IDEAS home Printed from https://ideas.repec.org/a/eee/agisys/v173y2019icp49-63.html
   My bibliography  Save this article

A model to examine farm household trade-offs and synergies with an application to smallholders in Vietnam

Author

Listed:
  • Ditzler, Lenora
  • Komarek, Adam M.
  • Chiang, Tsai-Wei
  • Alvarez, Stéphanie
  • Chatterjee, Shantonu Abe
  • Timler, Carl
  • Raneri, Jessica E.
  • Carmona, Natalia Estrada
  • Kennedy, Gina
  • Groot, Jeroen C.J.

Abstract

Farm models have the potential to describe farming systems and livelihoods, identify trade-offs and synergies, and provide ex-ante assessments of agricultural technologies and policies. We developed three new modules related to budget, labor, and human nutrition for the bio-economic whole-farm model ‘FarmDESIGN’. The expanded model positions the farming enterprise within the farm household. We illustrate the model's new capabilities for farm households in two villages in Northwest Vietnam, where we conducted multi-objective optimization to identify options for improving the farm households' current performance on key sustainability and livelihood indicators. Modeling results suggest trade-offs between environmental, economic, and social objectives are common, although not universal. The new modules increase the scope for modeling flows of resources (namely cash, labor, and food) between the farm enterprise and the farm household, as well as beyond the farm gate. This allows conducting modeling explorations, optimization routines, and scenario analyses in farming systems research.

Suggested Citation

  • Ditzler, Lenora & Komarek, Adam M. & Chiang, Tsai-Wei & Alvarez, Stéphanie & Chatterjee, Shantonu Abe & Timler, Carl & Raneri, Jessica E. & Carmona, Natalia Estrada & Kennedy, Gina & Groot, Jeroen C.J, 2019. "A model to examine farm household trade-offs and synergies with an application to smallholders in Vietnam," Agricultural Systems, Elsevier, vol. 173(C), pages 49-63.
    • Handle: RePEc:eee:agisys:v:173:y:2019:i:c:p:49-63
    DOI: 10.1016/j.agsy.2019.02.008
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0308521X18307340
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.agsy.2019.02.008?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Rufino, M.C. & Dury, J. & Tittonell, P. & van Wijk, M.T. & Herrero, M. & Zingore, S. & Mapfumo, P. & Giller, K.E., 2011. "Competing use of organic resources, village-level interactions between farm types and climate variability in a communal area of NE Zimbabwe," Agricultural Systems, Elsevier, vol. 104(2), pages 175-190, February.
    2. Babatunde, Raphael O. & Qaim, Matin, 2010. "Impact of off-farm income on food security and nutrition in Nigeria," Food Policy, Elsevier, vol. 35(4), pages 303-311, August.
    3. Luca Tiberti & Marco Tiberti, 2015. "Rural Policies, Price Change and Poverty in Tanzania: An Agricultural Household Model-Based Assessment," Journal of African Economies, Centre for the Study of African Economies, vol. 24(2), pages 193-229.
    4. Giller, K.E. & Tittonell, P. & Rufino, M.C. & van Wijk, M.T. & Zingore, S. & Mapfumo, P. & Adjei-Nsiah, S. & Herrero, M. & Chikowo, R. & Corbeels, M. & Rowe, E.C. & Baijukya, F. & Mwijage, A. & Smith,, 2011. "Communicating complexity: Integrated assessment of trade-offs concerning soil fertility management within African farming systems to support innovation and development," Agricultural Systems, Elsevier, vol. 104(2), pages 191-203, February.
    5. Frank Ellis, 2000. "The Determinants of Rural Livelihood Diversification in Developing Countries," Journal of Agricultural Economics, Wiley Blackwell, vol. 51(2), pages 289-302, May.
    6. Groot, Jeroen C.J. & Rossing, Walter a.H. & Tichit, Muriel & Turpin, Nadine & Jellema, André & Baudry, Jacques & Verburg, Peter & Doyen, Luc & van de Ven, Gerrie, 2009. "On the contribution of modelling to multifunctional agriculture: learning from comparisons," MPRA Paper 65467, University Library of Munich, Germany.
    7. Pandey, Vijay Laxmi & Mahendra Dev, S. & Jayachandran, Usha, 2016. "Impact of agricultural interventions on the nutritional status in South Asia: A review," Food Policy, Elsevier, vol. 62(C), pages 28-40.
    8. Robertson, Michael J. & Pannell, David J. & Chalak, Morteza, 2012. "Whole-farm models: a review of recent approaches," AFBM Journal, Australasian Farm Business Management Network, vol. 9(2), pages 1-14, December.
    9. Stephens, Emma C. & Jones, Andrew D. & Parsons, David, 2018. "Agricultural systems research and global food security in the 21st century: An overview and roadmap for future opportunities," Agricultural Systems, Elsevier, vol. 163(C), pages 1-6.
    10. Barrett, C. B. & Reardon, T. & Webb, P., 2001. "Nonfarm income diversification and household livelihood strategies in rural Africa: concepts, dynamics, and policy implications," Food Policy, Elsevier, vol. 26(4), pages 315-331, August.
    11. Valerie Kozel, 2014. "Well Begun but Not Yet Done : Progress and Emerging Challenges for Poverty Reduction in Vietnam," World Bank Publications - Books, The World Bank Group, number 20074, December.
    12. Graeub, Benjamin E. & Chappell, M. Jahi & Wittman, Hannah & Ledermann, Samuel & Kerr, Rachel Bezner & Gemmill-Herren, Barbara, 2016. "The State of Family Farms in the World," World Development, Elsevier, vol. 87(C), pages 1-15.
    13. Nguyen, Huy Quynh, 2017. "Analyzing the economies of crop diversification in rural Vietnam using an input distance function," Agricultural Systems, Elsevier, vol. 153(C), pages 148-156.
    14. Christopher B. Barrett & Michael R. Carter & C. Peter Timmer, 2010. "A Century-Long Perspective on Agricultural Development," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 92(2), pages 447-468.
    15. Groot, Jeroen C.J. & Oomen, Gerard J.M. & Rossing, Walter A.H., 2012. "Multi-objective optimization and design of farming systems," Agricultural Systems, Elsevier, vol. 110(C), pages 63-77.
    16. Kurgat, Barnabas K. & Stöber, Silke & Mwonga, Samuel & Lotze-Campen, Hermann & Rosenstock, Todd S., 2018. "Livelihood and climate trade-offs in Kenyan peri-urban vegetable production," Agricultural Systems, Elsevier, vol. 160(C), pages 79-86.
    17. Thomas Reardon & Kostas Stamoulis & Prabhu Pingali, 2007. "Rural nonfarm employment in developing countries in an era of globalization," Agricultural Economics, International Association of Agricultural Economists, vol. 37(s1), pages 173-183, December.
    18. Thornton, P. K. & Herrero, M., 2001. "Integrated crop-livestock simulation models for scenario analysis and impact assessment," Agricultural Systems, Elsevier, vol. 70(2-3), pages 581-602.
    19. J. Taylor & Irma Adelman, 2003. "Agricultural Household Models: Genesis, Evolution, and Extensions," Review of Economics of the Household, Springer, vol. 1(1), pages 33-58, January.
    20. Komarek, Adam M. & Bell, Lindsay W. & Whish, Jeremy P.M. & Robertson, Michael J. & Bellotti, William D., 2015. "Whole-farm economic, risk and resource-use trade-offs associated with integrating forages into crop–livestock systems in western China," Agricultural Systems, Elsevier, vol. 133(C), pages 63-72.
    21. Lisa Pfeiffer & Alejandro López‐Feldman & J. Edward Taylor, 2009. "Is off‐farm income reforming the farm? Evidence from Mexico," Agricultural Economics, International Association of Agricultural Economists, vol. 40(2), pages 125-138, March.
    22. Michalscheck, M. & Groot, J.C.J. & Kotu, B. & Hoeschle-Zeledon, I. & Kuivanen, K. & Descheemaeker, K. & Tittonell, P., 2018. "Model results versus farmer realities. Operationalizing diversity within and among smallholder farm systems for a nuanced impact assessment of technology packages," Agricultural Systems, Elsevier, vol. 162(C), pages 164-178.
    23. Sibhatu, Kibrom T. & Krishna, Vijesh V. & Qaim, Matin, 2015. "Farm Production Diversity and Dietary Diversity in Developing Countries," 2015 AAEA & WAEA Joint Annual Meeting, July 26-28, San Francisco, California 205286, Agricultural and Applied Economics Association.
    24. Janssen, Sander & van Ittersum, Martin K., 2007. "Assessing farm innovations and responses to policies: A review of bio-economic farm models," Agricultural Systems, Elsevier, vol. 94(3), pages 622-636, June.
    25. Affholder, François & Jourdain, Damien & Quang, Dang Dinh & Tuong, To Phuc & Morize, Marion & Ricome, Aymeric, 2010. "Constraints to farmers' adoption of direct-seeding mulch-based cropping systems: A farm scale modeling approach applied to the mountainous slopes of Vietnam," Agricultural Systems, Elsevier, vol. 103(1), pages 51-62, January.
    26. Cortez-Arriola, José & Groot, Jeroen C.J. & Rossing, Walter A.H. & Scholberg, Johannes M.S. & Améndola Massiotti, Ricardo D. & Tittonell, Pablo, 2016. "Alternative options for sustainable intensification of smallholder dairy farms in North-West Michoacán, Mexico," Agricultural Systems, Elsevier, vol. 144(C), pages 22-32.
    27. Le Gal, P.-Y. & Dugué, P. & Faure, G. & Novak, S., 2011. "How does research address the design of innovative agricultural production systems at the farm level? A review," Agricultural Systems, Elsevier, vol. 104(9), pages 714-728.
    28. David Griggs & Mark Stafford-Smith & Owen Gaffney & Johan Rockström & Marcus C. Öhman & Priya Shyamsundar & Will Steffen & Gisbert Glaser & Norichika Kanie & Ian Noble, 2013. "Sustainable development goals for people and planet," Nature, Nature, vol. 495(7441), pages 305-307, March.
    29. Gathorne-Hardy, Alfred & Reddy, D. Narasimha & Venkatanarayana, M. & Harriss-White, Barbara, 2016. "System of Rice Intensification provides environmental and economic gains but at the expense of social sustainability — A multidisciplinary analysis in India," Agricultural Systems, Elsevier, vol. 143(C), pages 159-168.
    30. Babatunde, Raphael O. & Qaim, Matin, 2010. "Impact of Off-farm Income on Food Security and Nutrition in Nigeria," 2010 AAAE Third Conference/AEASA 48th Conference, September 19-23, 2010, Cape Town, South Africa 97332, African Association of Agricultural Economists (AAAE).
    31. Kanter, David R. & Musumba, Mark & Wood, Sylvia L.R. & Palm, Cheryl & Antle, John & Balvanera, Patricia & Dale, Virginia H. & Havlik, Petr & Kline, Keith L. & Scholes, R.J. & Thornton, Philip & Titton, 2018. "Evaluating agricultural trade-offs in the age of sustainable development," Agricultural Systems, Elsevier, vol. 163(C), pages 73-88.
    32. Adam M. Komarek & Fredoun Z. Ahmadi‐Esfahani, 2011. "Impacts of price and productivity changes on banana‐growing households in Uganda," Agricultural Economics, International Association of Agricultural Economists, vol. 42, pages 141-151, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Brosseau, Antoine & Saito, Kazuki & van Oort, Pepijn A.J. & Diagne, Mandiaye & Valbuena, Diego & Groot, Jeroen C.J., 2021. "Exploring opportunities for diversification of smallholders' rice-based farming systems in the Senegal River Valley," Agricultural Systems, Elsevier, vol. 193(C).
    2. Kirill A. Zhichkin & Vladimir V. Nosov & Lyudmila N. Zhichkina & Artur A. Gubadullin, 2022. "The Theory of Agriculture Multifunctionality on the Example of Private Households," Agriculture, MDPI, vol. 12(11), pages 1-17, November.
    3. Deolu-Ajayi, Ayodeji O. & Aranguiz, Adolfo Alvarez & Alho, Carlos Francisco Brazão Vieira & Siegmund-Schultze, Marianna & Ndambi, Asaah & Selassie, Yihenew G. & Abebe, Yenesew & Groot, Jeroen C.J. & H, 2023. "Integrated analysis of opportunities and trade-offs for mixed crop-livestock farm types in Amhara, Ethiopia," Agricultural Systems, Elsevier, vol. 208(C).
    4. Paul, B.K. & Epper, C.A. & Tschopp, D.J. & Long, C.T.M. & Tungani, V. & Burra, D. & Hok, L. & Phengsavanh, P. & Douxchamps, S., 2022. "Crop-livestock integration provides opportunities to mitigate environmental trade-offs in transitioning smallholder agricultural systems of the Greater Mekong Subregion," Agricultural Systems, Elsevier, vol. 195(C).
    5. Adelhart Toorop, Roos & Ceccarelli, Viviana & Bijarniya, Deepak & Jat, Mangi Lal & Jat, Raj Kumar & Lopez-Ridaura, Santiago & Groot, Jeroen C.J., 2020. "Using a positive deviance approach to inform farming systems redesign: A case study from Bihar, India," Agricultural Systems, Elsevier, vol. 185(C).
    6. Natalia Estrada-Carmona & Jessica E. Raneri & Stephanie Alvarez & Carl Timler & Shantonu Abe Chatterjee & Lenora Ditzler & Gina Kennedy & Roseline Remans & Inge Brouwer & Karin Borgonjen-van Berg & El, 2020. "A model-based exploration of farm-household livelihood and nutrition indicators to guide nutrition-sensitive agriculture interventions," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 12(1), pages 59-81, February.
    7. Timler, Carl & Alvarez, Stéphanie & DeClerck, Fabrice & Remans, Roseline & Raneri, Jessica & Estrada Carmona, Natalia & Mashingaidze, Nester & Abe Chatterjee, Shantonu & Chiang, Tsai Wei & Termote, Ce, 2020. "Exploring solution spaces for nutrition-sensitive agriculture in Kenya and Vietnam," Agricultural Systems, Elsevier, vol. 180(C).
    8. Arielle Sandrine Rafanomezantsoa & Claudia Coral & Narilala Randrianarison & Christoph Kubitza & Denis Randriamampionona & Harilala Andriamaniraka & Stefan Sieber & Sarah Tojo-Mandaharisoa & Jonathan , 2023. "Identifying nutrition-sensitive development options in Madagascar through a positive deviance approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 15(2), pages 519-534, April.
    9. Kozicka, Marta & Gotor, Elisabetta & Ocimati, Walter & de Jager, Tamar & Kikulwe, Enoch & Groot, Jeroen C.J., 2020. "Responding to future regime shifts with agrobiodiversity: A multi-level perspective on small-scale farming in Uganda," Agricultural Systems, Elsevier, vol. 183(C).
    10. Guido M. Bazzani & Giuliano Vitali & Concetta Cardillo & Maurizio Canavari, 2021. "Using FADN Data to Estimate CO 2 Abatement Costs from Italian Arable Crops," Sustainability, MDPI, vol. 13(9), pages 1-20, May.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Adelhart Toorop, Roos & Ceccarelli, Viviana & Bijarniya, Deepak & Jat, Mangi Lal & Jat, Raj Kumar & Lopez-Ridaura, Santiago & Groot, Jeroen C.J., 2020. "Using a positive deviance approach to inform farming systems redesign: A case study from Bihar, India," Agricultural Systems, Elsevier, vol. 185(C).
    2. Getahun, Tigabu & Fetene, Gebeyehu, 2022. "Determinants of Participation in Rural Off-Farm Activities and Its Effects on Food Shortage, Relative Deprivation and Diet Diversity," Discussion Papers 319328, University of Bonn, Center for Development Research (ZEF).
    3. Ditzler, Lenora & Klerkx, Laurens & Chan-Dentoni, Jacqueline & Posthumus, Helena & Krupnik, Timothy J. & Ridaura, Santiago López & Andersson, Jens A. & Baudron, Frédéric & Groot, Jeroen C.J., 2018. "Affordances of agricultural systems analysis tools: A review and framework to enhance tool design and implementation," Agricultural Systems, Elsevier, vol. 164(C), pages 20-30.
    4. Andaleeb Rahman & Sumit Mishra, 2020. "Does Non-farm Income Affect Food Security? Evidence from India," Journal of Development Studies, Taylor & Francis Journals, vol. 56(6), pages 1190-1209, June.
    5. Timler, Carl & Alvarez, Stéphanie & DeClerck, Fabrice & Remans, Roseline & Raneri, Jessica & Estrada Carmona, Natalia & Mashingaidze, Nester & Abe Chatterjee, Shantonu & Chiang, Tsai Wei & Termote, Ce, 2020. "Exploring solution spaces for nutrition-sensitive agriculture in Kenya and Vietnam," Agricultural Systems, Elsevier, vol. 180(C).
    6. Matthew D. Turner & Molly Teague & Augustine Ayantunde, 2021. "Livelihood, culture and patterns of food consumption in rural Burkina Faso," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 13(5), pages 1193-1213, October.
    7. Helmy, Imane, 2020. "Livelihood Diversification Strategies: Resisting Vulnerability in Egypt," GLO Discussion Paper Series 441, Global Labor Organization (GLO).
    8. Kilian Nasung Atuoye & Roger Antabe & Yujiro Sano & Isaac Luginaah & Jason Bayne, 2019. "Household Income Diversification and Food Insecurity in the Upper West Region of Ghana," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 144(2), pages 899-920, July.
    9. Rahman, Andaleeb, 2018. "Does off-farm income affect food security? Evidence from India," 2018 Annual Meeting, August 5-7, Washington, D.C. 273882, Agricultural and Applied Economics Association.
    10. Sayla Khandoker & Alka Singh & Shivendra Kumar Srivastava, 2022. "Leveraging farm production diversity for dietary diversity: evidence from national level panel data," Agricultural and Food Economics, Springer;Italian Society of Agricultural Economics (SIDEA), vol. 10(1), pages 1-20, December.
    11. Paul Nkegbe & Abdelkrim Araar & Benjamin Abu & Yazidu Ustarz & Hamdiyah Alhassan & Edinam Dope Setsoafia & Shamsia Abdul-Wahab, 2018. "Rural Non-Farm Engagement and Agriculture Commercialization in Ghana: Complements or Competitors?," Working Papers PMMA 2018-07, PEP-PMMA.
    12. Dzanku, Fred Mawunyo, 2019. "Food security in rural sub-Saharan Africa: Exploring the nexus between gender, geography and off-farm employment," World Development, Elsevier, vol. 113(C), pages 26-43.
    13. Hörner, Denise & Wollni, Meike, 2021. "Integrated soil fertility management and household welfare in Ethiopia," Food Policy, Elsevier, vol. 100(C).
    14. Nagler,Paula & Naude, Wim & Nagler,Paula & Naude, Wim, 2014. "Non-farm enterprises in rural Africa : new empirical evidence," Policy Research Working Paper Series 7066, The World Bank.
    15. Mamoudou Ba & Amar Anwar & Mazhar Mughal, 2021. "Non‐farm employment and poverty reduction in Mauritania," Journal of International Development, John Wiley & Sons, Ltd., vol. 33(3), pages 490-514, April.
    16. Rammohan, Anu & Pritchard, Bill, 2014. "The Role of Landholding as a Determinant of Food and Nutrition Insecurity in Rural Myanmar," World Development, Elsevier, vol. 64(C), pages 597-608.
    17. Mondal, Ripon Kumar & Selvanathan, Eliyathamby A & Selvanathan, Saroja, 2020. "The impact of rural nonfarm employment on agricultural input use and productivity in Bangladesh," 2020 Conference (64th), February 12-14, 2020, Perth, Western Australia 305251, Australian Agricultural and Resource Economics Society.
    18. Komarek, Adam M. & McDonald, Cam K. & Bell, Lindsay W. & Whish, Jeremy P.M. & Robertson, Michael J. & MacLeod, Neil D. & Bellotti, William D., 2012. "Whole-farm effects of livestock intensification in smallholder systems in Gansu, China," Agricultural Systems, Elsevier, vol. 109(C), pages 16-24.
    19. Paul, B.K. & Epper, C.A. & Tschopp, D.J. & Long, C.T.M. & Tungani, V. & Burra, D. & Hok, L. & Phengsavanh, P. & Douxchamps, S., 2022. "Crop-livestock integration provides opportunities to mitigate environmental trade-offs in transitioning smallholder agricultural systems of the Greater Mekong Subregion," Agricultural Systems, Elsevier, vol. 195(C).
    20. Ashisa K. Prusty & Ravisankar Natesan & Azad S. Panwar & Mangi L. Jat & Jagdish P. Tetarwal & Santiago López-Ridaura & Roos Adelhart Toorop & Jelle van den Akker & Jashanjot Kaur & Prakash C. Ghasal &, 2022. "Redesigning of Farming Systems Using a Multi-Criterion Assessment Tool for Sustainable Intensification and Nutritional Security in Northwestern India," Sustainability, MDPI, vol. 14(7), pages 1-16, March.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:agisys:v:173:y:2019:i:c:p:49-63. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/agsy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.