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Pendency and grant ratios of invention patents: A comparative study of the US and China

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  • Yang, Deli

Abstract

This paper compares and contrasts the invention patents of the US and China focusing on the application and granting practices. The findings show that both countries appear to make efforts to provide equal treatment to domestic and foreign applicants for patents in terms of pendency, but domestic applicants seem to enjoy more certainty of the patent being granted within the pendency period than foreign applicants in both countries. As regards grants, the US is equal in granting patents to domestic and foreign applications; China appears to give preferential treatment to domestic applications. Such practices have implications for both patenting policy and activities.

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  • Yang, Deli, 2008. "Pendency and grant ratios of invention patents: A comparative study of the US and China," Research Policy, Elsevier, vol. 37(6-7), pages 1035-1046, July.
    • Handle: RePEc:eee:respol:v:37:y:2008:i:6-7:p:1035-1046
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    Cited by:

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    2. Yang, Deli & Sonmez, Mahmut (Maho), 2018. "Global norm of national treatment for patent uncertainties: A longitudinal comparison between the US and China," Journal of World Business, Elsevier, vol. 53(2), pages 164-176.
    3. Dang, Jianwei & Motohashi, Kazuyuki, 2015. "Patent statistics: A good indicator for innovation in China? Patent subsidy program impacts on patent quality," China Economic Review, Elsevier, vol. 35(C), pages 137-155.
    4. Xuan Wei & Ranran Liu & Wei Chen, 2022. "How the COVID-19 Pandemic Impacts Green Inventions: Evidence from a Quasi-Natural Experiment in China," Sustainability, MDPI, vol. 14(16), pages 1-15, August.
    5. Khoury, Theodore A. & Peng, Mike W., 2011. "Does institutional reform of intellectual property rights lead to more inbound FDI? Evidence from Latin America and the Caribbean," Journal of World Business, Elsevier, vol. 46(3), pages 337-345, July.
    6. Keupp, Marcus Matthias & Friesike, Sascha & von Zedtwitz, Maximilian, 2012. "How do foreign firms patent in emerging economies with weak appropriability regimes? Archetypes and motives," Research Policy, Elsevier, vol. 41(8), pages 1422-1439.
    7. Gaétan de Rassenfosse & Reza Hosseini, 2020. "Discrimination against foreigners in the U.S. patent system," Journal of International Business Policy, Palgrave Macmillan, vol. 3(4), pages 349-366, December.
    8. Gaétan de Rassenfosse & Reza Hosseini, 0. "Discrimination against foreigners in the U.S. patent system," Journal of International Business Policy, Palgrave Macmillan, vol. 0, pages 1-18.
    9. Liegsalz, Johannes & Wagner, Stefan, 2013. "Patent examination at the State Intellectual Property Office in China," Research Policy, Elsevier, vol. 42(2), pages 552-563.
    10. Yang, Deli, 2019. "National treatment, institutions and IP uncertainties: An analytics of compliance, change and comparability," International Business Review, Elsevier, vol. 28(5), pages 1-1.
    11. Fei Yu & Yanrui Wu & Jin Chen & Arie Lewin, 2022. "Technological Leapfrogging and Strategic Patent Policy," Economics Discussion / Working Papers 22-17, The University of Western Australia, Department of Economics.
    12. Zhang, Gupeng & Xiong, Libin & Duan, Hongbo & Huang, Dujuan, 2020. "Obtaining certainty vs. creating uncertainty: Does firms’ patent filing strategy work as expected?," Technological Forecasting and Social Change, Elsevier, vol. 160(C).
    13. Li, Xibao, 2012. "Behind the recent surge of Chinese patenting: An institutional view," Research Policy, Elsevier, vol. 41(1), pages 236-249.
    14. Dang, Jangwei & Motohashi, Kazuyuki, 2013. "Patent statistics: a good indicator for innovation in China? Assessment of impacts of patent subsidy programs on patent quality," MPRA Paper 56184, University Library of Munich, Germany.
    15. Zhu, Kejia & Malhotra, Shavin & Li, Yaohan, 2022. "Technological diversity of patent applications and decision pendency," Research Policy, Elsevier, vol. 51(1).
    16. Tan, Youchao & Liu, Xiumei & Sun, Hanwen & Zeng, Cheng(Colin), 2022. "Population ageing, labour market rigidity and corporate innovation: Evidence from China," Research Policy, Elsevier, vol. 51(2).
    17. Dirk Dohse & Rajeev K. Goel & James W. Saunoris, 2023. "Patenting uncertainty and its impact on innovation: evidence from the United States," The Journal of Technology Transfer, Springer, vol. 48(5), pages 1839-1859, October.
    18. Tong, Tony W. & Zhang, Kun & He, Zi-Lin & Zhang, Yuchen, 2018. "What determines the duration of patent examination in China? An outcome-specific duration analysis of invention patent applications at SIPO," Research Policy, Elsevier, vol. 47(3), pages 583-591.
    19. Li Yao & He Ni, 2023. "Prediction of patent grant and interpreting the key determinants: an application of interpretable machine learning approach," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(9), pages 4933-4969, September.
    20. Fei Yu & Yanrui Wu & Jin Chen & Arie Y. Lewin, 2023. "Technological leapfrogging and country strategic patent policy," Journal of International Business Studies, Palgrave Macmillan;Academy of International Business, vol. 54(5), pages 887-909, July.

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