IDEAS home Printed from https://ideas.repec.org/a/spr/ssefpa/v9y2017i6d10.1007_s12571-016-0639-x.html
   My bibliography  Save this article

Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach

Author

Listed:
  • Frieder Graef

    (Institute of Land Use Systems)

  • Götz Uckert

    (Institute of Land Use Systems
    Institute for Socio-Economics)

  • Jana Schindler

    (Institute of Land Use Systems)

  • Hannes Jochen König

    (Institute of Land Use Systems)

  • Hadijah A. Mbwana

    (Sokoine University of Agriculture (SUA))

  • Anja Fasse

    (Leibniz University Hannover)

  • Lutengano Mwinuka

    (The University of Dodoma (UDOM))

  • Henry Mahoo

    (Sokoine University of Agriculture (SUA))

  • Laurent N. Kaburire

    (Sokoine University of Agriculture (SUA))

  • Paul Saidia

    (Sokoine University of Agriculture (SUA))

  • Yusto Mugisha Yustas

    (Sokoine University of Agriculture (SUA))

  • Valerian Silayo

    (Sokoine University of Agriculture (SUA))

  • Bashir Makoko

    (Agricultural Research Institute (ARI))

  • Luitfred Kissoly

    (Leibniz University Hannover)

  • Christine Lambert

    (University of Hohenheim)

  • Anthony Kimaro

    (World Agroforestry Centre (ICRAF), ICRAF-Tanzania Country Programme)

  • Stefan Sieber

    (Institute for Socio-Economics)

  • Harry Hoffmann

    (Institute for Socio-Economics)

  • Frederick C. Kahimba

    (Sokoine University of Agriculture (SUA))

  • Khamaldin D. Mutabazi

    (Sokoine University of Agriculture (SUA))

Abstract

Subsistence farmers in sub-Saharan Africa are highly vulnerable to food insecurity given their low adaptive capacity against ecological and socio-economic shocks. Therefore, food security is one of their main challenges. Participatory action research across food value chains (FVCs) can help stabilize and enhance food security by developing upgrading strategies (UPS) that enhance specific aspects of crop production, post-harvest processing, marketing, income generation, and consumption. However, prior to their widespread adoption or upscaling, UPS need holistic understandings of their potential social, ecological, economic, and institutional challenges and opportunities in target areas. This article reports the application of the “ScalA-FS” tool, which assessed the potential success of selected UPS using assessment criteria developed by agricultural scientists and local farmers in a participatory process in Tanzania. This work is embedded in a larger participatory research project conducted in semi-arid and sub-humid ecological settings of the Dodoma and Morogoro regions of Tanzania. Results from the assessment of the potential impact of the UPS differed strongly between the UPS and the social, economic and environmental assessment criteria, but only slightly between semi-arid and sub-humid regions. The positive impacts of food-securing UPS centre on productivity and income generation. Rain water harvesting, fertilizer micro-dosing, optimized weeding, and promotion of kitchen gardens were expected to have the highest impacts after implementation. The ScalA-FS ex-ante assessments provide a knowledge base about potential impacts, as well as the potential bottlenecks to address during the implementation of UPS.

Suggested Citation

  • Frieder Graef & Götz Uckert & Jana Schindler & Hannes Jochen König & Hadijah A. Mbwana & Anja Fasse & Lutengano Mwinuka & Henry Mahoo & Laurent N. Kaburire & Paul Saidia & Yusto Mugisha Yustas & Valer, 2017. "Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1255-1270, December.
    • Handle: RePEc:spr:ssefpa:v:9:y:2017:i:6:d:10.1007_s12571-016-0639-x
    DOI: 10.1007/s12571-016-0639-x
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s12571-016-0639-x
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s12571-016-0639-x?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hazell, Peter & Poulton, Colin & Wiggins, Steve & Dorward, Andrew, 2010. "The Future of Small Farms: Trajectories and Policy Priorities," World Development, Elsevier, vol. 38(10), pages 1349-1361, October.
    2. World Commission on Environment and Development,, 1987. "Our Common Future," OUP Catalogue, Oxford University Press, number 9780192820808, Decembrie.
    3. Lone Riisgaard & Simon Bolwig & Stefano Ponte & Andries du Toit & Niels Halberg & Frank Matose, 2010. "Integrating Poverty and Environmental Concerns into Value-Chain Analysis: A Strategic Framework and Practical Guide," Development Policy Review, Overseas Development Institute, vol. 28(2), pages 195-216, March.
    4. Kshirsagar, Milind P. & Kalamkar, Vilas R., 2014. "A comprehensive review on biomass cookstoves and a systematic approach for modern cookstove design," Renewable and Sustainable Energy Reviews, Elsevier, vol. 30(C), pages 580-603.
    5. Erkossa, T. & Haileslassie, A. & MacAlister, C., 2014. "Enhancing farming system water productivity through alternative land use and water management in vertisol areas of Ethiopian Blue Nile Basin (Abay)," Agricultural Water Management, Elsevier, vol. 132(C), pages 120-128.
    6. S. lópez-ridaura & H. Keulen & M. Ittersum & P. Leffelaar, 2005. "Multiscale Methodological Framework to Derive Criteria and Indicators for Sustainability Evaluation of Peasant Natural Resource Management Systems," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 7(1), pages 51-69, January.
    7. S. Nedumaran & Beleke Shiferaw & M. Bantilan & K. Palanisami & Suhas Wani, 2014. "Bioeconomic modeling of farm household decisions for ex-ante impact assessment of integrated watershed development programs in semi-arid India," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 16(2), pages 257-286, April.
    8. von Braun, Joachim, 2007. "The world food situation: New driving forces and required actions," Food policy reports 18, International Food Policy Research Institute (IFPRI).
    9. Coulter, J. & Onumah, G., 2002. "The role of warehouse receipt systems in enhanced commodity marketing and rural livelihoods in Africa," Food Policy, Elsevier, vol. 27(4), pages 319-337, August.
    10. Chambers, Robert, 1994. "Participatory rural appraisal (PRA): Analysis of experience," World Development, Elsevier, vol. 22(9), pages 1253-1268, September.
    11. Simon Bolwig & Stefano Ponte & Andries du Toit & Lone Riisgaard & Niels Halberg, 2010. "Integrating Poverty and Environmental Concerns into Value-Chain Analysis: A Conceptual Framework," Development Policy Review, Overseas Development Institute, vol. 28(2), pages 173-194, March.
    12. Chambers, Robert, 1994. "Participatory rural appraisal (PRA): Challenges, potentials and paradigm," World Development, Elsevier, vol. 22(10), pages 1437-1454, October.
    13. van Rooyen, Johan & Sigwele, Howard, 1998. "Towards regional food security in southern Africa: a (new) policy framework for the agricultural sector," Food Policy, Elsevier, vol. 23(6), pages 491-504, December.
    14. Lotze-Campen, Hermann & Popp, Alexander & Beringer, Tim & Müller, Christoph & Bondeau, Alberte & Rost, Stefanie & Lucht, Wolfgang, 2010. "Scenarios of global bioenergy production: The trade-offs between agricultural expansion, intensification and trade," Ecological Modelling, Elsevier, vol. 221(18), pages 2188-2196.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Hannes J. König & Frieder Graef & Jana Schindler & Anja Fasse & Khamaldin Daud Mutabazi & Christine Lambert & Pamela Ngwenya & Götz Uckert & Henry Mahoo & Fred F. Hattermann & Stefan Sieber, 2017. "Combining participatory, qualitative and quantitative methods for impact assessment of food value chains into an integrated framework," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1309-1321, December.
    2. Michelle Bonatti & Larissa H. I. R. Homem & Frieder Graef & Hadijah Ally Mbwana & Constance Rybak & Marcos Lana & Stefan Sieber, 2017. "Social organization, constraints and opportunities for kitchen garden implementation: ScalA and ScalA-FS assessment tools in Morogoro and Dodoma, Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1299-1308, December.
    3. Constance Rybak & Hadijah Ally Mbwana & Michelle Bonatti & Stefan Sieber & Klaus Müller, 2018. "Status and scope of kitchen gardening of green leafy vegetables in rural Tanzania: implications for nutrition interventions," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(6), pages 1437-1447, December.
    4. Jha, Srijna & Kaechele, Harald & Sieber, Stefan, 2021. "Factors influencing the adoption of agroforestry by smallholder farmer households in Tanzania: Case studies from Morogoro and Dodoma," Land Use Policy, Elsevier, vol. 103(C).
    5. L. E. A. Hernandez & F. Graef & H. J. König, 2019. "Participatory Impact Assessment of Food Securing Upgrading Strategies in Rural Tanzania," Systemic Practice and Action Research, Springer, vol. 32(6), pages 687-706, December.
    6. F. Graef & K. D. Mutabazi & S. Sieber & F. Asch & B. Makoko & M. Bonatti & M. Brüntrup & C. Gornott & L. Herrmann & R. Herrmann & L. Kaburire & F. C. Kahimba & A. Kimaro & A. Kuntosch & H. J. König & , 2019. "Multi-Disciplinary North-South Collaboration in Participatory Action Research on Food Value Chains: a German-Tanzanian Case Study on Perceptions, Experiences and Challenges," Systemic Practice and Action Research, Springer, vol. 32(4), pages 359-378, August.
    7. Hualin Xie & Yuyang Wen & Yongrok Choi & Xinmin Zhang, 2021. "Global Trends on Food Security Research: A Bibliometric Analysis," Land, MDPI, vol. 10(2), pages 1-21, January.
    8. Pamela Richardson-Ngwenya & Maria Höhne & Brigitte Kaufmann, 2018. "Participatory problem analysis of crop activities in rural Tanzania with attention to gender and wealth: ‘setting the scene’ to enhance relevance and avoid exclusion in pro-poor innovation projects," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 859-880, August.
    9. Raoul Herrmann & Ephraim Nkonya & Anja Faße, 2018. "Food value chain linkages and household food security in Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 827-839, August.
    10. Götz Uckert & Frieder Graef & Anja Faße & Ludger Herrmann & Harry Hoffmann & Frederick C. Kahimba & Luitfred Kissoly & Hannes J. König & Christine Lambert & Henry Mahoo & Bashir Makoko & Leon Mrosso &, 2018. "ScalA-FS: expert-based ex-ante assessments of local requirements and success potential of upgrading strategies for improving food security in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 841-858, August.
    11. Marcos A. Lana & Ana Carolina F. Vasconcelos & Christoph Gornott & Angela Schaffert & Michelle Bonatti & Johanna Volk & Frieder Graef & Kurt Christian Kersebaum & Stefan Sieber, 2018. "Is dry soil planting an adaptation strategy for maize cultivation in semi-arid Tanzania?," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 897-910, August.
    12. Graef, F. & Uckert, G., 2018. "Gender determines scientists’ sustainability assessments of food-securing upgrading strategies," Land Use Policy, Elsevier, vol. 79(C), pages 84-93.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Götz Uckert & Frieder Graef & Anja Faße & Ludger Herrmann & Harry Hoffmann & Frederick C. Kahimba & Luitfred Kissoly & Hannes J. König & Christine Lambert & Henry Mahoo & Bashir Makoko & Leon Mrosso &, 2018. "ScalA-FS: expert-based ex-ante assessments of local requirements and success potential of upgrading strategies for improving food security in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 841-858, August.
    2. Graef, F. & Uckert, G., 2018. "Gender determines scientists’ sustainability assessments of food-securing upgrading strategies," Land Use Policy, Elsevier, vol. 79(C), pages 84-93.
    3. Hannes J. König & Frieder Graef & Jana Schindler & Anja Fasse & Khamaldin Daud Mutabazi & Christine Lambert & Pamela Ngwenya & Götz Uckert & Henry Mahoo & Fred F. Hattermann & Stefan Sieber, 2017. "Combining participatory, qualitative and quantitative methods for impact assessment of food value chains into an integrated framework," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1309-1321, December.
    4. Arouna Dissa & Jos Bijman & Maja Slingerland & Ousmane Mama Sanogo & Ken E Giller & Katrien Descheemaeker, 2022. "Growing cotton to produce food: Unravelling interactions between value chains in southern Mali," Development Policy Review, Overseas Development Institute, vol. 40(5), September.
    5. Manda, S. & Tallontire, A. & Dougill, A.J., 2020. "Outgrower schemes and sugar value-chains in Zambia: Rethinking determinants of rural inclusion and exclusion," World Development, Elsevier, vol. 129(C).
    6. Hugh Wenban-Smith & Anja Faße & Ulrike Grote, 2016. "Food security in Tanzania: the challenge of rapid urbanisation," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 8(5), pages 973-984, October.
    7. Pretty, Jules N., 1995. "Participatory learning for sustainable agriculture," World Development, Elsevier, vol. 23(8), pages 1247-1263, August.
    8. Jana Schindler & Frieder Graef & Hannes Jochen König & Devotha Mchau, 2017. "Developing community-based food security criteria in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1285-1298, December.
    9. Orenstein, Daniel E. & Shach-Pinsley, Dalit, 2017. "A Comparative Framework for Assessing Sustainability Initiatives at the Regional Scale," World Development, Elsevier, vol. 98(C), pages 245-256.
    10. Rich, Karl M. & Ross, R. Brent & Baker, A. Derek & Negassa, Asfaw, 2011. "Quantifying value chain analysis in the context of livestock systems in developing countries," Food Policy, Elsevier, vol. 36(2), pages 214-222, April.
    11. Mukhamedova, Nozilakhon & Wegerich, Kai, 2018. "The feminization of agriculture in post-Soviet Tajikistan," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 57, pages 128-139.
    12. Dean Karlan & Bram Thuysbaert, 2019. "Targeting Ultra-Poor Households in Honduras and Peru," The World Bank Economic Review, World Bank Group, vol. 33(1), pages 63-94.
    13. Batidzirai, B. & Smeets, E.M.W. & Faaij, A.P.C., 2012. "Harmonising bioenergy resource potentials—Methodological lessons from review of state of the art bioenergy potential assessments," Renewable and Sustainable Energy Reviews, Elsevier, vol. 16(9), pages 6598-6630.
    14. Katharina Löhr & Christian Hochmuth & Frieder Graef & Jane Wambura & Stefan Sieber, 2017. "Conflict management programs in trans-disciplinary research projects: the case of a food security project in Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1189-1201, December.
    15. Franks, Jeremy & Frater, Poppy, 2013. "Measuring agricultural sustainability at the farm-level: A pragmatic approach," International Journal of Agricultural Management, Institute of Agricultural Management, vol. 2(4), pages 1-19, July.
    16. Wamukota, A. & Brewer, T.D. & Crona, B., 2014. "Market integration and its relation to income distribution and inequality among fishers and traders: The case of two small-scale Kenyan reef fisheries," Marine Policy, Elsevier, vol. 48(C), pages 93-101.
    17. Ross, Heather M. & Pine, Kathleen H. & Curran, Sarah & Augusta, Dawn, 2022. "Pathway mapping as a tool to address police use of force in behavioral health crisis," Social Science & Medicine, Elsevier, vol. 306(C).
    18. Howard, Rebecca Joy & Tallontire, Anne & Stringer, Lindsay & Marchant, Rob, 2015. "Unraveling the Notion of “Fair Carbon”: Key Challenges for Standards Development," World Development, Elsevier, vol. 70(C), pages 343-356.
    19. Ghulam-Muhammad Shah & Farid Ahmad & Shailesh Panwar & Manbar S. Khadka & Ajaz Ali & Suman Bisht, 2019. "Ocimum Sanctum [ Tulsi ]—An Alternative Additional Livelihood Option for the Poor and Smallholder Farmers," Sustainability, MDPI, vol. 11(1), pages 1-15, January.
    20. Sitko, Nicholas J. & Jayne, T.S. & Burke, William J. & Muyanga, Milu, 2017. "Food System Transformation and Market Evolutions: An Analysis of the Rise of Large-Scale Grain Trading in Sub-Saharan Africa," Food Security International Development Working Papers 263195, Michigan State University, Department of Agricultural, Food, and Resource Economics.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:ssefpa:v:9:y:2017:i:6:d:10.1007_s12571-016-0639-x. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.