IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v17y2025i20p9086-d1770977.html
   My bibliography  Save this article

A Three-Stage Super-Efficient SBM-DEA Analysis on Spatial Differentiation of Land Use Carbon Emission and Regional Efficiency in Shanxi Province, China

Author

Listed:
  • Ahui Chen

    (Faculty of Geomatics, Lanzhou Jiaotong University, Lanzhou 730070, China
    National-Local Joint Engineering Research Center of Technologies and Applications for National Geographic State Monitoring, Lanzhou 730070, China
    Key Laboratory of Science and Technology in Surveying & Mapping, Lanzhou 730070, China)

  • Huan Duan

    (Faculty of Geomatics, Lanzhou Jiaotong University, Lanzhou 730070, China
    National-Local Joint Engineering Research Center of Technologies and Applications for National Geographic State Monitoring, Lanzhou 730070, China
    Key Laboratory of Science and Technology in Surveying & Mapping, Lanzhou 730070, China)

  • Kaiming Li

    (Faculty of Geomatics, Lanzhou Jiaotong University, Lanzhou 730070, China
    National-Local Joint Engineering Research Center of Technologies and Applications for National Geographic State Monitoring, Lanzhou 730070, China
    Key Laboratory of Science and Technology in Surveying & Mapping, Lanzhou 730070, China
    Longnan Normal University, Longnan 742500, China)

  • Hanqi Shi

    (Faculty of Geomatics, Lanzhou Jiaotong University, Lanzhou 730070, China
    National-Local Joint Engineering Research Center of Technologies and Applications for National Geographic State Monitoring, Lanzhou 730070, China
    Key Laboratory of Science and Technology in Surveying & Mapping, Lanzhou 730070, China)

  • Dengrui Liang

    (Faculty of Geomatics, Lanzhou Jiaotong University, Lanzhou 730070, China
    National-Local Joint Engineering Research Center of Technologies and Applications for National Geographic State Monitoring, Lanzhou 730070, China
    Key Laboratory of Science and Technology in Surveying & Mapping, Lanzhou 730070, China)

Abstract

Achieving carbon peaking and neutrality is critical for global sustainability efforts and addressing climate change, yet improving land use carbon emission efficiency (LUCE) remains a challenge, especially in resource-dependent regions like Shanxi Province. Existing studies often overlook the spatial heterogeneity of LUCE and the mechanisms behind its driving factors. This study assesses LUCE disparities and explores low-carbon land use pathways in Shanxi to support its sustainable transition. Based on county-level land use data from 1990 to 2022, carbon emissions were estimated, and LUCE was measured using a three-stage super-efficient SBM-DEA model, with stochastic frontier analysis (SFA) to control for external noise. eXtreme Gradient Boosting (XGBoost) with SHAP values was used to identify key socio-economic and environmental drivers. The results show the following: (1) emissions rose 2.46-fold, mainly due to expanding construction land and shrinking cultivated land, with hotspots in Taiyuan, Jinzhong, and Linfen; (2) LUCE improved due to gains in technical and scale efficiency, while pure technical efficiency stayed stable; (3) urbanization and government intervention promoted LUCE, whereas higher per capita GDP constrained it; and (4) population density, economic growth, urbanization, and green technology were the dominant, interacting drivers of land use carbon emissions. This study integrates LUCE assessment with interpretable machine learning, demonstrating a framework that links efficiency evaluation with driver analysis. The findings provide critical insights for formulating regionally adaptive low-carbon land use policies, which are essential for achieving ecological sustainability and supporting the sustainable development of resource-based regions.

Suggested Citation

  • Ahui Chen & Huan Duan & Kaiming Li & Hanqi Shi & Dengrui Liang, 2025. "A Three-Stage Super-Efficient SBM-DEA Analysis on Spatial Differentiation of Land Use Carbon Emission and Regional Efficiency in Shanxi Province, China," Sustainability, MDPI, vol. 17(20), pages 1-39, October.
  • Handle: RePEc:gam:jsusta:v:17:y:2025:i:20:p:9086-:d:1770977
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/17/20/9086/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/17/20/9086/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Jun Han & Tianhe Jiang & Xiaoke Sun, 2024. "Does Manufacturing Transfer Improved Land Use Efficiency?," SAGE Open, , vol. 14(2), pages 21582440241, April.
    2. H. Fried & C. Lovell & S. Schmidt & S. Yaisawarng, 2002. "Accounting for Environmental Effects and Statistical Noise in Data Envelopment Analysis," Journal of Productivity Analysis, Springer, vol. 17(1), pages 157-174, January.
    3. Dongqing Han & Zhengxu Cao, 2024. "Evaluation and Influential Factors of Urban Land Use Efficiency in Yangtze River Economic Belt," Land, MDPI, vol. 13(5), pages 1-17, May.
    4. Udemba, Edmund Ntom & Philip, Lucy Davou & Emir, Firat, 2022. "Performance and sustainability of environment under entrepreneurial activities, urbanization and renewable energy policies: A dual study of Malaysian climate goal," Renewable Energy, Elsevier, vol. 189(C), pages 734-743.
    5. Fangjun Xie & Jinhua Cheng & Jianxin Yang & Li Yu & Ji Chai & Deyi Xu, 2025. "Measurement of Building Carbon Emissions and Its Decoupling Relationship with the Construction Land Area in China from 2010 to 2020," Land, MDPI, vol. 14(5), pages 1-19, May.
    6. Adiwan F. Aritenang, 2020. "The effect of intergovernmental transfers on infrastructure spending in Indonesia," Journal of the Asia Pacific Economy, Taylor & Francis Journals, vol. 25(3), pages 571-590, July.
    7. Xiang Liu & Jia Liu, 2016. "Measurement of Low Carbon Economy Efficiency with a Three-Stage Data Envelopment Analysis: A Comparison of the Largest Twenty CO 2 Emitting Countries," IJERPH, MDPI, vol. 13(11), pages 1-14, November.
    8. Lin Zhao & Meng-na Chen & Chuan-hao Yang & Run-ze Zhang & Qi-peng Zhang & Qian Wang, 2024. "Characteristics of spatial and temporal carbon emissions from different land uses in Shanxi section of the Yellow River, China," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 26(8), pages 20869-20884, August.
    9. Yang, Xu & Liu, Xianzhao, 2023. "Path analysis and mediating effects of influencing factors of land use carbon emissions in Chang-Zhu-Tan urban agglomeration," Technological Forecasting and Social Change, Elsevier, vol. 188(C).
    10. Branco, José Eduardo Holler & Bartholomeu, Daniela Bacchi & Alves Junior, Paulo Nocera & Caixeta Filho, José Vicente, 2021. "Mutual analyses of agriculture land use and transportation networks: The future location of soybean and corn production in Brazil," Agricultural Systems, Elsevier, vol. 194(C).
    11. Tone, Kaoru, 2001. "A slacks-based measure of efficiency in data envelopment analysis," European Journal of Operational Research, Elsevier, vol. 130(3), pages 498-509, May.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Franz R. Hahn, 2007. "Determinants of Bank Efficiency in Europe. Assessing Bank Performance Across Markets," WIFO Studies, WIFO, number 31499, January.
    2. Liying Zheng & Fangjuan Zhan & Fangrong Ren, 2025. "Carbon Dioxide Emission-Reduction Efficiency in China’s New Energy Vehicle Sector Toward Sustainable Development: Evidence from a Three-Stage Super-Slacks Based-Measure Data Envelopment Analysis Model," Sustainability, MDPI, vol. 17(16), pages 1-26, August.
    3. Jia Li & Yahong Zheng & Bing Liu & Yanyi Chen & Zhihang Zhong & Chenyu Dong & Chaoqun Wang, 2024. "The Synergistic Relationship between Low-Carbon Development of Road Freight Transport and Its Economic Efficiency—A Case Study of Wuhan, China," Sustainability, MDPI, vol. 16(7), pages 1-21, March.
    4. Tingting Wu & Junjun Chen & Chengchun Shi & Guidi Yang, 2023. "Carbon Emission Efficiency and Reduction Potential Based on Three-Stage Slacks-Based Measure with Data Envelopment Analysis and Malmquist at the City Scale in Fujian Province, China," Sustainability, MDPI, vol. 15(16), pages 1-15, August.
    5. Avkiran, Necmi K., 2006. "Developing foreign bank efficiency models for DEA grounded in finance theory," Socio-Economic Planning Sciences, Elsevier, vol. 40(4), pages 275-296, December.
    6. Avkiran, Necmi K. & Rowlands, Terry, 2008. "How to better identify the true managerial performance: State of the art using DEA," Omega, Elsevier, vol. 36(2), pages 317-324, April.
    7. Huayong Niu & Zhishuo Zhang & Yao Xiao & Manting Luo & Yumeng Chen, 2022. "A Study of Carbon Emission Efficiency in Chinese Provinces Based on a Three-Stage SBM-Undesirable Model and an LSTM Model," IJERPH, MDPI, vol. 19(9), pages 1-19, April.
    8. Yu, Ming-Miin, 2010. "Assessment of airport performance using the SBM-NDEA model," Omega, Elsevier, vol. 38(6), pages 440-452, December.
    9. Weixin Yang & Lingguang Li, 2017. "Energy Efficiency, Ownership Structure, and Sustainable Development: Evidence from China," Sustainability, MDPI, vol. 9(6), pages 1-26, June.
    10. Guangdi Zhang & Yaojun Ye & Mengya Sun, 2023. "Assessing the Static and Dynamic Efficiency of Digital Economy in China: Three Stage DEA–Malmquist Index Based Approach," Sustainability, MDPI, vol. 15(6), pages 1-17, March.
    11. Kozo Harimaya & Kei Tomimura & Nobuyoshi Yamori, 2015. "Efficiencies of Small Financial Cooperatives in Japan: Comparison of Estimation Methods," Discussion Paper Series DP2015-04, Research Institute for Economics & Business Administration, Kobe University.
    12. Wu, Tai-Hsi & Chen, Ming-Shiun & Yeh, Jin-Yii, 2010. "Measuring the performance of police forces in Taiwan using data envelopment analysis," Evaluation and Program Planning, Elsevier, vol. 33(3), pages 246-254, August.
    13. Chen, Junlin & Zhang, Ying & Wang, Wenqing & Yang, Can & Li, Jiayue & Wu, Yulun, 2022. "The efficiency of consumption poverty alleviation and improvement measures in Guizhou, China," Energy, Elsevier, vol. 248(C).
    14. Xiang Liu & Jia Liu, 2016. "Measurement of Low Carbon Economy Efficiency with a Three-Stage Data Envelopment Analysis: A Comparison of the Largest Twenty CO 2 Emitting Countries," IJERPH, MDPI, vol. 13(11), pages 1-14, November.
    15. Avkiran, Necmi K., 2007. "Stability and integrity tests in data envelopment analysis," Socio-Economic Planning Sciences, Elsevier, vol. 41(3), pages 224-234, September.
    16. Carla Henriques & Clara Viseu, 2022. "Are ERDFs Devoted to Boosting ICTs in SMEs Inefficient? A Three-Stage SBM Approach," Sustainability, MDPI, vol. 14(17), pages 1-20, August.
    17. Wang, Zhaohua & Li, Yi & Wang, Ke & Huang, Zhimin, 2017. "Environment-adjusted operational performance evaluation of solar photovoltaic power plants: A three stage efficiency analysis," Renewable and Sustainable Energy Reviews, Elsevier, vol. 76(C), pages 1153-1162.
    18. Hall, Maximilian J.B. & Kenjegalieva, Karligash A. & Simper, Richard, 2012. "Environmental factors affecting Hong Kong banking: A post-Asian financial crisis efficiency analysis," Global Finance Journal, Elsevier, vol. 23(3), pages 184-201.
    19. Geng Peng & Xiaodan Zhang & Fang Liu & Lijuan Ruan & Kaiyou Tian, 2021. "Spatial–temporal evolution and regional difference decomposition of urban environmental governance efficiency in China," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(6), pages 8974-8990, June.
    20. Qi Yang & Zhonggen Sun & Hubiao Zhang, 2022. "Assessment of Urban Green Development Efficiency Based on Three-Stage DEA: A Case Study from China’s Yangtze River Delta," Sustainability, MDPI, vol. 14(19), pages 1-20, September.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:17:y:2025:i:20:p:9086-:d:1770977. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.