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Margin Requirements, Volatility, and Market Integrity: What Have We Learned Since The Crash?

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Author Info
Paul H. Kupiec
Abstract

This study assesses the state of the policy debate that surrounds the Federal regulation of margin requirements. A relatively comprehensive review of the literature finds on undisputed evidence that supports the hypothesis that margin requirements can be used to control stock return volatility and correspondingly little evidence that suggests that margin-related leverage is an important underlying source of ¶excess¶ volatility. The evidence does not support the hypothesis that there is a stable inverse relationship between the level of Regulation T margin requirements and stock returns volatility nor does it support the hypothesis that the leverage advantage in equity derivative products is a source of additional returns volatility in the stock market.

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Paper provided by Financial Markets Group in its series FMG Special Papers with number sp97.

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Date of creation: Jun 1997
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Handle: RePEc:fmg:fmgsps:sp97

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  1. Raymond Knott & Marco Polenghi, . "Assessing central counterparty margin coverage on futures contracts using GARCH models," Bank of England working papers 287, Bank of England. [Downloadable!]
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