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Investigating Emergent Goal-Like Behaviour in Large Language Models Using Experimental Economics

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  • Steve Phelps
  • Yvan I. Russell

Abstract

In this study, we investigate the capacity of large language models (LLMs), specifically GPT-3.5, to operationalise natural language descriptions of cooperative, competitive, altruistic, and self-interested behavior in social dilemmas. Our focus is on the iterated Prisoner's Dilemma, a classic example of a non-zero-sum interaction, but our broader research program encompasses a range of experimental economics scenarios, including the ultimatum game, dictator game, and public goods game. Using a within-subject experimental design, we instantiated LLM-generated agents with various prompts that conveyed different cooperative and competitive stances. We then assessed the agents' level of cooperation in the iterated Prisoner's Dilemma, taking into account their responsiveness to the cooperative or defection actions of their partners. Our results provide evidence that LLMs can translate natural language descriptions of altruism and selfishness into appropriate behaviour to some extent, but exhibit limitations in adapting their behavior based on conditioned reciprocity. The observed pattern of increased cooperation with defectors and decreased cooperation with cooperators highlights potential constraints in the LLM's ability to generalize its knowledge about human behavior in social dilemmas. We call upon the research community to further explore the factors contributing to the emergent behavior of LLM-generated agents in a wider array of social dilemmas, examining the impact of model architecture, training parameters, and various partner strategies on agent behavior. As more advanced LLMs like GPT-4 become available, it is crucial to investigate whether they exhibit similar limitations or are capable of more nuanced cooperative behaviors, ultimately fostering the development of AI systems that better align with human values and social norms.

Suggested Citation

  • Steve Phelps & Yvan I. Russell, 2023. "Investigating Emergent Goal-Like Behaviour in Large Language Models Using Experimental Economics," Papers 2305.07970, arXiv.org.
  • Handle: RePEc:arx:papers:2305.07970
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    1. Ernst Fehr & Urs Fischbacher, "undated". "Third Party Punishment and Social Norms," IEW - Working Papers 106, Institute for Empirical Research in Economics - University of Zurich.
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    Cited by:

    1. Philip Brookins & Jason DeBacker, 2024. "Playing games with GPT: What can we learn about a large language model from canonical strategic games?," Economics Bulletin, AccessEcon, vol. 44(1), pages 25-37.
    2. Christoph Engel & Max R. P. Grossmann & Axel Ockenfels, 2023. "Integrating machine behavior into human subject experiments: A user-friendly toolkit and illustrations," Discussion Paper Series of the Max Planck Institute for Research on Collective Goods 2024_01, Max Planck Institute for Research on Collective Goods.
    3. Nunzio Lor`e & Babak Heydari, 2023. "Strategic Behavior of Large Language Models: Game Structure vs. Contextual Framing," Papers 2309.05898, arXiv.org.

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