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Factors driving international technology transfer: Empirical insights from a CDM project survey

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  • Gandenberger, Carsten
  • Bodenheimer, Miriam
  • Schleich, Joachim
  • Orzanna, Robert
  • Macht, Lioba

Abstract

This study employs an original survey-based dataset to explore technology transfer in CDM projects. The findings suggest that about two-thirds of the CDM projects involve a medium to very high extent of technology transfer. The econometric analysis distinguishes between knowledge and equipment transfer and specifically allows for the influence of technological characteristics, such as novelty and complexity of a technology, as well as the use of different transfer channels. More complex technologies and the use of export as a transfer channel are found to be associated with a higher degree of technology transfer. Projects involving 2- to 5-year-old technologies seem more likely to involve technology transfer than both younger and older technologies. Energy supply and efficiency projects are correlated with a higher degree of technology transfer than non-energy projects. Unlike previous studies, our analysis did not find technology transfer to be related to project size, the length of time a country has hosted CDM projects or the host country' s absorptive capacity. Our findings are similar for knowledge and equipment transfer. CDM projects are often seen as a vehicle for the transfer of climate technologies from industrialized to developing countries. Thus, a better understanding of the factors driving technology transfer in these projects may help policy makers design policies that better foster the transfer of knowledge and equipment, in addition to lowering greenhouse gas emissions. This may be achieved by including more stringent requirements with regard to international technology transfer in countries' CDM project approval processes. Based on our findings, such policies should focus particularly on energy supply and efficiency technologies. Likewise, it may be beneficial for host countries to condition project approval on the novelty and complexity of technologies and adjust these provisions over time. Since such technological characteristics are not captured systematically by PDDs, using a survey-based evaluation opens up new opportunities for a more holistic and targeted evaluation of technology transfer in CDM projects.

Suggested Citation

  • Gandenberger, Carsten & Bodenheimer, Miriam & Schleich, Joachim & Orzanna, Robert & Macht, Lioba, 2015. "Factors driving international technology transfer: Empirical insights from a CDM project survey," Working Papers "Sustainability and Innovation" S5/2015, Fraunhofer Institute for Systems and Innovation Research (ISI).
    • Handle: RePEc:zbw:fisisi:s52015
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    References listed on IDEAS

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    1. Dechezleprêtre, Antoine & Glachant, Matthieu & Ménière, Yann, 2008. "The Clean Development Mechanism and the international diffusion of technologies: An empirical study," Energy Policy, Elsevier, vol. 36(4), pages 1273-1283, April.
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    7. Dechezleprêtre, Antoine & Glachant, Matthieu & Ménière, Yann, 2009. "Technology transfer by CDM projects: A comparison of Brazil, China, India and Mexico," Energy Policy, Elsevier, vol. 37(2), pages 703-711, February.
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    Cited by:

    1. Joao J. M. Ferreira & Cristina Fernandes & Vanessa Ratten, 2019. "The effects of technology transfers and institutional factors on economic growth: evidence from Europe and Oceania," The Journal of Technology Transfer, Springer, vol. 44(5), pages 1505-1528, October.
    2. Jin Guo & Hanqiao Yang, 2022. "CDMs’ effect on environmentally sensitive productivity: evidence from Chinese provinces," Letters in Spatial and Resource Sciences, Springer, vol. 15(3), pages 401-422, December.
    3. Trotter, Ian Michael & da Cunha, Dênis Antônio & Féres, José Gustavo, 2015. "The relationships between CDM project characteristics and CER market prices," Ecological Economics, Elsevier, vol. 119(C), pages 158-167.
    4. Song, Malin & Zhu, Shuai & Wang, Jianlin & Zhao, Jiajia, 2020. "Share green growth: Regional evaluation of green output performance in China," International Journal of Production Economics, Elsevier, vol. 219(C), pages 152-163.
    5. Kirchherr, Julian & Matthews, Nathanial, 2018. "Technology transfer in the hydropower industry: An analysis of Chinese dam developers’ undertakings in Europe and Latin America," Energy Policy, Elsevier, vol. 113(C), pages 546-558.
    6. Cui, Jingbo & Liu, Xi & Sun, Yongping & Yu, Haishan, 2020. "Can CDM projects trigger host countries’ innovation in renewable energy? Evidence of firm-level dataset from China," Energy Policy, Elsevier, vol. 139(C).

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    Keywords

    Clean Development Mechanism; Technology Transfer; North-South; Energy Technology; Development and Climate;
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