IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v188y2023ics1364032123006640.html
   My bibliography  Save this article

Physics-informed deep learning for lithium-ion battery diagnostics using electrochemical impedance spectroscopy

Author

Listed:
  • Lin, Yan-Hui
  • Ruan, Sheng-Jia
  • Chen, Yun-Xia
  • Li, Yan-Fu

Abstract

Lithium-ion batteries (LIBs) are prevalent energy storage devices in industrial fields and modern life, but are subjected to capacity degradation during operation due to the varying internal states. To ensure the efficiency, safety and reliability of LIBs, LIBs diagnostics by analyzing the internal states and estimating the capacity is crucial. However, model-based methods and deep learning models for LIBs diagnostics are mainly based on charging and discharging curves that contain limited information on battery internal states, and suffer from either model inaccuracy or limited interpretability. To achieve accurate and interpretable LIBs diagnostics, a novel physics-informed deep learning (PIDL) framework is proposed in this study using the electrochemical impedance spectroscopy (EIS), which is a powerful, non-invasive and information-rich technique. The EIS together with three physically informative parameters, which are extracted using model-based methods to investigate the varying internal states, are taken as inputs for capacity estimation, and two data fusion manners are proposed and investigated. Besides, to extract physically interpretable and conducive latent features, physical regularization and multi-task learning are incorporated, which make effective use of three information sources: physical knowledge, measurements and domain knowledge. Moreover, to evaluate the predictive uncertainty of capacity estimation, the deep ensemble strategy is adopted. The effectiveness and superiority of the PIDL framework are demonstrated using EIS datasets of eight commercially LIBs collected from the University of Cambridge.

Suggested Citation

  • Lin, Yan-Hui & Ruan, Sheng-Jia & Chen, Yun-Xia & Li, Yan-Fu, 2023. "Physics-informed deep learning for lithium-ion battery diagnostics using electrochemical impedance spectroscopy," Renewable and Sustainable Energy Reviews, Elsevier, vol. 188(C).
  • Handle: RePEc:eee:rensus:v:188:y:2023:i:c:s1364032123006640
    DOI: 10.1016/j.rser.2023.113807
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S1364032123006640
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.rser.2023.113807?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Arias Chao, Manuel & Kulkarni, Chetan & Goebel, Kai & Fink, Olga, 2022. "Fusing physics-based and deep learning models for prognostics," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    2. Zheng, Yuejiu & Qin, Chao & Lai, Xin & Han, Xuebing & Xie, Yi, 2019. "A novel capacity estimation method for lithium-ion batteries using fusion estimation of charging curve sections and discrete Arrhenius aging model," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    3. Eddahech, Akram & Briat, Olivier & Vinassa, Jean-Michel, 2015. "Performance comparison of four lithium–ion battery technologies under calendar aging," Energy, Elsevier, vol. 84(C), pages 542-550.
    4. Galeotti, Matteo & Cinà, Lucio & Giammanco, Corrado & Cordiner, Stefano & Di Carlo, Aldo, 2015. "Performance analysis and SOH (state of health) evaluation of lithium polymer batteries through electrochemical impedance spectroscopy," Energy, Elsevier, vol. 89(C), pages 678-686.
    5. Yunwei Zhang & Qiaochu Tang & Yao Zhang & Jiabin Wang & Ulrich Stimming & Alpha A. Lee, 2020. "Identifying degradation patterns of lithium ion batteries from impedance spectroscopy using machine learning," Nature Communications, Nature, vol. 11(1), pages 1-6, December.
    6. Gavin Harper & Roberto Sommerville & Emma Kendrick & Laura Driscoll & Peter Slater & Rustam Stolkin & Allan Walton & Paul Christensen & Oliver Heidrich & Simon Lambert & Andrew Abbott & Karl Ryder & L, 2019. "Recycling lithium-ion batteries from electric vehicles," Nature, Nature, vol. 575(7781), pages 75-86, November.
    7. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    8. Zhang, Sen-Ju & Kang, Rui & Lin, Yan-Hui, 2021. "Remaining useful life prediction for degradation with recovery phenomenon based on uncertain process," Reliability Engineering and System Safety, Elsevier, vol. 208(C).
    9. Xiong, Rui & Li, Linlin & Li, Zhirun & Yu, Quanqing & Mu, Hao, 2018. "An electrochemical model based degradation state identification method of Lithium-ion battery for all-climate electric vehicles application," Applied Energy, Elsevier, vol. 219(C), pages 264-275.
    10. Changyue Song & Kaibo Liu, 2018. "Statistical degradation modeling and prognostics of multiple sensor signals via data fusion: A composite health index approach," IISE Transactions, Taylor & Francis Journals, vol. 50(10), pages 853-867, October.
    11. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    12. Minhee Kim & Kaibo Liu, 2020. "A Bayesian deep learning framework for interval estimation of remaining useful life in complex systems by incorporating general degradation characteristics," IISE Transactions, Taylor & Francis Journals, vol. 53(3), pages 326-340, December.
    13. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    14. Qian, Cheng & Xu, Binghui & Chang, Liang & Sun, Bo & Feng, Qiang & Yang, Dezhen & Ren, Yi & Wang, Zili, 2021. "Convolutional neural network based capacity estimation using random segments of the charging curves for lithium-ion batteries," Energy, Elsevier, vol. 227(C).
    15. Sacco, Adriano, 2017. "Electrochemical impedance spectroscopy: Fundamentals and application in dye-sensitized solar cells," Renewable and Sustainable Energy Reviews, Elsevier, vol. 79(C), pages 814-829.
    16. Zhang, Ying & Li, Yan-Fu, 2022. "Prognostics and health management of Lithium-ion battery using deep learning methods: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    17. Su, Xiaojia & Sun, Bingxiang & Wang, Jiaju & Zhang, Weige & Ma, Shichang & He, Xitian & Ruan, Haijun, 2022. "Fast capacity estimation for lithium-ion battery based on online identification of low-frequency electrochemical impedance spectroscopy and Gaussian process regression," Applied Energy, Elsevier, vol. 322(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).
    2. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    3. Wang, Huan & Li, Yan-Fu & Zhang, Ying, 2023. "Bioinspired spiking spatiotemporal attention framework for lithium-ion batteries state-of-health estimation," Renewable and Sustainable Energy Reviews, Elsevier, vol. 188(C).
    4. Zhu, Yuli & Jiang, Bo & Zhu, Jiangong & Wang, Xueyuan & Wang, Rong & Wei, Xuezhe & Dai, Haifeng, 2023. "Adaptive state of health estimation for lithium-ion batteries using impedance-based timescale information and ensemble learning," Energy, Elsevier, vol. 284(C).
    5. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    6. Jiang, Bo & Zhu, Jiangong & Wang, Xueyuan & Wei, Xuezhe & Shang, Wenlong & Dai, Haifeng, 2022. "A comparative study of different features extracted from electrochemical impedance spectroscopy in state of health estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 322(C).
    7. Xue, Qiao & Li, Junqiu & Xu, Peipei, 2022. "Machine learning based swift online capacity prediction of lithium-ion battery through whole cycle life," Energy, Elsevier, vol. 261(PA).
    8. Shida Jiang & Zhengxiang Song, 2021. "Estimating the State of Health of Lithium-Ion Batteries with a High Discharge Rate through Impedance," Energies, MDPI, vol. 14(16), pages 1-20, August.
    9. Yao, Jiachi & Han, Te, 2023. "Data-driven lithium-ion batteries capacity estimation based on deep transfer learning using partial segment of charging/discharging data," Energy, Elsevier, vol. 271(C).
    10. Vichard, L. & Ravey, A. & Venet, P. & Harel, F. & Pelissier, S. & Hissel, D., 2021. "A method to estimate battery SOH indicators based on vehicle operating data only," Energy, Elsevier, vol. 225(C).
    11. Ma’d El-Dalahmeh & Maher Al-Greer & Mo’ath El-Dalahmeh & Michael Short, 2020. "Time-Frequency Image Analysis and Transfer Learning for Capacity Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 13(20), pages 1-19, October.
    12. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    13. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    14. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2017. "Capacity estimation algorithm with a second-order differential voltage curve for Li-ion batteries with NMC cathodes," Energy, Elsevier, vol. 135(C), pages 257-268.
    15. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    16. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    17. Nguyen, Khanh T.P. & Medjaher, Kamal & Gogu, Christian, 2022. "Probabilistic deep learning methodology for uncertainty quantification of remaining useful lifetime of multi-component systems," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    18. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    19. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    20. Wen, Shuang & Lin, Ni & Huang, Shengxu & Wang, Zhenpo & Zhang, Zhaosheng, 2023. "Lithium battery health state assessment based on vehicle-to-grid (V2G) real-world data and natural gradient boosting model," Energy, Elsevier, vol. 284(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:188:y:2023:i:c:s1364032123006640. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.