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Institutions and intellectual property: The influence of institutional forces on university patenting

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  • Yixin Dai

    (Syracuse University, Syracuse, NY)

  • David Popp

    (Syracuse University, Syracuse, NY)

  • Stuart Bretschneider

    (Syracuse University, Syracuse, NY)

Abstract

Over the past 20 years, the number of patents assigned to universities has increased dramatically. This increase coincided with several policy initiatives, such as the Bayh-Dole Act of 1980, designed to foster technology transfer between universities and the private sector. This paper examines the effect of such policies using an institutional framework, designed to illustrate how factors both from inside and outside of academia influence the decision to patent university research. We find passage of the Bayh-Dole Act spurred university patenting, but did not induce additional applied research funding. Thus, Bayh-Dole fostered technology transfer, but did not result in more applied research at universities. © 2005 by the Association for Public Policy Analysis and Management

Suggested Citation

  • Yixin Dai & David Popp & Stuart Bretschneider, 2005. "Institutions and intellectual property: The influence of institutional forces on university patenting," Journal of Policy Analysis and Management, John Wiley & Sons, Ltd., vol. 24(3), pages 579-598.
    • Handle: RePEc:wly:jpamgt:v:24:y:2005:i:3:p:579-598
    DOI: 10.1002/pam.20116
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    References listed on IDEAS

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    1. Bronwyn H. Hall & Adam B. Jaffe & Manuel Trajtenberg, 2001. "The NBER Patent Citation Data File: Lessons, Insights and Methodological Tools," NBER Working Papers 8498, National Bureau of Economic Research, Inc.
    2. Thursby, Jerry G & Jensen, Richard & Thursby, Marie C, 2001. "Objectives, Characteristics and Outcomes of University Licensing: A Survey of Major U.S. Universities," The Journal of Technology Transfer, Springer, vol. 26(1-2), pages 59-72, January.
    3. David Popp, 2002. "Induced Innovation and Energy Prices," American Economic Review, American Economic Association, vol. 92(1), pages 160-180, March.
    4. D. Schartinger & C. Rammer & J. Fröhlich, 2006. "Knowledge Interactions between Universities and Industry in Austria: Sectoral Patterns and Determinants," Springer Books, in: Innovation, Networks, and Knowledge Spillovers, chapter 7, pages 135-166, Springer.
    5. Owen-Smith, Jason & Powell, Walter W, 2001. "To Patent or Not: Faculty Decisions and Institutional Success at Technology Transfer," The Journal of Technology Transfer, Springer, vol. 26(1-2), pages 99-114, January.
    6. Bozeman, Barry, 2000. "Technology transfer and public policy: a review of research and theory," Research Policy, Elsevier, vol. 29(4-5), pages 627-655, April.
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    Cited by:

    1. Eskeland, Gunnar S. & Mideksa, Torben K., 2008. "Transportation fuel use, technology and standards: The role of credibility and expectations," Policy Research Working Paper Series 4695, The World Bank.
    2. Pizer, William A. & Popp, David, 2008. "Endogenizing technological change: Matching empirical evidence to modeling needs," Energy Economics, Elsevier, vol. 30(6), pages 2754-2770, November.
    3. Ruzzier Mitja & Nagy Tine & Ravnihar Robert, 2009. "Analyzing the Process of Patent Submission with a Special Emphasis on the Phases of the Research Process - the Case of Slovenia," Organizacija, Sciendo, vol. 42(5), pages 156-164, September.
    4. Mehdi Rhaiem, 2017. "Measurement and determinants of academic research efficiency: a systematic review of the evidence," Scientometrics, Springer;Akadémiai Kiadó, vol. 110(2), pages 581-615, February.
    5. Hong Gong & Libing Nie & Yuyao Peng & Shan Peng & Yushan Liu, 2020. "The innovation value chain of patents: Breakthrough in the patent commercialization trap in Chinese universities," PLOS ONE, Public Library of Science, vol. 15(3), pages 1-15, March.
    6. Branco Ponomariov, 2013. "Government-sponsored university-industry collaboration and the production of nanotechnology patents in US universities," The Journal of Technology Transfer, Springer, vol. 38(6), pages 749-767, December.
    7. Norrin Halilem & Nabil Amara & Réjean Landry, 2011. "Is the academic Ivory Tower becoming a managed structure? A nested analysis of the variance in activities of researchers from natural sciences and engineering in Canada," Scientometrics, Springer;Akadémiai Kiadó, vol. 86(2), pages 431-448, February.
    8. Nemet, Gregory F., 2012. "Inter-technology knowledge spillovers for energy technologies," Energy Economics, Elsevier, vol. 34(5), pages 1259-1270.
    9. Manuel Acosta & Daniel Coronado & M. Ángeles Martínez, 2018. "Does technological diversification spur university patenting?," The Journal of Technology Transfer, Springer, vol. 43(1), pages 96-119, February.
    10. Juan Jesus Arenas & Domingo González, 2018. "Technology Transfer Models and Elements in the University-Industry Collaboration," Administrative Sciences, MDPI, vol. 8(2), pages 1-17, June.
    11. Hong Gong & Shan Peng, 2018. "Effects of patent policy on innovation outputs and commercialization: evidence from universities in China," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(2), pages 687-703, November.

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