IDEAS home Printed from https://ideas.repec.org/a/sae/engenv/v34y2023i3p621-639.html
   My bibliography  Save this article

How multiple interactions between policy instruments and the policy environment affect environmental governance efficiency

Author

Listed:
  • Wang Rongjuan

Abstract

Few studies explored the interaction effect between policy instruments and the policy environment on environmental governance. Based on policy instrument theory, this paper conducts fuzzy set qualitative comparative analysis (fsQCA) to explore the combined effect of policy instruments and the policy environment on the environmental governance efficiency of local governance. This study found four effective configurations of local government environmental governance, which can be summarized as the mandatory mode and the cooperative mode, and three inefficient configurations that can be summarized as the out-of-control mode. The results show that the regions adopting the mandatory mode are economically underdeveloped, while the regions using the cooperative mode are developed. Besides, local government competition leads to the softening of policy instruments, while government-enterprise collusion exacerbates the failure of environmental policy instruments. This paper summarizes the effective modes and reveals the reasons for the low efficiency of local government environmental governance in China. The conclusions provide not only empirical evidence for the study of policy instrument theory but also beneficial insights for the selection of environmental policy instruments and environmental governance practice.

Suggested Citation

  • Wang Rongjuan, 2023. "How multiple interactions between policy instruments and the policy environment affect environmental governance efficiency," Energy & Environment, , vol. 34(3), pages 621-639, May.
  • Handle: RePEc:sae:engenv:v:34:y:2023:i:3:p:621-639
    DOI: 10.1177/0958305X221107346
    as

    Download full text from publisher

    File URL: https://journals.sagepub.com/doi/10.1177/0958305X221107346
    Download Restriction: no

    File URL: https://libkey.io/10.1177/0958305X221107346?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Xie, Xuemei & Wang, Hongwei, 2020. "How can open innovation ecosystem modes push product innovation forward? An fsQCA analysis," Journal of Business Research, Elsevier, vol. 108(C), pages 29-41.
    2. Krista B. Lewellyn & Maureen I. Muller-Kahle, 2016. "The configurational effects of board monitoring and the institutional environment on CEO compensation: a country-level fuzzy-set analysis," Journal of Management & Governance, Springer;Accademia Italiana di Economia Aziendale (AIDEA), vol. 20(4), pages 729-757, December.
    3. Li, Xing & Hu, Zhigao & Cao, Jianhua & Xu, Xing, 2022. "The impact of environmental accountability on air pollution: A public attention perspective," Energy Policy, Elsevier, vol. 161(C).
    4. Jason M. Walter, 2021. "The Political Economy of Market-based and Information-based Environmental Policies," International Review of Environmental and Resource Economics, now publishers, vol. 15(4), pages 359-385, December.
    5. Hans Bressers & Pieter‐Jan Klok, 1988. "Fundamentals for a Theory of Policy Instruments," International Journal of Social Economics, Emerald Group Publishing Limited, vol. 15(3/4), pages 22-41, March.
    6. Charnes, A. & Cooper, W. W. & Rhodes, E., 1978. "Measuring the efficiency of decision making units," European Journal of Operational Research, Elsevier, vol. 2(6), pages 429-444, November.
    7. Zhao, Xiaoli & Yin, Haitao & Zhao, Yue, 2015. "Impact of environmental regulations on the efficiency and CO2 emissions of power plants in China," Applied Energy, Elsevier, vol. 149(C), pages 238-247.
    8. Wei Wei & Shuangying Ding & Silin Zheng & Jingjing Ma & Tong Niu & Jinkai Li, 2021. "Environmental Efficiency Evaluation of China’s Power Industry Based on the Two-Stage Network Slack-Based Measure Model," IJERPH, MDPI, vol. 18(23), pages 1-21, November.
    9. Richard F. Elmore, 1987. "Instruments And Strategy In Public Policy," Review of Policy Research, Policy Studies Organization, vol. 7(1), pages 174-186, September.
    10. Roberto Garcia-Castro & Claude Francoeur, 2016. "When more is not better: Complementarities, costs and contingencies in stakeholder management," Strategic Management Journal, Wiley Blackwell, vol. 37(2), pages 406-424, February.
    11. Zhang, Hua & Xu, Tiantian & Feng, Chao, 2022. "Does public participation promote environmental efficiency? Evidence from a quasi-natural experiment of environmental information disclosure in China," Energy Economics, Elsevier, vol. 108(C).
    12. Tomohiko Ohno, 2019. "Understanding diverse trajectories of environmental governance studies: a citation network analysis," Environment Systems and Decisions, Springer, vol. 39(2), pages 214-228, June.
    13. Tong Zhang & Chaofan Chen, 2018. "The Effect of Public Participation on Environmental Governance in China–Based on the Analysis of Pollutants Emissions Employing a Provincial Quantification," Sustainability, MDPI, vol. 10(7), pages 1-20, July.
    14. Ruixue Jia & Huihua Nie, 2017. "Decentralization, Collusion, and Coal Mine Deaths," The Review of Economics and Statistics, MIT Press, vol. 99(1), pages 105-118, March.
    15. Zhang, Dongyang, 2021. "Marketization, environmental regulation, and eco-friendly productivity: A Malmquist–Luenberger index for pollution emissions of large Chinese firms," Journal of Asian Economics, Elsevier, vol. 76(C).
    16. Na Zhang & Jinqian Deng & Fayyaz Ahmad & Muhammad Umar Draz, 2020. "Local Government Competition and Regional Green Development in China: The Mediating Role of Environmental Regulation," IJERPH, MDPI, vol. 17(10), pages 1-22, May.
    17. Carolina Milhorance & Eric Sabourin & Jean-François Le Coq & Priscylla Mendes, 2020. "Unpacking the policy mix of adaptation to climate change in Brazil’s semiarid region: enabling instruments and coordination mechanisms," Climate Policy, Taylor & Francis Journals, vol. 20(5), pages 593-608, May.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Salman, Muhammad & Long, Xingle & Wang, Guimei & Zha, Donglan, 2022. "Paris climate agreement and global environmental efficiency: New evidence from fuzzy regression discontinuity design," Energy Policy, Elsevier, vol. 168(C).
    2. Wei, Wei & Han, Ying & Abedin, Mohammad Zoynul & Ma, Jingjing & Chai, Shanglei, 2023. "Empirical study on the technical efficiency and total factor productivity of power industry: Evidence from Chinese provinces," Energy Economics, Elsevier, vol. 128(C).
    3. Long, Xingle & Wu, Chao & Zhang, Jijian & Zhang, Jing, 2018. "Environmental efficiency for 192 thermal power plants in the Yangtze River Delta considering heterogeneity: A metafrontier directional slacks-based measure approach," Renewable and Sustainable Energy Reviews, Elsevier, vol. 82(P3), pages 3962-3971.
    4. Caihua Zhou & Xinmin Zhang, 2020. "Measuring the Efficiency of Fiscal Policies for Environmental Pollution Control and the Spatial Effect of Fiscal Decentralization in China," IJERPH, MDPI, vol. 17(23), pages 1-19, December.
    5. Wang, Ke & Wei, Yi-Ming & Huang, Zhimin, 2018. "Environmental efficiency and abatement efficiency measurements of China's thermal power industry: A data envelopment analysis based materials balance approach," European Journal of Operational Research, Elsevier, vol. 269(1), pages 35-50.
    6. Xu, Lan & Yang, Jun & Cheng, Jixin & Dong, Hanghang, 2022. "How has China's low-carbon city pilot policy influenced its CO2 abatement costs? Analysis from the perspective of the shadow price," Energy Economics, Elsevier, vol. 115(C).
    7. Zhao, Congyu & Dong, Kangyin & Wang, Kun & Dong, Xiucheng, 2022. "How does energy trilemma eradication reduce carbon emissions? The role of dual environmental regulation for China," Energy Economics, Elsevier, vol. 116(C).
    8. Yuan, Huaxi & Zou, Longhui & Feng, Yidai, 2023. "How to achieve emission reduction without hindering economic growth? The role of judicial quality," Ecological Economics, Elsevier, vol. 209(C).
    9. Muyao Li & Jinsong Zhang & Ramakrishnan Ramanathan & Ruiqian Li, 2020. "Opening the Black Box: The Impacts of Environmental Regulations on Technological Innovation," IJERPH, MDPI, vol. 17(12), pages 1-18, June.
    10. Chen, Zhenling & Zhao, Weigang & Zheng, Heyun, 2021. "Potential output gap in China's regional coal-fired power sector under the constraint of carbon emission reduction," Energy Policy, Elsevier, vol. 148(PA).
    11. Ke Wang & Yi-Ming Wei & Zhimin Huang, 2017. "Environmental efficiency and abatement efficiency measurements of China¡¯s thermal power industry: A data envelopment analysis based materials balance approach," CEEP-BIT Working Papers 108, Center for Energy and Environmental Policy Research (CEEP), Beijing Institute of Technology.
    12. Lin Dong & Zuobao Wang & Yuxiang Zhou, 2023. "Public Participation and the Effect of Environmental Governance in China: A Systematic Review and Meta-Analysis," Sustainability, MDPI, vol. 15(5), pages 1-16, March.
    13. Guimei Wang & Muhammad Salman, 2023. "The impacts of heterogeneous environmental regulations on green economic efficiency from the perspective of urbanization: a dynamic threshold analysis," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 25(9), pages 9485-9516, September.
    14. Lindikaya W. Myeki & Nicolette Matthews & Yonas T. Bahta, 2023. "Decomposition of Green Agriculture Productivity for Policy in Africa: An Application of Global Malmquist–Luenberger Index," Sustainability, MDPI, vol. 15(2), pages 1-17, January.
    15. Li, Hai-ling & Zhu, Xue-hong & Chen, Jin-yu & Jiang, Fei-tao, 2019. "Environmental regulations, environmental governance efficiency and the green transformation of China's iron and steel enterprises," Ecological Economics, Elsevier, vol. 165(C), pages 1-1.
    16. Franz R. Hahn, 2007. "Determinants of Bank Efficiency in Europe. Assessing Bank Performance Across Markets," WIFO Studies, WIFO, number 31499.
    17. repec:lan:wpaper:1115 is not listed on IDEAS
    18. Azarnoosh Kafi & Behrouz Daneshian & Mohsen Rostamy-Malkhalifeh, 2021. "Forecasting the confidence interval of efficiency in fuzzy DEA," Operations Research and Decisions, Wroclaw University of Science and Technology, Faculty of Management, vol. 31(1), pages 41-59.
    19. Costa, Marcelo Azevedo & Lopes, Ana Lúcia Miranda & de Pinho Matos, Giordano Bruno Braz, 2015. "Statistical evaluation of Data Envelopment Analysis versus COLS Cobb–Douglas benchmarking models for the 2011 Brazilian tariff revision," Socio-Economic Planning Sciences, Elsevier, vol. 49(C), pages 47-60.
    20. Kristiaan Kerstens & Ignace Van de Woestyne, 2018. "Enumeration algorithms for FDH directional distance functions under different returns to scale assumptions," Annals of Operations Research, Springer, vol. 271(2), pages 1067-1078, December.
    21. Ahmad, Usman, 2011. "Financial Reforms and Banking Efficiency: Case of Pakistan," MPRA Paper 34220, University Library of Munich, Germany.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:sae:engenv:v:34:y:2023:i:3:p:621-639. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: SAGE Publications (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.