IDEAS home Printed from https://ideas.repec.org/a/eee/tefoso/v137y2018icp259-271.html
   My bibliography  Save this article

Analysing transition pathways in developing cities: The case of Nairobi's splintered sanitation regime

Author

Listed:
  • van Welie, Mara J.
  • Cherunya, Pauline C.
  • Truffer, Bernhard
  • Murphy, James T.

Abstract

Today's rapid global urbanization highlights the need for long-term transformations of basic service sectors in developing cities in order to improve the livelihoods of the urban poor. Sustainability transitions frameworks have proven fruitful for addressing these sort of challenges. However, they have been at pains so far in accounting for the heterogeneity and complexities that typically characterize informal settlements in the Global South. We therefore propose a conceptual framework that extends the conventional analysis of socio-technical regimes by distinguishing the two levels of sectoral regime and service regime. Challenges for sustainability transitions may then be identified by missing alignments within and among the two regime levels. The framework is applied to the sanitation sector of Nairobi, Kenya, a city experiencing rapid population growth and a highly uneven provision of basic services. Drawing on a set of 152 in-depth interviews, observations, and five focus group discussions, the paper reconstructs the prevailing service regimes and shows how they suffer from misalignments and dysfunctionalities creating all sorts of problems at a sectoral level. We conclude that Nairobi's sanitation sector can best be characterized as representing a splintered regime. The paper concludes with a discussion of how the new conceptualization of socio-technical regimes suggests some new sustainable transition pathways and how this framework might also be instructive for transition challenges in cities of the Global North.

Suggested Citation

  • van Welie, Mara J. & Cherunya, Pauline C. & Truffer, Bernhard & Murphy, James T., 2018. "Analysing transition pathways in developing cities: The case of Nairobi's splintered sanitation regime," Technological Forecasting and Social Change, Elsevier, vol. 137(C), pages 259-271.
  • Handle: RePEc:eee:tefoso:v:137:y:2018:i:c:p:259-271
    DOI: 10.1016/j.techfore.2018.07.059
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0040162517303323
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.techfore.2018.07.059?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Bernhard Truffer & Lars Coenen, 2012. "Environmental Innovation and Sustainability Transitions in Regional Studies," Regional Studies, Taylor & Francis Journals, vol. 46(1), pages 1-21, November.
    2. Tigabu, Aschalew D. & Berkhout, Frans & van Beukering, Pieter, 2015. "Technology innovation systems and technology diffusion: Adoption of bio-digestion in an emerging innovation system in Rwanda," Technological Forecasting and Social Change, Elsevier, vol. 90(PA), pages 318-330.
    3. Geels, Frank W. & Schot, Johan, 2007. "Typology of sociotechnical transition pathways," Research Policy, Elsevier, vol. 36(3), pages 399-417, April.
    4. Bakker, Karen & Kooy, Michelle & Shofiani, Nur Endah & Martijn, Ernst-Jan, 2008. "Governance Failure: Rethinking the Institutional Dimensions of Urban Water Supply to Poor Households," World Development, Elsevier, vol. 36(10), pages 1891-1915, October.
    5. Fuenfschilling, Lea & Truffer, Bernhard, 2014. "The structuration of socio-technical regimes—Conceptual foundations from institutional theory," Research Policy, Elsevier, vol. 43(4), pages 772-791.
    6. Geels, Frank W., 2012. "A socio-technical analysis of low-carbon transitions: introducing the multi-level perspective into transport studies," Journal of Transport Geography, Elsevier, vol. 24(C), pages 471-482.
    7. Shove, Elizabeth & Walker, Gordon, 2010. "Governing transitions in the sustainability of everyday life," Research Policy, Elsevier, vol. 39(4), pages 471-476, May.
    8. Mark Swilling, 2014. "Contesting inclusive urbanism in a divided city: The limits to the neoliberalisation of Cape Town’s energy system," Urban Studies, Urban Studies Journal Limited, vol. 51(15), pages 3180-3197, November.
    9. Malini Ranganathan, 2014. "Paying for Pipes, Claiming Citizenship: Political Agency and Water Reforms at the Urban Periphery," International Journal of Urban and Regional Research, Wiley Blackwell, vol. 38(2), pages 590-608, March.
    10. Smith, Adrian & Stirling, Andy & Berkhout, Frans, 2005. "The governance of sustainable socio-technical transitions," Research Policy, Elsevier, vol. 34(10), pages 1491-1510, December.
    11. Elizabeth Shove, 2004. "Efficiency and Consumption: Technology and Practice," Energy & Environment, , vol. 15(6), pages 1053-1065, November.
    12. Raven, R.P.J.M. & Gregersen, K.H., 2007. "Biogas plants in Denmark: successes and setbacks," Renewable and Sustainable Energy Reviews, Elsevier, vol. 11(1), pages 116-132, January.
    13. COLIN McFARLANE & JONATHAN RUTHERFORD, 2008. "Political Infrastructures: Governing and Experiencing the Fabric of the City," International Journal of Urban and Regional Research, Wiley Blackwell, vol. 32(2), pages 363-374, June.
    14. Geels, Frank W., 2004. "From sectoral systems of innovation to socio-technical systems: Insights about dynamics and change from sociology and institutional theory," Research Policy, Elsevier, vol. 33(6-7), pages 897-920, September.
    15. Jonathan Rutherford & Olivier Coutard, 2014. "Urban Energy Transitions: Places, Processes and Politics of Socio-technical Change," Urban Studies, Urban Studies Journal Limited, vol. 51(7), pages 1353-1377, May.
    16. Kamp, Linda M. & Vanheule, Lynn F.I., 2015. "Review of the small wind turbine sector in Kenya: Status and bottlenecks for growth," Renewable and Sustainable Energy Reviews, Elsevier, vol. 49(C), pages 470-480.
    17. Markard, Jochen & Raven, Rob & Truffer, Bernhard, 2012. "Sustainability transitions: An emerging field of research and its prospects," Research Policy, Elsevier, vol. 41(6), pages 955-967.
    18. van Eijck, Janske & Romijn, Henny, 2008. "Prospects for Jatropha biofuels in Tanzania: An analysis with Strategic Niche Management," Energy Policy, Elsevier, vol. 36(1), pages 311-325, January.
    19. Fuenfschilling, Lea & Binz, Christian, 2018. "Global socio-technical regimes," Research Policy, Elsevier, vol. 47(4), pages 735-749.
    20. Furlong, Kathryn, 2014. "STS beyond the “modern infrastructure ideal”: Extending theory by engaging with infrastructure challenges in the South," Technology in Society, Elsevier, vol. 38(C), pages 139-147.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Krigsholm, Pauliina & Riekkinen, Kirsikka & Ståhle, Pirjo, 2020. "Pathways for a future cadastral system: A socio-technical approach," Land Use Policy, Elsevier, vol. 94(C).
    2. Helgegren, Ida & McConville, Jennifer & Landaeta, Graciela & Rauch, Sebastien, 2021. "A multiple regime analysis of the water and sanitation sectors in the Kanata metropolitan region, Bolivia," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    3. Heiberg, Jonas & Truffer, Bernhard & Binz, Christian, 2022. "Assessing transitions through socio-technical configuration analysis – a methodological framework and a case study in the water sector," Research Policy, Elsevier, vol. 51(1).
    4. Smith, Göran & Hensher, David A., 2020. "Towards a framework for Mobility-as-a-Service policies," Transport Policy, Elsevier, vol. 89(C), pages 54-65.
    5. Hojckova, Kristina & Ahlborg, Helene & Morrison, Gregory M. & Sandén, Björn, 2020. "Entrepreneurial use of context for technological system creation and expansion: The case of blockchain-based peer-to-peer electricity trading," Research Policy, Elsevier, vol. 49(8).
    6. Blomkvist, Pär & Nilsson, David & Juma, Benard & Sitoki, Lewis, 2020. "Bridging the critical interface: Ambidextrous innovation for water provision in Nairobi's informal settlements," Technology in Society, Elsevier, vol. 60(C).
    7. Miörner, Johan & Binz, Christian, 2020. "Toward a multi-scalar perspective of transition trajectories," Papers in Innovation Studies 2020/10, Lund University, CIRCLE - Centre for Innovation Research.
    8. Cherunya, Pauline C. & Ahlborg, Helene & Truffer, Bernhard, 2020. "Anchoring innovations in oscillating domestic spaces: Why sanitation service offerings fail in informal settlements," Research Policy, Elsevier, vol. 49(1).
    9. Mäkitie, Tuukka & Hanson, Jens & Steen, Markus & Hansen, Teis & Andersen, Allan Dahl, 2022. "Complementarity formation mechanisms in technology value chains," Research Policy, Elsevier, vol. 51(7).
    10. Tatiana Nevzorova & Vladimir Kutcherov, 2021. "The Role of Advocacy Coalitions in Shaping the Technological Innovation Systems: The Case of the Russian Renewable Energy Policy," Energies, MDPI, vol. 14(21), pages 1-24, October.
    11. Bennich, Amelie & Engwall, Mats & Nilsson, David, 2023. "Operating in the shadowland: Why water utilities fail to manage decaying infrastructure," Utilities Policy, Elsevier, vol. 82(C).
    12. Kokko, Suvi & Fischer, Klara, 2021. "A practice approach to understanding the multilevel dynamics of sanitation innovation," Technology in Society, Elsevier, vol. 64(C).
    13. Zhu, Lin & Cunningham, Scott W., 2022. "Unveiling the knowledge structure of technological forecasting and social change (1969–2020) through an NMF-based hierarchical topic model," Technological Forecasting and Social Change, Elsevier, vol. 174(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Helgegren, Ida & McConville, Jennifer & Landaeta, Graciela & Rauch, Sebastien, 2021. "A multiple regime analysis of the water and sanitation sectors in the Kanata metropolitan region, Bolivia," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    2. Attila Havas & Doris Schartinger & K. Matthias Weber, 2022. "Innovation Studies, Social Innovation, and Sustainability Transitions Research: From mutual ignorance towards an integrative perspective?," CERS-IE WORKING PAPERS 2227, Institute of Economics, Centre for Economic and Regional Studies.
    3. Sangeetha Chandrashekeran, 2016. "Multidimensionality and the multilevel perspective: Territory, scale, and networks in a failed demand-side energy transition in Australia," Environment and Planning A, , vol. 48(8), pages 1636-1656, August.
    4. Sebastian Fastenrath & Boris Braun, 2018. "Lost in Transition? Directions for an Economic Geography of Urban Sustainability Transitions," Sustainability, MDPI, vol. 10(7), pages 1-17, July.
    5. Kejia Yang & Johan Schot & Bernhard Truffer, 2020. "Shaping the Directionality of Sustainability Transitions: The Diverging Development Patterns of Solar PV in Two Chinese Provinces," SPRU Working Paper Series 2020-14, SPRU - Science Policy Research Unit, University of Sussex Business School.
    6. Svensson, Oscar & Nikoleris, Alexandra, 2018. "Structure reconsidered: Towards new foundations of explanatory transitions theory," Research Policy, Elsevier, vol. 47(2), pages 462-473.
    7. Jonathan Silver & Simon Marvin, 2017. "Powering sub-Saharan Africa’s urban revolution: An energy transitions approach," Urban Studies, Urban Studies Journal Limited, vol. 54(4), pages 847-861, March.
    8. Francisco Chicombo, Adélia Filosa & Musango, Josephine Kaviti, 2022. "Towards a theoretical framework for gendered energy transition at the urban household level: A case of Mozambique," Renewable and Sustainable Energy Reviews, Elsevier, vol. 157(C).
    9. Manning, Stephan & Reinecke, Juliane, 2016. "A modular governance architecture in-the-making: How transnational standard-setters govern sustainability transitions," Research Policy, Elsevier, vol. 45(3), pages 618-633.
    10. Sorrell, Steve, 2018. "Explaining sociotechnical transitions: A critical realist perspective," Research Policy, Elsevier, vol. 47(7), pages 1267-1282.
    11. Ignė Stalmokaitė & Johanna Yliskylä-Peuralahti, 2019. "Sustainability Transitions in Baltic Sea Shipping: Exploring the Responses of Firms to Regulatory Changes," Sustainability, MDPI, vol. 11(7), pages 1-23, March.
    12. Fuenfschilling, Lea & Truffer, Bernhard, 2014. "The structuration of socio-technical regimes—Conceptual foundations from institutional theory," Research Policy, Elsevier, vol. 43(4), pages 772-791.
    13. Lisa-Britt Fischer & Jens Newig, 2016. "Importance of Actors and Agency in Sustainability Transitions: A Systematic Exploration of the Literature," Sustainability, MDPI, vol. 8(5), pages 1-21, May.
    14. Turnheim, Bruno & Nykvist, Björn, 2019. "Opening up the feasibility of sustainability transitions pathways (STPs): Representations, potentials, and conditions," Research Policy, Elsevier, vol. 48(3), pages 775-788.
    15. Cheng Wang & Tao Lv & Rongjiang Cai & Jianfeng Xu & Liya Wang, 2022. "Bibliometric Analysis of Multi-Level Perspective on Sustainability Transition Research," Sustainability, MDPI, vol. 14(7), pages 1-31, March.
    16. Canitez, Fatih, 2019. "Pathways to sustainable urban mobility in developing megacities: A socio-technical transition perspective," Technological Forecasting and Social Change, Elsevier, vol. 141(C), pages 319-329.
    17. Nesari, Mohammad & Naghizadeh, Mohammad & Ghazinoori, Soroush & Manteghi, Manoochehr, 2022. "The evolution of socio-technical transition studies: A scientometric analysis," Technology in Society, Elsevier, vol. 68(C).
    18. Broto, Vanesa Castán, 2017. "Energy landscapes and urban trajectories towards sustainability," Energy Policy, Elsevier, vol. 108(C), pages 755-764.
    19. Weigelt, Carmen & Lu, Shaohua & Verhaal, J. Cameron, 2021. "Blinded by the sun: The role of prosumers as niche actors in incumbent firms’ adoption of solar power during sustainability transitions," Research Policy, Elsevier, vol. 50(9).
    20. Wesseling, Joeri H. & Bidmon, Christina & Bohnsack, René, 2020. "Business model design spaces in socio-technical transitions: The case of electric driving in the Netherlands," Technological Forecasting and Social Change, Elsevier, vol. 154(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:tefoso:v:137:y:2018:i:c:p:259-271. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.sciencedirect.com/science/journal/00401625 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.