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The interplay between planned and autonomous adaptation in response to climate change: Insights from rural Ethiopia

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  • Mersha, Azeb Assefa
  • van Laerhoven, Frank

Abstract

Using the notion of institutional interplay, which refers to situations where the operation or consequences of one regime influence another regime, the article explores the interplay between planned adaptation and farmer households’ autonomous adaptation. Drawing empirical data from two drought-prone districts in Northeastern Ethiopia (Kobo and Raya Azebo), this article deals with the differentiated effects of planned adaptation, exemplified by Ethiopia’s Productive Safety Net Programme (PSNP). Two layers of differentiating effects are studied by looking at the differences between households that are and households that are not targeted by PSNP; and the more detailed differences are explored by zooming in on male and female-headed households, respectively, within the subset of households targeted by PSNP. We use semi-structured interviews and focus group discussions with female and male household heads and key informant interviews with government officials. Our study indicates that the interplay has a differentiated effect following the participation of households in planned adaptation programs and gender lines. We show that the effect on building community assets can be positive at the community level and expands autonomous adaptation particularly for non-targeted households; however, targeted households in general and female-headed households in particular experience a negative effect of the interplay: planned adaptation constrains autonomous adaptation due to time and labor demands of public work, program restrictions and local gender norms.

Suggested Citation

  • Mersha, Azeb Assefa & van Laerhoven, Frank, 2018. "The interplay between planned and autonomous adaptation in response to climate change: Insights from rural Ethiopia," World Development, Elsevier, vol. 107(C), pages 87-97.
  • Handle: RePEc:eee:wdevel:v:107:y:2018:i:c:p:87-97
    DOI: 10.1016/j.worlddev.2018.03.001
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    6. Kumar, Neha & Quisumbing, Agnes R., 2013. "Gendered impacts of the 2007–2008 food price crisis: Evidence using panel data from rural Ethiopia," Food Policy, Elsevier, vol. 38(C), pages 11-22.
    7. Kumar, Neha & Quisumbing, Agnes R., 2015. "Policy Reform toward Gender Equality in Ethiopia: Little by Little the Egg Begins to Walk," World Development, Elsevier, vol. 67(C), pages 406-423.
    8. Zerihun Berhane Weldegebriel & Martin Prowse, 2013. "Climate-Change Adaptation in Ethiopia: To What Extent Does Social Protection Influence Livelihood Diversification?," Development Policy Review, Overseas Development Institute, vol. 31, pages 35-56, November.
    9. Adugna Eneyew & Sileshi Mengistu, 2013. "Double Marginalized Livelihoods: Invisible Gender Inequality in Pastoral Societies," Societies, MDPI, vol. 3(1), pages 1-13, February.
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    11. Forsyth, Tim & Evans, Natalie, 2013. "What is Autonomous Adaption? Resource Scarcity and Smallholder Agency in Thailand," World Development, Elsevier, vol. 43(C), pages 56-66.
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    3. Soumyadeep Banerjee & Abid Hussain & Sabarnee Tuladhar & Arabinda Mishra, 2019. "Building capacities of women for climate change adaptation: Insights from migrant-sending households in Nepal," Climatic Change, Springer, vol. 157(3), pages 587-609, December.
    4. Khan, Nasir Abbas & Qiao, Jiamei & Abid, Muhammad & Gao, Qijie, 2021. "Understanding farm-level cognition of and autonomous adaptation to climate variability and associated factors: Evidence from the rice-growing zone of Pakistan," Land Use Policy, Elsevier, vol. 105(C).
    5. Tuyen Tiet & Nguyen To-The & Tuan Nguyen-Anh, 2022. "Farmers’ behaviors and attitudes toward climate change adaptation: evidence from Vietnamese smallholder farmers," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(12), pages 14235-14260, December.
    6. Rampa, Alexis & Lovo, Stefania, 2023. "Revisiting the effects of the Ethiopian land tenure reform using satellite data. A focus on agricultural productivity, climate change mitigation and adaptation," World Development, Elsevier, vol. 171(C).
    7. Janna D. Tenzing, 2020. "Integrating social protection and climate change adaptation: A review," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 11(2), March.
    8. Joyashree Roy & Anjal Prakash & Shreya Some & Chandni Singh & Rachel Bezner Kerr & Martina Angela Caretta & Cecilia Conde & Marta Rivera Ferre & Corinne Schuster-Wallace & Maria Cristina Tirado-von de, 2022. "Synergies and trade-offs between climate change adaptation options and gender equality: a review of the global literature," Palgrave Communications, Palgrave Macmillan, vol. 9(1), pages 1-13, December.
    9. Kebede Manjur Gebru & Kifle Woldearegay & Frank van Steenbergen & Aregawi Beyene & Letty Fajardo Vera & Kidane Tesfay Gebreegziabher & Taye Alemayhu, 2020. "Adoption of Road Water Harvesting Practices and Their Impacts: Evidence from a Semi-Arid Region of Ethiopia," Sustainability, MDPI, vol. 12(21), pages 1-25, October.
    10. Alejandro Cleves & Eva Youkhana & Javier Toro, 2022. "A Method to Assess Agroecosystem Resilience to Climate Variability," Sustainability, MDPI, vol. 14(14), pages 1-26, July.
    11. Jeetendra Prakash Aryal & Tek Bahadur Sapkota & Dil Bahadur Rahut & Hom Nath Gartaula & Clare Stirling, 2022. "Gender and climate change adaptation: A case of Ethiopian farmers," Natural Resources Forum, Blackwell Publishing, vol. 46(3), pages 263-288, August.
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