IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v127y2022i5d10.1007_s11192-022-04348-z.html
   My bibliography  Save this article

Patent protection: does it promote or inhibit the patented technological knowledge diffusion?

Author

Listed:
  • Haoyang Song

    (SUN Yat-Sen University)

  • Jianhua Hou

    (SUN Yat-Sen University)

  • Yang Zhang

    (SUN Yat-Sen University)

Abstract

Patents not only promote the dissemination of technological knowledge through the disclosure of innovative information, but restrict the use of patented technology by the public within the scope of the law. With this exclusive protection on the premise of information disclosure, it is ambiguous whether patents help or hinder the diffusion of knowledge within the span of patents. This study first constructs a multidimensional index of patented technological knowledge diffusion (PTKD) from spatiotemporal aspects, and compares the differences in technological knowledge diffusion of four types of patents—valid patent (VP), zero-cited patent before expiration (Z-B), zero-cited patent after expiration (Z-A), and non-zero-cited patent before and after expiration (NZ-BA). Then, the impact of patent protection—patent lifetime (PL), the number of independent claims (NIC), the number of words in the first independent claim (NWF)—on the degree of PTKD is explored. The results demonstrate that NZ-BA has the highest level of PTKD in terms of growth rate, technological and geographical breadth and depth, followed by VP. Meanwhile, PL affects the diffusion growth rate and technological and geographical breadth negatively, NIC positively affects the diffusion average speed and technological and geographical depth while NWF only positively affects the technological depth of diffusion. These findings highlight the role of different types of patents in promoting technological innovation and promote a better understanding of the correlation between patent protection and PTKD, which provides support for decision-makers to protect property protection and guides the patentees to protect their long-term economic and technological benefits.

Suggested Citation

  • Haoyang Song & Jianhua Hou & Yang Zhang, 2022. "Patent protection: does it promote or inhibit the patented technological knowledge diffusion?," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2351-2379, May.
  • Handle: RePEc:spr:scient:v:127:y:2022:i:5:d:10.1007_s11192-022-04348-z
    DOI: 10.1007/s11192-022-04348-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-022-04348-z
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-022-04348-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Lanjouw, Jean O & Schankerman, Mark, 2001. "Characteristics of Patent Litigation: A Window on Competition," RAND Journal of Economics, The RAND Corporation, vol. 32(1), pages 129-151, Spring.
    2. Liu, Li-jun & Cao, Cong & Song, Min, 2014. "China's agricultural patents: How has their value changed amid recent patent boom?," Technological Forecasting and Social Change, Elsevier, vol. 88(C), pages 106-121.
    3. Hikkerova, Lubica & Kammoun, Niaz & Lantz, Jean-Sébastien, 2014. "Patent life cycle: New evidence," Technological Forecasting and Social Change, Elsevier, vol. 88(C), pages 313-324.
    4. Galasso, Alberto & Schankerman, Mark, 2015. "Patents and cumulative innovation: causal evidence from the courts," LSE Research Online Documents on Economics 61614, London School of Economics and Political Science, LSE Library.
    5. Marco, Alan C. & Sarnoff, Joshua D. & deGrazia, Charles A.W., 2019. "Patent claims and patent scope," Research Policy, Elsevier, vol. 48(9), pages 1-1.
    6. Jeffrey L. Furman & Markus Nagler & Martin Watzinger, 2021. "Disclosure and Subsequent Innovation: Evidence from the Patent Depository Library Program," American Economic Journal: Economic Policy, American Economic Association, vol. 13(4), pages 239-270, November.
    7. Carlos J. Serrano, 2010. "The dynamics of the transfer and renewal of patents," RAND Journal of Economics, RAND Corporation, vol. 41(4), pages 686-708, December.
    8. Tae-Young Park & Hyungjoo Lim & Ilyong Ji, 2018. "Identifying potential users of technology for technology transfer using patent citation analysis: a case analysis of a Korean research institute," Scientometrics, Springer;Akadémiai Kiadó, vol. 116(3), pages 1541-1558, September.
    9. Sungho Son & Nam-Wook Cho, 2020. "Technology Fusion Characteristics in the Solar Photovoltaic Industry of South Korea: A Patent Network Analysis Using IPC Co-Occurrence," Sustainability, MDPI, vol. 12(21), pages 1-19, October.
    10. Guellec, Dominique & Pottelsberghe de la Potterie, Bruno v., 2000. "Applications, grants and the value of patent," Economics Letters, Elsevier, vol. 69(1), pages 109-114, October.
    11. Chu, Angus C. & Cozzi, Guido & Galli, Silvia, 2012. "Does intellectual monopoly stimulate or stifle innovation?," European Economic Review, Elsevier, vol. 56(4), pages 727-746.
    12. Angus C. Chu & Yuichi Furukawa & Sushanta Mallick & Pietro Peretto & Xilin Wang, 2021. "Dynamic effects of patent policy on innovation and inequality in a Schumpeterian economy," Economic Theory, Springer;Society for the Advancement of Economic Theory (SAET), vol. 71(4), pages 1429-1465, June.
    13. Joachim Henkel & Hans Zischka, 2019. "How many patents are truly valid? Extent, causes, and remedies for latent patent invalidity," European Journal of Law and Economics, Springer, vol. 48(2), pages 195-239, October.
    14. Pierre-Alexandre Balland & David Rigby, 2017. "The Geography of Complex Knowledge," Economic Geography, Taylor & Francis Journals, vol. 93(1), pages 1-23, January.
    15. Yong-Gil Lee, 2008. "Patent licensability and life: A study of U.S. patents registered by South Korean public research institutes," Scientometrics, Springer;Akadémiai Kiadó, vol. 75(3), pages 463-471, June.
    16. Francesco Chirico & Giuseppe Criaco & Massimo Baù & Lucia Naldi & Luis R. Gomez-Mejia & Josip Kotlar, 2020. "To patent or not to patent: That is the question. Intellectual property protection in family firms," Entrepreneurship Theory and Practice, , vol. 44(2), pages 339-367, March.
    17. Yuan Zhou & Meijuan Pan & Frauke Urban, 2018. "Comparing the International Knowledge Flow of China’s Wind and Solar Photovoltaic (PV) Industries: Patent Analysis and Implications for Sustainable Development," Sustainability, MDPI, vol. 10(6), pages 1-34, June.
    18. Sofka, Wolfgang & de Faria, Pedro & Shehu, Edlira, 2018. "Protecting knowledge: How legal requirements to reveal information affect the importance of secrecy," Research Policy, Elsevier, vol. 47(3), pages 558-572.
    19. Song, Kisik & Kim, Kyuwoong & Lee, Sungjoo, 2018. "Identifying promising technologies using patents: A retrospective feature analysis and a prospective needs analysis on outlier patents," Technological Forecasting and Social Change, Elsevier, vol. 128(C), pages 118-132.
    20. Moser, Petra, 2011. "Do Patents Weaken the Localization of Innovations? Evidence from World's Fairs," The Journal of Economic History, Cambridge University Press, vol. 71(2), pages 363-382, June.
    21. Peter Maskell, 2014. "Accessing remote knowledge—the roles of trade fairs, pipelines, crowdsourcing and listening posts," Journal of Economic Geography, Oxford University Press, vol. 14(5), pages 883-902.
    22. Kyungchul Cho & Changseok Kim & Juneseuk Shin, 2015. "Differential effects of intellectual property rights on innovation and economic performance: A cross-industry investigation," Science and Public Policy, Oxford University Press, vol. 42(6), pages 827-840.
    23. Bhaven Sampat & Heidi L. Williams, 2019. "How Do Patents Affect Follow-On Innovation? Evidence from the Human Genome," American Economic Review, American Economic Association, vol. 109(1), pages 203-236, January.
    24. Karakilic, Emrah, 2019. "Rethinking intellectual property rights in the cognitive and digital age of capitalism: An autonomist Marxist reading," Technological Forecasting and Social Change, Elsevier, vol. 147(C), pages 1-9.
    25. Dejian Yu & Libo Sheng, 2020. "Knowledge diffusion paths of blockchain domain: the main path analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(1), pages 471-497, October.
    26. Rosiello, Alessandro & Maleki, Ali, 2021. "A dynamic multi-sector analysis of technological catch-up: The impact of technology cycle times, knowledge base complexity and variety," Research Policy, Elsevier, vol. 50(3).
    27. Reinhilde Veugelers & Cédric Schneider, 2018. "Which IP strategies do young highly innovative firms choose?," Small Business Economics, Springer, vol. 50(1), pages 113-129, January.
    28. Suzuki, Keishun, 2020. "Patent Protection, Optimal Licensing, And Innovation With Endogenous Entry," Macroeconomic Dynamics, Cambridge University Press, vol. 24(8), pages 2033-2059, December.
    29. repec:ipg:wpaper:2014-367 is not listed on IDEAS
    30. Fisch, Christian & Sandner, Philipp & Regner, Lukas, 2017. "The value of Chinese patents: An empirical investigation of citation lags," China Economic Review, Elsevier, vol. 45(C), pages 22-34.
    31. Pakes, Ariel S, 1986. "Patents as Options: Some Estimates of the Value of Holding European Patent Stocks," Econometrica, Econometric Society, vol. 54(4), pages 755-784, July.
    32. Eduardo Melero & Neus Palomeras & David Wehrheim, 2020. "The Effect of Patent Protection on Inventor Mobility," Management Science, INFORMS, vol. 66(12), pages 5485-5504, December.
    33. Ma, Ding & Yu, Qian & Li, Jing & Ge, Mengni, 2021. "Innovation diffusion enabler or barrier: An investigation of international patenting based on temporal exponential random graph models," Technology in Society, Elsevier, vol. 64(C).
    34. Jungpyo Lee & So Young Sohn, 2017. "What makes the first forward citation of a patent occur earlier?," Scientometrics, Springer;Akadémiai Kiadó, vol. 113(1), pages 279-298, October.
    35. Yoshimi Okada & Yusuke Naito & Sadao Nagaoka, 2018. "Making the patent scope consistent with the invention: Evidence from Japan," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 27(3), pages 607-625, September.
    36. Inchae Park & Yujin Jeong & Byungun Yoon, 2017. "Analyzing the value of technology based on the differences of patent citations between applicants and examiners," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(2), pages 665-691, May.
    37. Changyong Lee & Suckwon Hong & Juram Kim, 2021. "Anticipating multi-technology convergence: a machine learning approach using patent information," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(3), pages 1867-1896, March.
    38. Qiao Zheng & Lu-Cheng Huang & Fei-Fei Wu & Wu Dan & Zhang Hui, 2017. "Analyzing Technological Knowledge Diffusion Among Technological Fields Using Patent Data: The Example of Microfluidics," International Journal of Innovation and Technology Management (IJITM), World Scientific Publishing Co. Pte. Ltd., vol. 14(01), pages 1-17, February.
    39. Choe, Hochull & Lee, Duk Hee & Kim, Hee Dae & Seo, Il Won, 2016. "Structural properties and inter-organizational knowledge flows of patent citation network: The case of organic solar cells," Renewable and Sustainable Energy Reviews, Elsevier, vol. 55(C), pages 361-370.
    40. Jeffrey M. Kuhn & Neil C. Thompson, 2019. "How to Measure and Draw Causal Inferences with Patent Scope," International Journal of the Economics of Business, Taylor & Francis Journals, vol. 26(1), pages 5-38, January.
    41. Baruffaldi, Stefano H. & Simeth, Markus, 2020. "Patents and knowledge diffusion: The effect of early disclosure," Research Policy, Elsevier, vol. 49(4).
    42. Wu-Shun Tee & Lee Chin & Abdul Samad Abdul-Rahim, 2021. "Determinants of Renewable Energy Production: Do Intellectual Property Rights Matter?," Energies, MDPI, vol. 14(18), pages 1-15, September.
    43. Michael D. Frakes & Melissa F. Wasserman, 2014. "The Failed Promise of User Fees: Empirical Evidence from the U.S. Patent and Trademark Office," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 11(4), pages 602-636, December.
    44. Fischer, Timo & Leidinger, Jan, 2014. "Testing patent value indicators on directly observed patent value—An empirical analysis of Ocean Tomo patent auctions," Research Policy, Elsevier, vol. 43(3), pages 519-529.
    45. Alberto Galasso & Mark Schankerman, 2015. "Patents and Cumulative Innovation: Causal Evidence from the Courts," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 130(1), pages 317-369.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Myoungjae Choi & Sun-Hi Yoo & Jongtaik Lee & Jeongsub Choi & Byunghoon Kim, 2022. "A modified gamma/Gompertz/NBD model for estimating technology lifetime," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(10), pages 5731-5751, October.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Song, Haoyang & Hou, Jianhua & Zhang, Yang, 2023. "The measurements and determinants of patent technological value: Lifetime, strength, breadth, and dispersion from the technology diffusion perspective," Journal of Informetrics, Elsevier, vol. 17(1).
    2. Cesare Righi & Davide Cannito & Theodor Vladasel, 2023. "Continuing Patent Applications at the USPTO," Working Papers 1382, Barcelona School of Economics.
    3. Cesare Righi & Davide Cannito & Theodor Vladasel, 2023. "Continuing patent applications at the USPTO," Economics Working Papers 1855, Department of Economics and Business, Universitat Pompeu Fabra.
    4. Righi, Cesare & Cannito, Davide & Vladasel, Theodor, 2023. "Continuing patent applications at the USPTO," Research Policy, Elsevier, vol. 52(4).
    5. Higham, Kyle & de Rassenfosse, Gaétan & Jaffe, Adam B., 2021. "Patent Quality: Towards a Systematic Framework for Analysis and Measurement," Research Policy, Elsevier, vol. 50(4).
    6. Eduardo Melero & Neus Palomeras & David Wehrheim, 2020. "The Effect of Patent Protection on Inventor Mobility," Management Science, INFORMS, vol. 66(12), pages 5485-5504, December.
    7. Bhaven Sampat & Heidi L. Williams, 2019. "How Do Patents Affect Follow-On Innovation? Evidence from the Human Genome," American Economic Review, American Economic Association, vol. 109(1), pages 203-236, January.
    8. Stuart J. H. Graham & Alan C. Marco & Amanda F. Myers, 2018. "Patent transactions in the marketplace: Lessons from the USPTO Patent Assignment Dataset," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 27(3), pages 343-371, September.
    9. Gambardella, Alfonso, 2023. "Private and social functions of patents: Innovation, markets, and new firms," Research Policy, Elsevier, vol. 52(7).
    10. Caviggioli, Federico & De Marco, Antonio & Montobbio, Fabio & Ughetto, Elisa, 2020. "The licensing and selling of inventions by US universities," Technological Forecasting and Social Change, Elsevier, vol. 159(C).
    11. deGrazia, Charles A.W. & Pairolero, Nicholas A. & Teodorescu, Mike H.M., 2021. "Examination incentives, learning, and patent office outcomes: The use of examiner’s amendments at the USPTO," Research Policy, Elsevier, vol. 50(10).
    12. Michael J. Andrews, 2021. "Historical patent data: A practitioner's guide," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 30(2), pages 368-397, May.
    13. Nagler, Markus & Sorg, Stefan, 2020. "The disciplinary effect of post-grant review – Causal evidence from European patent opposition," Research Policy, Elsevier, vol. 49(3).
    14. Manuel Acosta & Daniel Coronado & Esther Ferrándiz & Manuel Jiménez, 2022. "Effects of knowledge spillovers between competitors on patent quality: what patent citations reveal about a global duopoly," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1451-1487, October.
    15. Markus Nagler & Monika Schnitzer & Martin Watzinger, 2022. "Fostering the Diffusion of General Purpose Technologies: Evidence from the Licensing of the Transistor Patents," Journal of Industrial Economics, Wiley Blackwell, vol. 70(4), pages 838-866, December.
    16. Filippo Mezzanotti, 2021. "Roadblock to Innovation: The Role of Patent Litigation in Corporate R&D," Management Science, INFORMS, vol. 67(12), pages 7362-7390, December.
    17. Freilich, Janet & Shahshahani, Sepehr, 2023. "Measuring follow-on innovation," Research Policy, Elsevier, vol. 52(9).
    18. Baslandze, Salomé & Argente, David & Hanley, Douglas & Moreira, Sara, 2020. "Patents to Products: Product Innovation and Firm Dynamics," CEPR Discussion Papers 14692, C.E.P.R. Discussion Papers.
    19. Michael Klein & Yibai Yang, 2024. "Blocking Patents, Rent Protection and Economic Growth"," Review of Economic Dynamics, Elsevier for the Society for Economic Dynamics, vol. 52, pages 1-20, April.
    20. Heidi L. Williams, 2017. "How Do Patents Affect Research Investments?," Annual Review of Economics, Annual Reviews, vol. 9(1), pages 441-469, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:127:y:2022:i:5:d:10.1007_s11192-022-04348-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.