IDEAS home Printed from https://ideas.repec.org/a/spr/ssefpa/v9y2017i6d10.1007_s12571-017-0739-2.html
   My bibliography  Save this article

Combining participatory, qualitative and quantitative methods for impact assessment of food value chains into an integrated framework

Author

Listed:
  • Hannes J. König

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Frieder Graef

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Jana Schindler

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Anja Fasse

    (TUM Campus Straubing of Biotechnology and Sustainability, Weihenstephan-Triesdorf University of Applied Sciences)

  • Khamaldin Daud Mutabazi

    (Sokoine University of Agriculture)

  • Christine Lambert

    (University of Hohenheim)

  • Pamela Ngwenya

    (German Institute for Tropical and Subtropical Agriculture (DITSL GmbH) at the Faculty of Organic Agricultural Sciences, University of Kasse)

  • Götz Uckert

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Henry Mahoo

    (Sokoine University of Agriculture)

  • Fred F. Hattermann

    (Potsdam Institute for Climate Impact Research (PIK))

  • Stefan Sieber

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

Abstract

An impact assessment of food-securing upgrading strategies (UPS) can be performed to assess actual and potential UPS effects at the local level. We developed an assessment framework that integrates the main components of the food value chain (FVC), including natural resources, food production, processing, marketing, and consumption. The framework provides a generic template in which different impact assessment approaches can be complementarily integrated and was tested for a case study in Tanzania. The framework employs a structured sequence of steps: (1) context analysis and the development of UPS, (2) the selection and application of assessment approaches and (3) the establishment of food security criteria and UPS effects. To illustrate the flexibility and use of the framework, the inputs of three different impact assessment approaches were considered. First, data from a household survey was applied to provide baseline information at the local level. Second, scientific knowledge was employed to systematically assess the selected UPS. Third, local stakeholder knowledge was considered to identify the local food security constraints and preferences and provide assessments of potential UPS effects. The Framework for Participatory Impact Assessment (FoPIA) approach was utilized to conduct local focus group discussions, and the Scaling Up Assessment Tool for Food Security (ScalA-FS) was employed to gather scientific knowledge about specific UPS impacts. Based on the preliminary results from the framework testing, diverse stakeholder participation was found to be essential for considering local preferences and to engage stakeholders in the assessment process, whereas scientific knowledge and monitoring data were needed to complement the “local picture” with more quantifiable results. The strengths and shortcomings of the framework are discussed.

Suggested Citation

  • Hannes J. König & Frieder Graef & Jana Schindler & Anja Fasse & Khamaldin Daud Mutabazi & Christine Lambert & Pamela Ngwenya & Götz Uckert & Henry Mahoo & Fred F. Hattermann & Stefan Sieber, 2017. "Combining participatory, qualitative and quantitative methods for impact assessment of food value chains into an integrated framework," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1309-1321, December.
  • Handle: RePEc:spr:ssefpa:v:9:y:2017:i:6:d:10.1007_s12571-017-0739-2
    DOI: 10.1007/s12571-017-0739-2
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s12571-017-0739-2
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s12571-017-0739-2?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hermans, Frans & Stuiver, Marian & Beers, P.J. & Kok, Kasper, 2013. "The distribution of roles and functions for upscaling and outscaling innovations in agricultural innovation systems," Agricultural Systems, Elsevier, vol. 115(C), pages 117-128.
    2. Lone Riisgaard & Simon Bolwig & Stefano Ponte & Andries du Toit & Niels Halberg & Frank Matose, 2010. "Integrating Poverty and Environmental Concerns into Value-Chain Analysis: A Strategic Framework and Practical Guide," Development Policy Review, Overseas Development Institute, vol. 28(2), pages 195-216, March.
    3. Alene, Arega D. & Coulibaly, Ousmane, 2009. "The impact of agricultural research on productivity and poverty in sub-Saharan Africa," Food Policy, Elsevier, vol. 34(2), pages 198-209, April.
    4. Shemdoe, R.S. & Van Damme, P. & Kikula, I.S., 2009. "Increasing crop yield in water scarce environments using locally available materials: An experience from semi-arid areas in Mpwapwa District, central Tanzania," Agricultural Water Management, Elsevier, vol. 96(6), pages 963-968, June.
    5. Hannes Jochen König & Johannes Schuler & Utia Suarma & Desmond McNeill & Jacques Imbernon & Frieta Damayanti & Syarifah Aini Dalimunthe & Sandra Uthes & Junun Sartohadi & Katharina Helming & Jake Morr, 2010. "Assessing the Impact of Land Use Policy on Urban-Rural Sustainability Using the FoPIA Approach in Yogyakarta, Indonesia," Sustainability, MDPI, vol. 2(7), pages 1-19, July.
    6. S. lópez-ridaura & H. Keulen & M. Ittersum & P. Leffelaar, 2005. "Multiscale Methodological Framework to Derive Criteria and Indicators for Sustainability Evaluation of Peasant Natural Resource Management Systems," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 7(1), pages 51-69, January.
    7. Grimble, Robin & Wellard, Kate, 1997. "Stakeholder methodologies in natural resource management: a review of principles, contexts, experiences and opportunities," Agricultural Systems, Elsevier, vol. 55(2), pages 173-193, October.
    8. van Ittersum, Martin K. & Ewert, Frank & Heckelei, Thomas & Wery, Jacques & Alkan Olsson, Johanna & Andersen, Erling & Bezlepkina, Irina & Brouwer, Floor & Donatelli, Marcello & Flichman, Guillermo & , 2008. "Integrated assessment of agricultural systems - A component-based framework for the European Union (SEAMLESS)," Agricultural Systems, Elsevier, vol. 96(1-3), pages 150-165, March.
    9. Uthes, Sandra & Fricke, Katharina & König, Hannes & Zander, Peter & van Ittersum, Martin & Sieber, Stefan & Helming, Katharina & Piorr, Annette & Müller, Klaus, 2010. "Policy relevance of three integrated assessment tools—A comparison with specific reference to agricultural policies," Ecological Modelling, Elsevier, vol. 221(18), pages 2136-2152.
    10. Thirtle, Colin & Lin, Lin & Piesse, Jenifer, 2003. "The Impact of Research-Led Agricultural Productivity Growth on Poverty Reduction in Africa, Asia and Latin America," World Development, Elsevier, vol. 31(12), pages 1959-1975, December.
    11. Simon Bolwig & Stefano Ponte & Andries du Toit & Lone Riisgaard & Niels Halberg, 2010. "Integrating Poverty and Environmental Concerns into Value-Chain Analysis: A Conceptual Framework," Development Policy Review, Overseas Development Institute, vol. 28(2), pages 173-194, March.
    12. Frieder Graef & Götz Uckert & Jana Schindler & Hannes Jochen König & Hadijah A. Mbwana & Anja Fasse & Lutengano Mwinuka & Henry Mahoo & Laurent N. Kaburire & Paul Saidia & Yusto Mugisha Yustas & Valer, 2017. "Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1255-1270, December.
    13. Chambers, Robert, 1994. "The origins and practice of participatory rural appraisal," World Development, Elsevier, vol. 22(7), pages 953-969, July.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. L. E. A. Hernandez & F. Graef & H. J. König, 2019. "Participatory Impact Assessment of Food Securing Upgrading Strategies in Rural Tanzania," Systemic Practice and Action Research, Springer, vol. 32(6), pages 687-706, December.
    2. Alejandro Acosta & Rico Ihle & Stephan Cramon-Taubadel, 2019. "Combining market structure and econometric methods for pricetransmission analysis," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 11(4), pages 941-951, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Götz Uckert & Frieder Graef & Anja Faße & Ludger Herrmann & Harry Hoffmann & Frederick C. Kahimba & Luitfred Kissoly & Hannes J. König & Christine Lambert & Henry Mahoo & Bashir Makoko & Leon Mrosso &, 2018. "ScalA-FS: expert-based ex-ante assessments of local requirements and success potential of upgrading strategies for improving food security in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 841-858, August.
    2. Yi Cai & Chunping Xia, 2018. "Interpretive Structural Analysis of Interrelationships among the Elements of Characteristic Agriculture Development in Chinese Rural Poverty Alleviation," Sustainability, MDPI, vol. 10(3), pages 1-19, March.
    3. Katharina Löhr & Christian Hochmuth & Frieder Graef & Jane Wambura & Stefan Sieber, 2017. "Conflict management programs in trans-disciplinary research projects: the case of a food security project in Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1189-1201, December.
    4. Thai Thi Minh & Charity Osei‐Amponsah, 2021. "Towards poor‐centred value chain for sustainable development: A conceptual framework," Sustainable Development, John Wiley & Sons, Ltd., vol. 29(6), pages 1223-1236, November.
    5. Pamela Richardson-Ngwenya & Maria Höhne & Brigitte Kaufmann, 2018. "Participatory problem analysis of crop activities in rural Tanzania with attention to gender and wealth: ‘setting the scene’ to enhance relevance and avoid exclusion in pro-poor innovation projects," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 859-880, August.
    6. Michelle Bonatti & Larissa H. I. R. Homem & Frieder Graef & Hadijah Ally Mbwana & Constance Rybak & Marcos Lana & Stefan Sieber, 2017. "Social organization, constraints and opportunities for kitchen garden implementation: ScalA and ScalA-FS assessment tools in Morogoro and Dodoma, Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1299-1308, December.
    7. Schut, Marc & Klerkx, Laurens & Rodenburg, Jonne & Kayeke, Juma & Hinnou, Léonard C. & Raboanarielina, Cara M. & Adegbola, Patrice Y. & van Ast, Aad & Bastiaans, Lammert, 2015. "RAAIS: Rapid Appraisal of Agricultural Innovation Systems (Part I). A diagnostic tool for integrated analysis of complex problems and innovation capacity," Agricultural Systems, Elsevier, vol. 132(C), pages 1-11.
    8. Frieder Graef & Götz Uckert & Jana Schindler & Hannes Jochen König & Hadijah A. Mbwana & Anja Fasse & Lutengano Mwinuka & Henry Mahoo & Laurent N. Kaburire & Paul Saidia & Yusto Mugisha Yustas & Valer, 2017. "Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1255-1270, December.
    9. Graef, F. & Uckert, G., 2018. "Gender determines scientists’ sustainability assessments of food-securing upgrading strategies," Land Use Policy, Elsevier, vol. 79(C), pages 84-93.
    10. L. E. A. Hernandez & F. Graef & H. J. König, 2019. "Participatory Impact Assessment of Food Securing Upgrading Strategies in Rural Tanzania," Systemic Practice and Action Research, Springer, vol. 32(6), pages 687-706, December.
    11. Jana Schindler & Frieder Graef & Hannes Jochen König & Devotha Mchau, 2017. "Developing community-based food security criteria in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1285-1298, December.
    12. Hannes J. König & Aranka Podhora & Lin Zhen & Katharina Helming & Huimin Yan & Bingzhen Du & Jost Wübbeke & Chao Wang & Julie Klinger & Cheng Chen & Sandra Uthes, 2015. "Knowledge Brokerage for Impact Assessment of Land Use Scenarios in Inner Mongolia, China: Extending and Testing the FoPIA Approach," Sustainability, MDPI, vol. 7(5), pages 1-23, April.
    13. Smale, Melinda & Kergna, Alpha O. & Assima, Amidou & Weltzien, Eva & Rattunde, Fred, 2014. "An Overview and Economic Assessment of Sorghum Improvement in Mali," Food Security International Development Working Papers 198186, Michigan State University, Department of Agricultural, Food, and Resource Economics.
    14. Rich, Karl M. & Ross, R. Brent & Baker, A. Derek & Negassa, Asfaw, 2011. "Quantifying value chain analysis in the context of livestock systems in developing countries," Food Policy, Elsevier, vol. 36(2), pages 214-222, April.
    15. Mukhamedova, Nozilakhon & Wegerich, Kai, 2018. "The feminization of agriculture in post-Soviet Tajikistan," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 57, pages 128-139.
    16. Aftab Ahmad, 2020. "Poverty Terrorism Nexus: A Case Study Of Pakistan," Bulletin of Business and Economics (BBE), Research Foundation for Humanity (RFH), vol. 9(4), pages 162-172, December.
    17. Maru, Yiheyis & Sparrow, Ashley & Stirzaker, Richard & Davies, Jocelyn, 2018. "Integrated agricultural research for development (IAR4D) from a theory of change perspective," Agricultural Systems, Elsevier, vol. 165(C), pages 310-320.
    18. Wamukota, A. & Brewer, T.D. & Crona, B., 2014. "Market integration and its relation to income distribution and inequality among fishers and traders: The case of two small-scale Kenyan reef fisheries," Marine Policy, Elsevier, vol. 48(C), pages 93-101.
    19. Howard, Rebecca Joy & Tallontire, Anne & Stringer, Lindsay & Marchant, Rob, 2015. "Unraveling the Notion of “Fair Carbon”: Key Challenges for Standards Development," World Development, Elsevier, vol. 70(C), pages 343-356.
    20. Ghulam-Muhammad Shah & Farid Ahmad & Shailesh Panwar & Manbar S. Khadka & Ajaz Ali & Suman Bisht, 2019. "Ocimum Sanctum [ Tulsi ]—An Alternative Additional Livelihood Option for the Poor and Smallholder Farmers," Sustainability, MDPI, vol. 11(1), pages 1-15, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:ssefpa:v:9:y:2017:i:6:d:10.1007_s12571-017-0739-2. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.