IDEAS home Printed from https://ideas.repec.org/a/gam/jadmsc/v9y2019i3p67-d265051.html
   My bibliography  Save this article

Models, Processes, and Roles of Universities in Technology Transfer Management: A Systematic Review

Author

Listed:
  • Petra Maresova

    (Department of Economics, Faculty of Informatics and Management, University of Hradec Kralove, Rokitanskeho 62, 50003 Hradec Kralove, Czech Republic)

  • Ruzena Stemberkova

    (Department of Economics, Faculty of Informatics and Management, University of Hradec Kralove, Rokitanskeho 62, 50003 Hradec Kralove, Czech Republic)

  • Oluwaseun Fadeyi

    (Department of Geography, Faculty of Geography and Geoscience, University of Trier, Universitätsring 15, 54296 Trier, Germany)

Abstract

Universities play pivotal roles when research findings are to be adopted commercially. Although these roles vary from one country to another, effective patenting and licensing procedures, as well as eventual commercialisation of scholarly inventions, reflect hard work on the part of the University mediating between the researcher and the industry through technology transfer offices (TTOs) in order to ensure that knowledge-developers take motivational and monetary credit for their findings. This paper details some existing models, processes, and roles taken up in some countries where sharing of intellectual property exists, and links it up with aspects of university–industry technology transfer, such as policies surrounding patenting, government investment and marketing, and the process of academic entrepreneurship, among others. 22 articles were found via a systematic review of literature and analysed with respect to four identified areas of focus: internal strategy, investment and market, academic entrepreneurship and policy. Based on models, processes, and roles in reviewed studies, our results indicate that new models for technology transfer mainly stem from the fact that there is no universally accepted model in the literature. Furthermore, management of technology transfer is mostly the responsibility of TTOs in most countries. While university TTOs act as intermediaries to protect the interest of the author/inventor, issues such as poor relationships between universities and industry, as well as funding, remain major challenges in many emerging economies. In contrast, researchers in western economies are mainly challenged by financial motivation and recognition within the academic domains.

Suggested Citation

  • Petra Maresova & Ruzena Stemberkova & Oluwaseun Fadeyi, 2019. "Models, Processes, and Roles of Universities in Technology Transfer Management: A Systematic Review," Administrative Sciences, MDPI, vol. 9(3), pages 1-36, September.
  • Handle: RePEc:gam:jadmsc:v:9:y:2019:i:3:p:67-:d:265051
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2076-3387/9/3/67/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2076-3387/9/3/67/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Christopher S. Hayter & Andrew J. Nelson & Stephanie Zayed & Alan C. O’Connor, 2018. "Conceptualizing academic entrepreneurship ecosystems: a review, analysis and extension of the literature," The Journal of Technology Transfer, Springer, vol. 43(4), pages 1039-1082, August.
    2. Michele Meoli & Silvio Vismara, 2016. "University support and the creation of technology and non-technology academic spin-offs," Small Business Economics, Springer, vol. 47(2), pages 345-362, August.
    3. Thomas J. Holmes & Ellen R. McGrattan & Edward C. Prescott, 2015. "Quid Pro Quo: Technology Capital Transfers for Market Access in China," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 82(3), pages 1154-1193.
    4. David J. Miller & Zoltan J. Acs, 2017. "The campus as entrepreneurial ecosystem: the University of Chicago," Small Business Economics, Springer, vol. 49(1), pages 75-95, June.
    5. Chapple, Wendy & Lockett, Andy & Siegel, Donald & Wright, Mike, 2005. "Assessing the relative performance of U.K. university technology transfer offices: parametric and non-parametric evidence," Research Policy, Elsevier, vol. 34(3), pages 369-384, April.
    6. Inzelt, Annamaria, 2004. "The evolution of university-industry-government relationships during transition," Research Policy, Elsevier, vol. 33(6-7), pages 975-995, September.
    7. Federico Munari & Einar Rasmussen & Laura Toschi & Elisa Villani, 2016. "Determinants of the university technology transfer policy-mix: a cross-national analysis of gap-funding instruments," The Journal of Technology Transfer, Springer, vol. 41(6), pages 1377-1405, December.
    8. Calin S. Vac & Avram Fitiu, 2017. "Building Sustainable Development through Technology Transfer in a Romanian University," Sustainability, MDPI, vol. 9(11), pages 1-22, November.
    9. Christoph Grimpe & Heide Fier, 2010. "Informal university technology transfer: a comparison between the United States and Germany," The Journal of Technology Transfer, Springer, vol. 35(6), pages 637-650, December.
    10. De Moortel, Kevin & Crispeels, Thomas, 2018. "International university-university technology transfer: Strategic management framework," Technological Forecasting and Social Change, Elsevier, vol. 135(C), pages 145-155.
    11. Baglieri, Daniela & Baldi, Francesco & Tucci, Christopher L., 2018. "University technology transfer office business models: One size does not fit all," Technovation, Elsevier, vol. 76, pages 51-63.
    12. Sá, Elisabete S. & Pinho, José Carlos M.R. de, 2019. "Effect of entrepreneurial framework conditions on R&D transfer to new and growing firms: The case of European Union innovation-driven countries," Technological Forecasting and Social Change, Elsevier, vol. 141(C), pages 47-58.
    13. Fischer, Bruno Brandão & Schaeffer, Paola Rücker & Vonortas, Nicholas S., 2019. "Evolution of university-industry collaboration in Brazil from a technology upgrading perspective," Technological Forecasting and Social Change, Elsevier, vol. 145(C), pages 330-340.
    14. Hayter, Christopher S., 2016. "Constraining entrepreneurial development: A knowledge-based view of social networks among academic entrepreneurs," Research Policy, Elsevier, vol. 45(2), pages 475-490.
    15. Ross Brown & Colin Mason, 2017. "Looking inside the spiky bits: a critical review and conceptualisation of entrepreneurial ecosystems," Small Business Economics, Springer, vol. 49(1), pages 11-30, June.
    16. Bradley, Samantha R. & Hayter, Christopher S. & Link, Albert N., 2013. "Models and Methods of University Technology Transfer," UNCG Economics Working Papers 13-10, University of North Carolina at Greensboro, Department of Economics.
    17. Wood, Matthew S., 2011. "A process model of academic entrepreneurship," Business Horizons, Elsevier, vol. 54(2), pages 153-161.
    18. Sabrina Backs & Markus Günther & Christian Stummer, 2019. "Stimulating academic patenting in a university ecosystem: an agent-based simulation approach," The Journal of Technology Transfer, Springer, vol. 44(2), pages 434-461, April.
    19. Paul Miesing & Mingfeng Tang, 2018. "Technology Transfer Institutions in China: A Comparison of Value Chain and Organizational Structure Perspectives," World Scientific Book Chapters, in: Dirk Libaers & Denise Dunlap (ed.), World Scientific Reference on Innovation Volume 1: University Technology Transfer and Academic Entrepreneurship, chapter 3, pages 43-60, World Scientific Publishing Co. Pte. Ltd..
    20. Min, Jae-Woong & Vonortas, Nicholas S. & Kim, YoungJun, 2019. "Commercialization of transferred public technologies," Technological Forecasting and Social Change, Elsevier, vol. 138(C), pages 10-20.
    21. Belitski, Maksim & Aginskaja, Anna & Marozau, Radzivon, 2019. "Commercializing university research in transition economies: Technology transfer offices or direct industrial funding?," Research Policy, Elsevier, vol. 48(3), pages 601-615.
    22. Birger Wernerfelt, 1984. "A resource‐based view of the firm," Strategic Management Journal, Wiley Blackwell, vol. 5(2), pages 171-180, April.
    23. Tanut Waroonkun & Rodney Stewart, 2008. "Modeling the international technology transfer process in construction projects: evidence from Thailand," The Journal of Technology Transfer, Springer, vol. 33(6), pages 667-687, December.
    24. Grimaldi, Rosa & Kenney, Martin & Siegel, Donald S. & Wright, Mike, 2011. "30 years after Bayh-Dole: Reassessing academic entrepreneurship," Research Policy, Elsevier, vol. 40(8), pages 1045-1057, October.
    25. Horner, Sam & Jayawarna, Dilani & Giordano, Benito & Jones, Oswald, 2019. "Strategic choice in universities: Managerial agency and effective technology transfer," Research Policy, Elsevier, vol. 48(5), pages 1297-1309.
    26. Hsu, David W.L. & Shen, Yung-Chi & Yuan, Benjamin J.C. & Chou, Chiyan James, 2015. "Toward successful commercialization of university technology: Performance drivers of university technology transfer in Taiwan," Technological Forecasting and Social Change, Elsevier, vol. 92(C), pages 25-39.
    27. Zoltan J. Acs & Erik Stam & David B. Audretsch & Allan O’Connor, 2017. "The lineages of the entrepreneurial ecosystem approach," Small Business Economics, Springer, vol. 49(1), pages 1-10, June.
    28. Juan Jesus Arenas & Domingo González, 2018. "Technology Transfer Models and Elements in the University-Industry Collaboration," Administrative Sciences, MDPI, vol. 8(2), pages 1-17, June.
    29. Dirk Czarnitzki & Bernd Ebersberger & Andreas Fier, 2007. "The relationship between R&D collaboration, subsidies and R&D performance: Empirical evidence from Finland and Germany," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 22(7), pages 1347-1366.
    30. A. Alexander & Dominique Philippe Martin & C. Manolchev & K. Miller, 2020. "University–industry collaboration: using meta-rules to overcome barriers to knowledge transfer," Post-Print halshs-01935697, HAL.
    31. Clarysse, Bart & Wright, Mike & Lockett, Andy & Van de Velde, Els & Vohora, Ajay, 2005. "Spinning out new ventures: a typology of incubation strategies from European research institutions," Journal of Business Venturing, Elsevier, vol. 20(2), pages 183-216, March.
    32. Dalmarco, Gustavo & Hulsink, Willem & Blois, Guilherme V., 2018. "Creating entrepreneurial universities in an emerging economy: Evidence from Brazil," Technological Forecasting and Social Change, Elsevier, vol. 135(C), pages 99-111.
    33. Bozeman, Barry & Rimes, Heather & Youtie, Jan, 2015. "The evolving state-of-the-art in technology transfer research: Revisiting the contingent effectiveness model," Research Policy, Elsevier, vol. 44(1), pages 34-49.
    34. Donald S. Siegel & Reinhilde Veugelers & Mike Wright, 2007. "Technology transfer offices and commercialization of university intellectual property: performance and policy implications," Oxford Review of Economic Policy, Oxford University Press and Oxford Review of Economic Policy Limited, vol. 23(4), pages 640-660, Winter.
    35. Wood, Matthew S., 2011. "A process model of academic entrepreneurship," Business Horizons, Elsevier, vol. 54(2), pages 153-161, March.
    36. Mayer, Sabine & Blaas, Wolfgang, 2002. "Technology Transfer: An Opportunity for Small Open Economies," The Journal of Technology Transfer, Springer, vol. 27(3), pages 275-289, June.
    37. Good, Matthew & Knockaert, Mirjam & Soppe, Birthe & Wright, Mike, 2019. "The technology transfer ecosystem in academia. An organizational design perspective," Technovation, Elsevier, vol. 82, pages 35-50.
    38. Albert N. Link & Donald S. Siegel & Barry Bozeman, 2007. "An empirical analysis of the propensity of academics to engage in informal university technology transfer ," Industrial and Corporate Change, Oxford University Press and the Associazione ICC, vol. 16(4), pages 641-655, August.
    39. Philippe Mustar & Mike Wright & Bart Clarysse, 2008. "University spin-off firms: Lessons from ten years of experience in Europe," Science and Public Policy, Oxford University Press, vol. 35(2), pages 67-80, March.
    40. Leila Tahmooresnejad & Catherine Beaudry, 2019. "Collaboration or funding: lessons from a study of nanotechnology patenting in Canada and the United States," The Journal of Technology Transfer, Springer, vol. 44(3), pages 741-777, June.
    41. Thais Elaine Vick & Maxine Robertson, 2018. "A systematic literature review of UK university–industry collaboration for knowledge transfer: A future research agenda," Science and Public Policy, Oxford University Press, vol. 45(4), pages 579-590.
    42. Loet Leydesdorff & Igone Porto-Gomez, 2019. "Measuring the expected synergy in Spanish regional and national systems of innovation," The Journal of Technology Transfer, Springer, vol. 44(1), pages 189-209, February.
    43. Bozeman, Barry, 2000. "Technology transfer and public policy: a review of research and theory," Research Policy, Elsevier, vol. 29(4-5), pages 627-655, April.
    44. JinHyo Joseph Yun & Zheng Liu, 2019. "Micro- and Macro-Dynamics of Open Innovation with a Quadruple-Helix Model," Sustainability, MDPI, vol. 11(12), pages 1-17, June.
    45. Wonglimpiyarat, Jarunee, 2016. "The innovation incubator, university business incubator and technology transfer strategy: The case of Thailand," Technology in Society, Elsevier, vol. 46(C), pages 18-27.
    46. Heeyong Noh & Sungjoo Lee, 2019. "Where technology transfer research originated and where it is going: a quantitative analysis of literature published between 1980 and 2015," The Journal of Technology Transfer, Springer, vol. 44(3), pages 700-740, June.
    47. Robert Rybnicek & Roland Königsgruber, 2019. "What makes industry–university collaboration succeed? A systematic review of the literature," Journal of Business Economics, Springer, vol. 89(2), pages 221-250, March.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Oluwaseun Fadeyi & Petra Maresova & Ruzena Stemberkova & Micheal Afolayan & Funminiyi Adeoye, 2019. "Perspectives of University-Industry Technology Transfer in African Emerging Economies: Evaluating the Nigerian Scenario via a Data Envelopment Approach," Social Sciences, MDPI, vol. 8(10), pages 1-20, October.
    2. Sylvia Hubner & Fabian Most & Jochen Wirtz & Christine Auer, 2022. "Narratives in entrepreneurial ecosystems: drivers of effectuation versus causation," Small Business Economics, Springer, vol. 59(1), pages 211-242, June.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lisa Craiut & Constantin Bungau & Tudor Bungau & Cristian Grava & Pavel Otrisal & Andrei-Flavius Radu, 2022. "Technology Transfer, Sustainability, and Development, Worldwide and in Romania," Sustainability, MDPI, vol. 14(23), pages 1-33, November.
    2. Conor O’Kane & James A. Cunningham & Matthias Menter & Sara Walton, 2021. "The brokering role of technology transfer offices within entrepreneurial ecosystems: an investigation of macro–meso–micro factors," The Journal of Technology Transfer, Springer, vol. 46(6), pages 1814-1844, December.
    3. Fischer, Bruno Brandão & Moraes, Gustavo Hermínio Salati Marcondes de & Schaeffer, Paola Rücker, 2019. "Universities' institutional settings and academic entrepreneurship: Notes from a developing country," Technological Forecasting and Social Change, Elsevier, vol. 147(C), pages 243-252.
    4. Soares, Thiago J. & Torkomian, Ana L.V., 2021. "TTO's staff and technology transfer: Examining the effect of employees' individual capabilities," Technovation, Elsevier, vol. 102(C).
    5. James A. Cunningham & Paul O’Reilly, 2018. "Macro, meso and micro perspectives of technology transfer," The Journal of Technology Transfer, Springer, vol. 43(3), pages 545-557, June.
    6. Good, Matthew & Knockaert, Mirjam & Soppe, Birthe & Wright, Mike, 2019. "The technology transfer ecosystem in academia. An organizational design perspective," Technovation, Elsevier, vol. 82, pages 35-50.
    7. José Bestier Padilla Bejarano & Jhon Wilder Zartha Sossa & Carlos Ocampo-López & Margarita Ramírez-Carmona, 2023. "University Technology Transfer from a Knowledge-Flow Approach—Systematic Literature Review," Sustainability, MDPI, vol. 15(8), pages 1-21, April.
    8. Peter T. Gianiodis & William R. Meek, 2020. "Entrepreneurial education for the entrepreneurial university: a stakeholder perspective," The Journal of Technology Transfer, Springer, vol. 45(4), pages 1167-1195, August.
    9. Prokop, Daniel, 2021. "University entrepreneurial ecosystems and spinoff companies: Configurations, developments and outcomes," Technovation, Elsevier, vol. 107(C).
    10. Kadigia Faccin & Christle Beer & Bibiana Volkmer Martins & Grabriela Zanandrea & Neta Kela & Corne Schutte, 2022. "What really matters for TTOs efficiency? An analysis of TTOs in developed and developing economies," The Journal of Technology Transfer, Springer, vol. 47(4), pages 1135-1161, August.
    11. Brantnell, Anders & Baraldi, Enrico, 2022. "Understanding the roles and involvement of technology transfer offices in the commercialization of university research," Technovation, Elsevier, vol. 115(C).
    12. Juan Jesus Arenas & Domingo González, 2018. "Technology Transfer Models and Elements in the University-Industry Collaboration," Administrative Sciences, MDPI, vol. 8(2), pages 1-17, June.
    13. Christopher S. Hayter & Bruno Fischer & Einar Rasmussen, 2022. "Becoming an academic entrepreneur: how scientists develop an entrepreneurial identity," Small Business Economics, Springer, vol. 59(4), pages 1469-1487, December.
    14. Soares, Thiago J. & Torkomian, Ana L.V. & Nagano, Marcelo Seido, 2020. "University regulations, regional development and technology transfer: The case of Brazil," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    15. Alejandro Bengoa & Amaia Maseda & Txomin Iturralde & Gloria Aparicio, 2021. "A bibliometric review of the technology transfer literature," The Journal of Technology Transfer, Springer, vol. 46(5), pages 1514-1550, October.
    16. Nugent, Annita & Chan, Ho Fai, 2023. "Outsourcing university research commercialization to a sophisticated technology transfer office: Evidence from Australian universities," Technovation, Elsevier, vol. 125(C).
    17. Civera, Alice & Meoli, Michele & Vismara, Silvio, 2020. "Engagement of academics in university technology transfer: Opportunity and necessity academic entrepreneurship," European Economic Review, Elsevier, vol. 123(C).
    18. Alessandra Micozzi & Donato Iacobucci & Irene Martelli & Andrea Piccaluga, 2021. "Engines need transmission belts: the importance of people in technology transfer offices," The Journal of Technology Transfer, Springer, vol. 46(5), pages 1551-1583, October.
    19. Oluwaseun Fadeyi & Petra Maresova & Ruzena Stemberkova & Micheal Afolayan & Funminiyi Adeoye, 2019. "Perspectives of University-Industry Technology Transfer in African Emerging Economies: Evaluating the Nigerian Scenario via a Data Envelopment Approach," Social Sciences, MDPI, vol. 8(10), pages 1-20, October.
    20. Wenjing Wang & Yiwei Liu, 2022. "Industrial funding and university technology transfer: the moderating role of intellectual property rights enforcement," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1549-1572, October.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jadmsc:v:9:y:2019:i:3:p:67-:d:265051. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.