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La balance appropriative comme outil de réduction du risque de fraude en finance de marché

Author

Listed:
  • Emmanuel Laffort

    (CREG - Centre de recherche et d'études en gestion - UPPA - Université de Pau et des Pays de l'Adour)

  • Emmanuelle Cargnello-Charles

    (CREG - Centre de recherche et d'études en gestion - UPPA - Université de Pau et des Pays de l'Adour)

Abstract

L'objet de ce travail est de présenter une démarche visant à réduire le risque de fraude de la part des opérateurs de marché que sont les gérants et les traders. Le contrôle des risques effectué dans les institutions ayant une activité de finance de marché est presque exclusivement technique. Cela semble bien adapté pour saisir les risques dès lors que ceux-ci sont issus d'une démarche normative de l'opérateur, mais montre ses limites dès que les opérateurs s'écartent de ce cadre-là. C'est la raison pour laquelle nous proposons de compléter les contrôles existant en nous intéressant aux aspects psycho-sociaux en jeu au sein de ces organisations. Nous proposons en particulier une démarche à base d'appropriation, l'appropriation croisée et un outil associé : la balance appropriative.

Suggested Citation

  • Emmanuel Laffort & Emmanuelle Cargnello-Charles, 2013. "La balance appropriative comme outil de réduction du risque de fraude en finance de marché," Post-Print hal-02062319, HAL.
    • Handle: RePEc:hal:journl:hal-02062319
    Note: View the original document on HAL open archive server: https://univ-pau.hal.science/hal-02062319
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    File URL: https://univ-pau.hal.science/hal-02062319/document
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    References listed on IDEAS

    as
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    Full references (including those not matched with items on IDEAS)

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