IDEAS home Printed from https://ideas.repec.org/a/apd/rper00/y2011i28id330.html

Parcerias Público-Privadas: Enquadramento e Avaliação das Concessões Ferroviárias em Portugal

Author

Listed:
  • Ana Paula Rolland Sobral

    (Rede Ferroviária Nacional – REFER E.P.E.)

  • José Neves Cruz

    (Centro de Investigação Jurídico-Económica (CIJE) Faculdade de Direito da Universidade do Porto)

Abstract

As parcerias público-privadas (PPP) tiveram origem no Reino Unido no início da década de 90 do século XX e traduzem-se num mecanismo que permite a realização de projectos públicos com responsabilidade privada, possibi- litando ao Estado o fornecimento de serviços e de infra-estruturas num contexto de fortes limitações orçamentais. Através das PPP o Estado envolve os privados na prestação de serviços que, de outra forma, estariam a seu cargo. As PPP podem implicar a concessão de obra pública, ou to- mar a forma de um contrato de gestão, onde o privado é contratado para gerir um determinado serviço público. Em Portugal é o sector dos transportes que marca o arranque das PPP, que no sector ferroviário têm assumido a forma de concessão. Neste estudo reflectimos sobre as conces- sões ferroviárias em Portugal, com vista a determinar se as mesmas são vantajosas. Identificamos e caracterizamos as concessões ferroviárias, como uma modalidade de parce- ria público-privada (PPP), fazemos o seu enquadramento legal, procedendo à análise da legislação comunitária e do direito interno, nomeadamente a articulação entre o Código dos Contratos Públicos (CCP) e o Regime Geral das PPP, o seu enquadramento institucional e, ainda, as auditorias do Tribunal de Contas. Procedemos a uma análise dos projec- tos das infra-estruturas ferroviárias existentes em Portugal, para determinar se foram cumpridos os princípios gerais de eficiência e economia, através de uma cuidada avaliação da possível repartição dos riscos. Constatamos que a prepara- ção insuficiente dos processos, lançados antes da entrada em vigor do Decreto-Lei n.º 86/2003, de 26 de Abril, alte- rado pelo Decreto-Lei n.º 141/2006, e a inadequada gestão dos contratos determinaram constantes pedidos de reequi- líbrio financeiro, transformando projectos auto-sustentáveis financeiramente em projectos “avalizados” pelo Estado. Concluímos que face à complexidade das concessões ferro- viárias e aos elevados montantes envolvidos não é possível obter sucesso num projecto sem que exista uma cuidada preparação prévia dos processos, uma adequada gestão e um apertado acompanhamento dos contratos, sendo indis- pensável a criação de estruturas de monitorização, gestão e controlo das PPP.

Suggested Citation

  • Ana Paula Rolland Sobral & José Neves Cruz, 2011. "Parcerias Público-Privadas: Enquadramento e Avaliação das Concessões Ferroviárias em Portugal," RPER, Associação Portuguesa para o Desenvolvimento Regional, issue 28, pages 3-26, October.
  • Handle: RePEc:apd:rper00:y:2011:i:28:id:330
    DOI: 10.59072/rper.vi28.330
    as

    Download full text from publisher

    File URL: https://www.review-rper.com/index.php/rper/article/view/330
    File Function: Abstract page
    Download Restriction: no

    File URL: https://www.review-rper.com/index.php/rper/article/download/330/248
    File Function: Full text
    Download Restriction: no

    File URL: https://libkey.io/10.59072/rper.vi28.330?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Yescombe, E. R. & Yescombe, E. R., 2002. "Principles of Project Finance," Elsevier Monographs, Elsevier, edition 1, number 9780127708515.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Gregory, Julian & Sovacool, Benjamin K., 2019. "Rethinking the governance of energy poverty in sub-Saharan Africa: Reviewing three academic perspectives on electricity infrastructure investment," Renewable and Sustainable Energy Reviews, Elsevier, vol. 111(C), pages 344-354.
    2. Backhaus, Klaus & Gausling, Philipp & Hildebrand, Luise, 2015. "Comparing the incomparable: Lessons to be learned from models evaluating the feasibility of Desertec," Energy, Elsevier, vol. 82(C), pages 905-913.
    3. Eduardo Engel & Alexander Galetovic, 2013. "Urban Transport : Can Public-Private Partnerships Work?," World Bank Publications - Reports 17595, The World Bank Group.
    4. Borgonovo, Emanuele & Gatti, Stefano, 2013. "Risk analysis with contractual default. Does covenant breach matter?," European Journal of Operational Research, Elsevier, vol. 230(2), pages 431-443.
    5. Hilmar Tor Hilmarsson & Trung Quang Dinh, 2013. "Can Export Credit Agencies Facilitate Cross Border Trade to Emerging Markets and Help Increase Investments and Innovations in Their Food Processing Industries?," Journal of Applied Management and Investments, Department of Business Administration and Corporate Security, International Humanitarian University, vol. 2(3), pages 176-186.
    6. Nicolas Campos & Eduardo Engel & Ronald D. Fischer & Alexander Galetovic, 2019. "Renegotiations and corruption in infrastructure: The Odebrecht case," "Marco Fanno" Working Papers 0230, Dipartimento di Scienze Economiche "Marco Fanno".
    7. Marzouk, Mohamed & Ali, Mohamed, 2018. "Mitigating risks in wastewater treatment plant PPPs using minimum revenue guarantee and real options," Utilities Policy, Elsevier, vol. 53(C), pages 121-133.
    8. Wright, Daniel G. & Dey, Prasanta K. & Brammer, John, 2014. "A barrier and techno-economic analysis of small-scale bCHP (biomass combined heat and power) schemes in the UK," Energy, Elsevier, vol. 71(C), pages 332-345.
    9. Zapata Quimbayo, Carlos Andrés, 2020. "Probabilidad de incumplimiento en inversiones de infraestructura: análisis a partir de modelos estructurales de riesgo de crédito || Probability of default in infrastructure projects: analysis from structural models of credit risk," Revista de Métodos Cuantitativos para la Economía y la Empresa = Journal of Quantitative Methods for Economics and Business Administration, Universidad Pablo de Olavide, Department of Quantitative Methods for Economics and Business Administration, vol. 30(1), pages 327-345, December.
    10. Stephen Dansky & B. Andrew Cudmore & Amitabh S. Dutta, 2025. "Rethinking Internalization Theory due to Coase’s “Hidden in Plain Sight†Assumption," SAGE Open, , vol. 15(2), pages 21582440251, June.
    11. Anna Carolina Martins & Marcelo de Carvalho Pereira & Roberto Pasqualino, 2023. "Renewable Electricity Transition: A Case for Evaluating Infrastructure Investments through Real Options Analysis in Brazil," Sustainability, MDPI, vol. 15(13), pages 1-24, July.
    12. MakajiÄ NikoliÄ, Dragana & Jednak, Sandra & BenkoviÄ, SlaÄana & PoznaniÄ, Vladimir, 2011. "Project finance risk evaluation of the Electric power industry of Serbia," Energy Policy, Elsevier, vol. 39(10), pages 6168-6177, October.
    13. Trung Quang DINH & Hilmar Þor HILMARSSON, 2012. "Private Sector Export to Emerging Market Economies During Times of Crisis: How Can Export Credit Agencies Help?," REVISTA DE MANAGEMENT COMPARAT INTERNATIONAL/REVIEW OF INTERNATIONAL COMPARATIVE MANAGEMENT, Faculty of Management, Academy of Economic Studies, Bucharest, Romania, vol. 13(1), pages 167-180, March.
    14. Glenn Jenkins & Chun-Yan Kuo & Arnold C. Harberger, 2011. "Cost-Benefit Analysis for Investment Decisions: Chapter 4 (Discounting and Alternative Investment Criteria)," Development Discussion Papers 2011-04, JDI Executive Programs.
    15. Suk Hyun & Donghyun Park & Shu Tian, 2018. "Determinants of Public–Private Partnerships in Infrastructure in Asia: Implications for Capital Market Development," ADB Economics Working Paper Series 552, Asian Development Bank.
    16. Trung Quang DINH & Hilmar ?ór HILMARSSON, 2013. "Cross Border Trade, Increased Value Added And Economic Growth In Emerging Market Economies: Can Export Credit Agencies Help?," Proceedings of the INTERNATIONAL MANAGEMENT CONFERENCE, Faculty of Management, Academy of Economic Studies, Bucharest, Romania, vol. 7(1), pages 35-47, November.
    17. Iain Menzies & Cledan Mandri-Perrott, 2010. "Private Sector Participation in Light Rail-Light Metro Transit Initiatives," World Bank Publications - Books, The World Bank Group, number 2416.
    18. Vergara-Novoa, Cristian & Sepúlveda-Rojas, Juan Pedro & Alfaro, Miguel D. & Soto, Pablo & Benitez-Fuentes, Paulo Andrés, 2020. "Analysis of revenues, costs and average costs of highway concessions in Chile," Transport Policy, Elsevier, vol. 95(C), pages 114-123.
    19. Veronica Bonetti & Stefano Caselli & Stefano Gatti, 2010. "Offtaking agreements and how they impact the cost of funding for project finance deals," Review of Financial Economics, John Wiley & Sons, vol. 19(2), pages 60-71, April.
    20. Xiaolong Zou & Sheela Pradhan & Anmol Mukhia, 2022. "Nepal's hydropower development: Predicament and dilemma in policy‐making," Natural Resources Forum, Blackwell Publishing, vol. 46(1), pages 60-72, February.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:apd:rper00:y:2011:i:28:id:330. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Elisabete Martins (email available below). General contact details of provider: https://www.review-rper.com/index.php/rper .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.