approach Using Multiple Clinical Indicators," Health Economics, John Wiley & Sons, Ltd., vol. 26(2), pages 184-205, February.
    2. Kimengsi, Jude Ndzifon & Owusu, Raphael & Djenontin, Ida N.S. & Pretzsch, Jürgen & Giessen, Lukas & Buchenrieder, Gertrud & Pouliot, Mariève & Acosta, Ana Nicole, 2022. "What do we (not) know on forest management institutions in sub-Saharan Africa? A regional comparative review," Land Use Policy, Elsevier, vol. 114(C).
    3. Arthur Lewbel, 2012. "Using Heteroscedasticity to Identify and Estimate Mismeasured and Endogenous Regressor Models," Journal of Business & Economic Statistics, Taylor & Francis Journals, vol. 30(1), pages 67-80.
    4. Thondhlana, Gladman & Muchapondwa, Edwin, 2014. "Dependence on environmental resources and implications for household welfare: Evidence from the Kalahari drylands, South Africa," Ecological Economics, Elsevier, vol. 108(C), pages 59-67.
    5. Agrawal, Arun, 2001. "Common Property Institutions and Sustainable Governance of Resources," World Development, Elsevier, vol. 29(10), pages 1649-1672, October.
    6. Will Cavendish, 1999. "Poverty, inequality and environmental resources: quantitative analysis of rural households," CSAE Working Paper Series 1999-09, Centre for the Study of African Economies, University of Oxford.
    7. de Groot, Rudolf S. & Wilson, Matthew A. & Boumans, Roelof M. J., 2002. "A typology for the classification, description and valuation of ecosystem functions, goods and services," Ecological Economics, Elsevier, vol. 41(3), pages 393-408, June.
    8. Fleetwood, Steve, 2008. "Structure, institution, agency, habit, and reflexive deliberation," Journal of Institutional Economics, Cambridge University Press, vol. 4(2), pages 183-203, August.
    9. repec:hal:spmain:info:hdl:2441/f0uohitsgqh8dhk980ea412b5 is not listed on IDEAS
    10. Robinson, James A., 2010. "Elites and Institutional Persistence," WIDER Working Paper Series 085, World Institute for Development Economic Research (UNU-WIDER).
    11. Masahiko Aoki, 2008. "Analysing Institutional Change: Integrating Endogenous and Exogenous Views," International Economic Association Series, in: János Kornai & László Mátyás & Gérard Roland (ed.), Institutional Change and Economic Behaviour, chapter 6, pages 113-133, Palgrave Macmillan.
    12. Kingston, Christopher & Caballero, Gonzalo, 2009. "Comparing theories of institutional change," Journal of Institutional Economics, Cambridge University Press, vol. 5(2), pages 151-180, August.
    13. Waring, Timothy M. & Goff, Sandra H. & Smaldino, Paul E., 2017. "The coevolution of economic institutions and sustainable consumption via cultural group selection," Ecological Economics, Elsevier, vol. 131(C), pages 524-532.
    14. Daron Acemoglu & James A. Robinson, 2008. "Persistence of Power, Elites, and Institutions," American Economic Review, American Economic Association, vol. 98(1), pages 267-293, March.
    15. William Cavendish, 1999. "Poverty, inequality and environmental resources: quantitative analysis of rural households," Economics Series Working Papers WPS/1999-09, University of Oxford, Department of Economics.
    16. G. Hodgson, 2007. "What Are Institutions?," Voprosy Ekonomiki, NP Voprosy Ekonomiki, issue 8.
    17. Alberto Alesina & Paola Giuliano, 2015. "Culture and Institutions," Journal of Economic Literature, American Economic Association, vol. 53(4), pages 898-944, December.
    18. Acemoglu,Daron & Robinson,James A., 2009. "Economic Origins of Dictatorship and Democracy," Cambridge Books, Cambridge University Press, number 9780521671422.
    19. Daron Acemoglu & Simon Johnson, 2005. "Unbundling Institutions," Journal of Political Economy, University of Chicago Press, vol. 113(5), pages 949-995, October.
    20. Niyazmetov, Davron & Soliev, Ilkhom & Theesfeld, Insa, 2021. "Ordered to volunteer? Institutional compatibility assessment of establishing agricultural cooperatives in Uzbekistan," Land Use Policy, Elsevier, vol. 108(C).
    21. Christopher F Baum & Arthur Lewbel & Mark E Schaffer & Oleksander Talavera, 2012. "Instrumental variables estimation using heteroskedasticity-based instruments," United Kingdom Stata Users' Group Meetings 2012 07, Stata Users Group.
    22. Ntuli, Herbert & Muchapondwa, Edwin, 2017. "Effects of wildlife resources on community welfare in Southern Africa," Ecological Economics, Elsevier, vol. 131(C), pages 572-583.
    23. Angelsen, Arild & Jagger, Pamela & Babigumira, Ronnie & Belcher, Brian & Hogarth, Nicholas J. & Bauch, Simone & Börner, Jan & Smith-Hall, Carsten & Wunder, Sven, 2014. "Environmental Income and Rural Livelihoods: A Global-Comparative Analysis," World Development, Elsevier, vol. 64(S1), pages 12-28.
    24. S. Villamayor-Tomas & A. Thiel & Laurence Amblard & D. Zikos & E. Blanco, 2019. "Diagnosing the role of the state for local collective action: types of action situations and policy instruments [Le rôle de l'Etat dans l'action collective locale : types de situations d'action et ," Post-Print hal-02609286, HAL.
    25. Athanasios Lapatinas & Anastasia Litina & Eftichios Sophocles Sartzetakis, 2019. "Environmental projects in the presence of corruption," International Tax and Public Finance, Springer;International Institute of Public Finance, vol. 26(1), pages 103-144, February.
    26. Avner Greif, 2006. "History Lessons: The Birth of Impersonal Exchange: The Community Responsibility System and Impartial Justice," Journal of Economic Perspectives, American Economic Association, vol. 20(2), pages 221-236, Spring.
    27. Kimengsi, Jude Ndzifon & Balgah, Roland Azibo, 2021. "Colonial hangover and institutional bricolage processes in forest use practices in Cameroon," Forest Policy and Economics, Elsevier, vol. 125(C).
    28. James Robinson, 2010. "Elites and Institutional Persistence," WIDER Working Paper Series wp-2010-085, World Institute for Development Economic Research (UNU-WIDER).
    29. Daron Acemoglu & James A. Robinson, 2008. "Distinguished Guest Lecture: The Persistence and Change of Institutions in the Americas," Southern Economic Journal, John Wiley & Sons, vol. 75(2), pages 282-299, October.
    30. Sirak Robele Gari & Alice Newton & John D. Icely & Maria Mar Delgado-Serrano, 2017. "An Analysis of the Global Applicability of Ostrom’s Design Principles to Diagnose the Functionality of Common-Pool Resource Institutions," Sustainability, MDPI, vol. 9(7), pages 1-17, July.
    31. Bouman, Mathijs & Heijungs, Reinout & van der Voet, Ester & van den Bergh, Jeroen C. J. M. & Huppes, Gjalt, 2000. "Material flows and economic models: an analytical comparison of SFA, LCA and partial equilibrium models," Ecological Economics, Elsevier, vol. 32(2), pages 195-216, February.
    32. Shackleton, Charlie M. & Shackleton, Sheona E., 2006. "Household wealth status and natural resource use in the Kat River valley, South Africa," Ecological Economics, Elsevier, vol. 57(2), pages 306-317, May.
    33. Osei-Tutu, Paul & Pregernig, Michael & Pokorny, Benno, 2015. "Interactions between formal and informal institutions in community, private and state forest contexts in Ghana," Forest Policy and Economics, Elsevier, vol. 54(C), pages 26-35.
    34. Andrés Rodríguez-Pose & Michael Storper, 2006. "Better Rules or Stronger Communities? On the Social Foundations of Institutional Change and Its Economic Effects," Economic Geography, Taylor & Francis Journals, vol. 82(1), pages 1-25, January.
    35. Lindy Charlery & Martin R. Nielsen & Henrik Meilby & Carsten Smith-Hall, 2016. "Effects of New Roads on Environmental Resource Use in the Central Himalaya," Sustainability, MDPI, vol. 8(4), pages 1-20, April.
    36. Benjamin, Charles E., 2008. "Legal Pluralism and Decentralization: Natural Resource Management in Mali," World Development, Elsevier, vol. 36(11), pages 2255-2276, November.
    37. Daron Acemoglu & James A. Robinson, 2008. "The Persistence and Change of Institutions in the Americas," Southern Economic Journal, John Wiley & Sons, vol. 75(2), pages 281-299, August.
    38. Vatn, Arild, 2005. "Rationality, institutions and environmental policy," Ecological Economics, Elsevier, vol. 55(2), pages 203-217, November.
    39. R. Beunen & J.J. Patterson, 2019. "Analysing institutional change in environmental governance: exploring the concept of ‘institutional work’," Journal of Environmental Planning and Management, Taylor & Francis Journals, vol. 62(1), pages 12-29, January.
    40. Belcher, Brian & Achdiawan, Ramadhani & Dewi, Sonya, 2015. "Forest-Based Livelihoods Strategies Conditioned by Market Remoteness and Forest Proximity in Jharkhand, India," World Development, Elsevier, vol. 66(C), pages 269-279.
    41. McCarthy, Nancy & Dutilly-Diane, Céline & Drabo, Boureima, 2002. "Cooperation, collective action and natural resources management in Burkina Faso: a methodological note," CAPRi working papers 27, International Food Policy Research Institute (IFPRI).
    42. Mishra, Vinod & Smyth, Russell, 2015. "Estimating returns to schooling in urban China using conventional and heteroskedasticity-based instruments," Economic Modelling, Elsevier, vol. 47(C), pages 166-173.
    43. Yeboah-Assiamah, Emmanuel & Muller, Kobus & Domfeh, Kwame Ameyaw, 2017. "Institutional assessment in natural resource governance: A conceptual overview," Forest Policy and Economics, Elsevier, vol. 74(C), pages 1-12.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Alfred Kechia Mukong, 2022. "Estimating the Health Effect of Cigarette Smoking Duration in South Africa," IJERPH, MDPI, vol. 19(20), pages 1-12, October.
    2. Martha Tangeni Nghipandulwa & Alfred Kechia Mukong, 2023. "Estimating Income-Related Health Inequalities Associated with Tobacco and Alcohol Consumption in Namibia," IJERPH, MDPI, vol. 20(2), pages 1-17, January.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Ntuli, Herbert & Muchapondwa, Edwin, 2017. "Effects of wildlife resources on community welfare in Southern Africa," Ecological Economics, Elsevier, vol. 131(C), pages 572-583.
    2. Begazo Curie, Karin & Mertens, Kewan & Vranken, Liesbet, 2021. "Tenure regimes and remoteness: When does forest income reduce poverty and inequality? A case study from the Peruvian Amazon," Forest Policy and Economics, Elsevier, vol. 128(C).
    3. Kimengsi, Jude Ndzifon & Owusu, Raphael & Djenontin, Ida N.S. & Pretzsch, Jürgen & Giessen, Lukas & Buchenrieder, Gertrud & Pouliot, Mariève & Acosta, Ana Nicole, 2022. "What do we (not) know on forest management institutions in sub-Saharan Africa? A regional comparative review," Land Use Policy, Elsevier, vol. 114(C).
    4. Daron Acemoglu & Georgy Egorov & Konstantin Sonin, 2020. "Institutional Change and Institutional Persistence," Working Papers 2020-127, Becker Friedman Institute for Research In Economics.
    5. Fergusson, Leopoldo & Robinson, James & Torres, Santiago, 2024. "The Interaction of Economic and Political Inequality in Latin America," IDB Publications (Working Papers) 13410, Inter-American Development Bank.
    6. Acheampong, Alex O. & Nghiem, Xuan-Hoa & Dzator, Janet & Rajaguru, Gulasekaran, 2023. "Promoting energy inclusiveness: Is rural energy poverty a political failure?," Utilities Policy, Elsevier, vol. 84(C).
    7. Amanda Linell & Edwin Muchapondwa & Herbert Ntuli & Martin Sjöstedt & Sverker C. Jagers, 2018. "Factors influencing people’s perceptions towards conservation of transboundary wildlife resources. The case of the Great-Limpopo Trans-frontier Conservation Area," Working Papers 765, Economic Research Southern Africa.
    8. Braunfels, Elias, 2016. "Further Unbundling Institutions," Discussion Paper Series in Economics 13/2016, Norwegian School of Economics, Department of Economics.
    9. François Bourguignon & Thierry Verdier, 2010. "The Simple Analytics of Elite Behaviour Under Limited State Capacity," WIDER Working Paper Series wp-2010-104, World Institute for Development Economic Research (UNU-WIDER).
    10. Okumu, Boscow & Muchapondwa, Edwin, 2020. "Determinants of successful collective management of forest resources: Evidence from Kenyan Community Forest Associations," Forest Policy and Economics, Elsevier, vol. 113(C).
    11. Alberto Posso & Stephen C. Smith & Lucia Ferrone & UNICEF Office of Research - Innocenti, 2019. "Do constraints on women worsen child deprivations? Framework, measurement, and evidence from India," Papers inwopa1045, Innocenti Working Papers.
    12. Faqin Lin & Ermias O. Weldemicael & Xiaosong Wang, 2017. "Export sophistication increases income in sub-Saharan Africa: evidence from 1981–2000," Empirical Economics, Springer, vol. 52(4), pages 1627-1649, June.
    13. Richard Bluhm & Adam Szirmai, 2011. "Institutions, Inequality and Growth: A review of theory and evidence on the institutional determinants of growth and inequality," Papers inwopa634, Innocenti Working Papers.
    14. Aguirre, Alvaro, 2016. "The risk of civil conflicts as a determinant of political institutions," European Journal of Political Economy, Elsevier, vol. 42(C), pages 36-59.
    15. Marcin Piekalkiewicz, 2016. "Money, Social Capital and Materialism. Evidence from Happiness Data," Department of Economics University of Siena 731, Department of Economics, University of Siena.
    16. Bannier, Christina E. & Schwarz, Milena, 2018. "Gender- and education-related effects of financial literacy and confidence on financial wealth," Journal of Economic Psychology, Elsevier, vol. 67(C), pages 66-86.
    17. Okumu, Boscow & Muchapondwa, Edwin, 2020. "Welfare and forest cover impacts of incentive based conservation: Evidence from Kenyan community forest associations," World Development, Elsevier, vol. 129(C).
    18. Castañeda, Gonzalo, 2011. "Alternative routes of political change: Elites fracture or social mobilization, economic incentives or cultural thresholds," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 40(2), pages 178-191, April.
    19. Cervellati Matteo & Fortunato Piergiuseppe & Sunde Uwe, 2012. "Consensual and Conflictual Democratization," The B.E. Journal of Theoretical Economics, De Gruyter, vol. 12(1), pages 1-51, December.
    20. Michael Effah Asamoah & Imhotep Paul Alagidede & Frank Adu, 2021. "Private Capital Flows, Real Sector Growth and Institutional Quality in Africa," Journal of International Development, John Wiley & Sons, Ltd., vol. 33(1), pages 171-207, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:forpol:v:139:y:2022:i:c:s1389934122000363. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/forpol .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.