IDEAS home Printed from https://ideas.repec.org/p/lie/opaper/12.html
   My bibliography  Save this paper

The Effects of Listing Authors in Alphabetical Order: A survey of the Empirical Evidence

Author

Listed:
  • Matthias Weber

    (Bank of Lithuania & Faculty of Economics, Vilnius University)

Abstract

Each time researchers jointly write an article, a decision must be made about the order in which the authors are listed. There are two main norms for doing so. The vast majority of scientific disciplines use a contribution-based norm according to which authors who contributed the most are listed first. Very few disciplines, most notably economics, instead resort primarily to the norm of listing authors in alphabetical order. It has been argued that (i) this alphabetical norm gives an unfair advantage to researchers with last names starting with a letter early in the alphabet and that (ii) researchers are aware of this "alphabetical discrimination" and react strategically to it, for example through avoiding collaborations with multiple others. This article surveys the empirical literature on these two related topics. Overall, there is convincing evidence that alphabetical discrimination exists and that researchers react to it.

Suggested Citation

  • Matthias Weber, 2016. "The Effects of Listing Authors in Alphabetical Order: A survey of the Empirical Evidence," Bank of Lithuania Occasional Paper Series 12, Bank of Lithuania.
  • Handle: RePEc:lie:opaper:12
    as

    Download full text from publisher

    File URL: https://www.lb.lt/en/publications/no-12-the-effects-of-listing-authors-in-alphabetical-order-a-survey-of-the-empirical-evidence
    File Function: Full text
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. David N. Laband & Robert D. Tollison, 2000. "Intellectual Collaboration," Journal of Political Economy, University of Chicago Press, vol. 108(3), pages 632-661, June.
    2. Frandsen, Tove Faber & Nicolaisen, Jeppe, 2010. "What is in a name? Credit assignment practices in different disciplines," Journal of Informetrics, Elsevier, vol. 4(4), pages 608-617.
    3. John Hudson, 1996. "Trends in Multi-authored Papers in Economics," Journal of Economic Perspectives, American Economic Association, vol. 10(3), pages 153-158, Summer.
    4. Christopher Stubbs, 1997. "The serious business of listing authors," Nature, Nature, vol. 388(6640), pages 320-320, July.
    5. C. Mirjam Van Praag & Bernard M.S. Van Praag, 2008. "The Benefits of Being Economics Professor A (rather than Z)," Economica, London School of Economics and Political Science, vol. 75(300), pages 782-796, November.
    6. Liran Einav & Leeat Yariv, 2006. "What's in a Surname? The Effects of Surname Initials on Academic Success," Journal of Economic Perspectives, American Economic Association, vol. 20(1), pages 175-187, Winter.
    7. Fernanda Morillo & María Bordons & Isabel Gómez, 2003. "Interdisciplinarity in science: A tentative typology of disciplines and research areas," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 54(13), pages 1237-1249, November.
    8. Ali Gazni & Fereshteh Didegah, 2011. "Investigating different types of research collaboration and citation impact: a case study of Harvard University’s publications," Scientometrics, Springer;Akadémiai Kiadó, vol. 87(2), pages 251-265, May.
    9. Currie, Russell R. & Pandher, Gurupdesh S., 2011. "Finance journal rankings and tiers: An Active Scholar Assessment methodology," Journal of Banking & Finance, Elsevier, vol. 35(1), pages 7-20, January.
    10. Christiana E. Hilmer & Michael J. Hilmer, 2005. "How Do Journal Quality, Co-Authorship, and Author Order Affect Agricultural Economists' Salaries?," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 87(2), pages 509-523.
    11. Heather Sarsons, 2015. "Recognition for Group Work," Working Paper 254946, Harvard University OpenScholar.
    12. Mark Shevlin & Mark N. O. Davies, 1997. "Alphabetical listing and citation rates," Nature, Nature, vol. 388(6637), pages 14-14, July.
    13. David Ong & Ho Fai Chan & Benno Torgler & Yu (Alan) Yang, 2015. "Endogenous selection into single and coauthorships by surname initials in economics and management," CREMA Working Paper Series 2015-01, Center for Research in Economics, Management and the Arts (CREMA).
    14. Laband, David N., 2002. "Contribution, attribution and the allocation of intellectual property rights: economics versus agricultural economics," Labour Economics, Elsevier, vol. 9(1), pages 125-131, February.
    15. Kalaitzidakis, P. & Mamuneas, T.P. & Stengos, T., 2003. "Rankings of Academic Journals and Institutions," Working Papers 2003-8, University of Guelph, Department of Economics and Finance.
    16. Waltman, Ludo, 2012. "An empirical analysis of the use of alphabetical authorship in scientific publishing," Journal of Informetrics, Elsevier, vol. 6(4), pages 700-711.
    17. Maxim Engers & Joshua S. Gans & Simon Grant & Stephen King, 1999. "First-Author Conditions," Journal of Political Economy, University of Chicago Press, vol. 107(4), pages 859-883, August.
    18. Wei Huang, 2015. "DO ABCs GET MORE CITATIONS THAN XYZs?," Economic Inquiry, Western Economic Association International, vol. 53(1), pages 773-789, January.
    19. Boris Maciejovsky & David V. Budescu & Dan Ariely, 2009. "—The Researcher as a Consumer of Scientific Publications: How Do Name-Ordering Conventions Affect Inferences About Contribution Credits?," Marketing Science, INFORMS, vol. 28(3), pages 589-598, 05-06.
    20. Efthyvoulou, Georgios, 2008. "Alphabet Economics: The link between names and reputation," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 37(3), pages 1266-1285, June.
    21. Pantelis Kalaitzidakis & Theofanis P. Mamuneas & Thanasis Stengos, 2003. "Rankings of Academic Journals and Institutions in Economics," Journal of the European Economic Association, MIT Press, vol. 1(6), pages 1346-1366, December.
    22. repec:cra:wpaper:2014-20 is not listed on IDEAS
    23. Kadel, Annke & Walter, Andreas, 2015. "Do scholars in Economics and Finance react to alphabetical discrimination?," Finance Research Letters, Elsevier, vol. 14(C), pages 64-68.
    24. Abhijit Banerjee & Dilip Mookherjee & Kaivan Munshi & Debraj Ray, 2001. "Inequality, Control Rights, and Rent Seeking: Sugar Cooperatives in Maharashtra," Journal of Political Economy, University of Chicago Press, vol. 109(1), pages 138-190, February.
    25. Eugene Garfield, 1997. "All sorts of authorship," Nature, Nature, vol. 389(6653), pages 777-777, October.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Debraj Ray & Arthur Robson, 2018. "Certified Random: A New Order for Coauthorship," American Economic Review, American Economic Association, vol. 108(2), pages 489-520, February.
    2. Ong, David & Chan, Ho Fai & Torgler, Benno & Yang, Yu (Alan), 2018. "Collaboration incentives: Endogenous selection into single and coauthorships by surname initial in economics and management," Journal of Economic Behavior & Organization, Elsevier, vol. 147(C), pages 41-57.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Klaus Wohlrabe & Lutz Bornmann, 2022. "Alphabetized co-authorship in economics reconsidered," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2173-2193, May.
    2. Frandsen, Tove Faber & Nicolaisen, Jeppe, 2010. "What is in a name? Credit assignment practices in different disciplines," Journal of Informetrics, Elsevier, vol. 4(4), pages 608-617.
    3. Abramo, Giovanni & D’Angelo, Ciriaco Andrea, 2017. "Does your surname affect the citability of your publications?," Journal of Informetrics, Elsevier, vol. 11(1), pages 121-127.
    4. Ong, David & Chan, Ho Fai & Torgler, Benno & Yang, Yu (Alan), 2018. "Collaboration incentives: Endogenous selection into single and coauthorships by surname initial in economics and management," Journal of Economic Behavior & Organization, Elsevier, vol. 147(C), pages 41-57.
    5. Waltman, Ludo, 2012. "An empirical analysis of the use of alphabetical authorship in scientific publishing," Journal of Informetrics, Elsevier, vol. 6(4), pages 700-711.
    6. Levitt, Jonathan M. & Thelwall, Mike, 2013. "Alphabetization and the skewing of first authorship towards last names early in the alphabet," Journal of Informetrics, Elsevier, vol. 7(3), pages 575-582.
    7. David Ong & Ho Fai Chan & Benno Torgler & Yu (Alan) Yang, 2015. "Endogenous selection into single and coauthorships by surname initials in economics and management," CREMA Working Paper Series 2015-01, Center for Research in Economics, Management and the Arts (CREMA).
    8. Tolga Yuret, 2016. "Does alphabetization significantly affect academic careers?," Scientometrics, Springer;Akadémiai Kiadó, vol. 108(3), pages 1603-1619, September.
    9. Li, Ang & Li, Ben, 2021. "Alphabetic norm and research output," Journal of Economic Behavior & Organization, Elsevier, vol. 185(C), pages 50-60.
    10. David Ong & Ho Fai Chan & Benno Torgler & Yu (Alan) Yang, 2015. "Endogenous selection into single and coauthorships by surname initials in economics and management," CREMA Working Paper Series 2015-01, Center for Research in Economics, Management and the Arts (CREMA).
    11. Daniel Garcia & Joshua Sherman, 2015. "Norms and Team Formation: Evidence from Research Partnerships," Vienna Economics Papers vie1511, University of Vienna, Department of Economics.
    12. Daniel Garcia & Joshua Serman, 2015. "Norms and Team Formation: Evidence from Research Partnerships," Vienna Economics Papers 1511, University of Vienna, Department of Economics.
    13. Maria-Victoria Uribe-Bohorquez & Juan-Camilo Rivera-Ordóñez & Isabel-María García-Sánchez, 2023. "Gender disparities in accounting academia: analysis from the lens of publications," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(7), pages 3827-3865, July.
    14. Michael Schymura & Andreas Löschel, 2014. "Incidence and extent of co-authorship in environmental and resource economics: evidence from the Journal of Environmental Economics and Management," Scientometrics, Springer;Akadémiai Kiadó, vol. 99(3), pages 631-661, June.
    15. Mirjam van Praag & Bernard M.S. van Praag, 2006. "First Author Determinants: An Empirical Analysis," Tinbergen Institute Discussion Papers 03-045/3, Tinbergen Institute.
    16. Mirjam van Praag & Bernard M.S. van Praag & Bernard M.S. van Praag, 2007. "The Benefits of Being Economics Professor A (and not Z)," CESifo Working Paper Series 1948, CESifo.
    17. Kerl, Alexander & Miersch, Enrico & Walter, Andreas, 2018. "Evaluation of academic finance conferences," Journal of Banking & Finance, Elsevier, vol. 89(C), pages 26-38.
    18. Simoes, Nadia & Crespo, Nuno, 2020. "Self-Citations and scientific evaluation: Leadership, influence, and performance," Journal of Informetrics, Elsevier, vol. 14(1).
    19. Efthyvoulou, Georgios, 2008. "Alphabet Economics: The link between names and reputation," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 37(3), pages 1266-1285, June.
    20. C. Mirjam Van Praag & Bernard M.S. Van Praag, 2008. "The Benefits of Being Economics Professor A (rather than Z)," Economica, London School of Economics and Political Science, vol. 75(300), pages 782-796, November.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:lie:opaper:12. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Aurelija Proskute (email available below). General contact details of provider: https://edirc.repec.org/data/lbanklt.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.