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Compliance of the Parties to the Kyoto Protocol in the first commitment period

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  • Igor Shishlov
  • Romain Morel
  • Valentin Bellassen

Abstract

This article provides an ex post analysis of the compliance of the Parties to the Kyoto Protocol during the first commitment period (2008–2012) based on the final data for national GHG emissions and exchanges in carbon units that became available at the end of 2015. On the domestic level, among the 36 countries that fully participated in the Kyoto Protocol, only nine countries emitted higher levels of GHGs than committed and therefore had to resort to flexibility mechanisms. On the international level – i.e. after the use of flexibility mechanisms – all Annex B Parties are in compliance. Countries implemented different compliance strategies: purchasing carbon units abroad, stimulating the domestic use of carbon credits by the private sector and incentivizing domestic emission reductions through climate policies.Overall, the countries party to the Protocol surpassed their aggregate commitment by an average 2.4 GtCO2e yr–1. Of the possible explanations for this overachievement, ‘hot-air’ was estimated at 2.2 GtCO2e yr–1, while accounting rules for land use, land-use change and forestry (LULUCF) further removed 0.4 GtCO2e yr–1 from the net result excluding LULUCF. The hypothetical participation of the US and Canada would have reduced this overachievement by a net 1 GtCO2e yr–1. None of these factors – some of which may be deemed illegitimate – would therefore on its own have led to global non-compliance, even without use of the 0.3 GtCO2e of annual emissions reductions generated by the Clean Development Mechanism. The impact of domestic policies and ‘carbon leakage’ – neither of which is quantitatively assessed here – should not be neglected either.Policy relevanceGiven the ongoing evolution of the international climate regime and the adoption of the Paris Agreement in December 2015, we believe that there is a need to evaluate the results of the first commitment period of the Kyoto Protocol. To our knowledge there has been no overarching quantitative ex post assessment of the Kyoto Protocol based on the final emissions data for 2008–2012, which became available in late 2015. This article attempts to fill this gap, focusing on the domestic and international compliance of the Parties to the Kyoto Protocol in the first commitment period.

Suggested Citation

  • Igor Shishlov & Romain Morel & Valentin Bellassen, 2016. "Compliance of the Parties to the Kyoto Protocol in the first commitment period," Climate Policy, Taylor & Francis Journals, vol. 16(6), pages 768-782, August.
  • Handle: RePEc:taf:tcpoxx:v:16:y:2016:i:6:p:768-782
    DOI: 10.1080/14693062.2016.1164658
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    References listed on IDEAS

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    1. Oliver Sartor, 2012. "Carbon Leakage in the Primary Aluminium Sector," Working Papers hal-00776451, HAL.
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    7. Joel A. Rosado Anastacio, 2018. "Usando el método de control sintético para analizar la efectividad del Protocolo de Kioto para reducir las emisiones de CO2, CH4 y N2O en Espana," Revista de Economía del Rosario, Universidad del Rosario, vol. 21(2), pages 341-379, December.
    8. Torres-Brito, David Israel & Cruz-Aké, Salvador & Venegas-Martínez, Francisco, 2023. "Impacto de los contaminantes por gases de efecto invernadero en el crecimiento económico en 86 países (1990-2019): Sobre la curva inversa de Kuznets [Impact of the Effect of Greenhouse Gas Pollutan," MPRA Paper 119031, University Library of Munich, Germany.
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    11. Joanna Depledge, 2022. "The “top-down” Kyoto Protocol? Exploring caricature and misrepresentation in literature on global climate change governance," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 22(4), pages 673-692, December.
    12. Cary, Michael, 2023. "Climate policy boosts trade competitiveness: Evidence from timber trade networks," Renewable and Sustainable Energy Reviews, Elsevier, vol. 188(C).
    13. Jiazhe Sun & Kaizhong Yang, 2016. "The Wicked Problem of Climate Change: A New Approach Based on Social Mess and Fragmentation," Sustainability, MDPI, vol. 8(12), pages 1-14, December.
    14. Kuriyama, Akihisa & Abe, Naoya, 2018. "Ex-post assessment of the Kyoto Protocol – quantification of CO2 mitigation impact in both Annex B and non-Annex B countries-," Applied Energy, Elsevier, vol. 220(C), pages 286-295.
    15. Michael Quinlan, 2020. "Five challenges to humanity: Learning from pattern/repeat failures in past disasters?," The Economic and Labour Relations Review, , vol. 31(3), pages 444-466, September.
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