IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v113y2019ic19.html
   My bibliography  Save this article

Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review

Author

Listed:
  • Li, Yi
  • Liu, Kailong
  • Foley, Aoife M.
  • Zülke, Alana
  • Berecibar, Maitane
  • Nanini-Maury, Elise
  • Van Mierlo, Joeri
  • Hoster, Harry E.

Abstract

Accurate health estimation and lifetime prediction of lithium-ion batteries are crucial for durable electric vehicles. Early detection of inadequate performance facilitates timely maintenance of battery systems. This reduces operational costs and prevents accidents and malfunctions. Recent advancements in “Big Data” analytics and related statistical/computational tools raised interest in data-driven battery health estimation. Here, we will review these in view of their feasibility and cost-effectiveness in dealing with battery health in real-world applications. We categorise these methods according to their underlying models/algorithms and discuss their advantages and limitations. In the final section we focus on challenges of real-time battery health management and discuss potential next-generation techniques. We are confident that this review will inform commercial technology choices and academic research agendas alike, thus boosting progress in data-driven battery health estimation and prediction on all technology readiness levels.

Suggested Citation

  • Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
  • Handle: RePEc:eee:rensus:v:113:y:2019:i:c:19
    DOI: 10.1016/j.rser.2019.109254
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S136403211930454X
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.rser.2019.109254?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hu, Chao & Jain, Gaurav & Zhang, Puqiang & Schmidt, Craig & Gomadam, Parthasarathy & Gorka, Tom, 2014. "Data-driven method based on particle swarm optimization and k-nearest neighbor regression for estimating capacity of lithium-ion battery," Applied Energy, Elsevier, vol. 129(C), pages 49-55.
    2. de Hoog, Joris & Timmermans, Jean-Marc & Ioan-Stroe, Daniel & Swierczynski, Maciej & Jaguemont, Joris & Goutam, Shovon & Omar, Noshin & Van Mierlo, Joeri & Van Den Bossche, Peter, 2017. "Combined cycling and calendar capacity fade modeling of a Nickel-Manganese-Cobalt Oxide Cell with real-life profile validation," Applied Energy, Elsevier, vol. 200(C), pages 47-61.
    3. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    4. An, Dawn & Choi, Joo-Ho & Kim, Nam Ho, 2013. "Prognostics 101: A tutorial for particle filter-based prognostics algorithm using Matlab," Reliability Engineering and System Safety, Elsevier, vol. 115(C), pages 161-169.
    5. Hu, Chao & Jain, Gaurav & Tamirisa, Prabhakar & Gorka, Tom, 2014. "Method for estimating capacity and predicting remaining useful life of lithium-ion battery," Applied Energy, Elsevier, vol. 126(C), pages 182-189.
    6. Keith T. Butler & Daniel W. Davies & Hugh Cartwright & Olexandr Isayev & Aron Walsh, 2018. "Machine learning for molecular and materials science," Nature, Nature, vol. 559(7715), pages 547-555, July.
    7. Lingling Li & Pengchong Wang & Kuei-Hsiang Chao & Yatong Zhou & Yang Xie, 2016. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on Gaussian Processes Mixture," PLOS ONE, Public Library of Science, vol. 11(9), pages 1-13, September.
    8. Donal P. Finegan & Mario Scheel & James B. Robinson & Bernhard Tjaden & Ian Hunt & Thomas J. Mason & Jason Millichamp & Marco Di Michiel & Gregory J. Offer & Gareth Hinds & Dan J.L. Brett & Paul R. Sh, 2015. "In-operando high-speed tomography of lithium-ion batteries during thermal runaway," Nature Communications, Nature, vol. 6(1), pages 1-10, November.
    9. Kailong Liu & Kang Li & Qiao Peng & Yuanjun Guo & Li Zhang, 2018. "Data-Driven Hybrid Internal Temperature Estimation Approach for Battery Thermal Management," Complexity, Hindawi, vol. 2018, pages 1-15, July.
    10. Hu, Xiaosong & Li, Shengbo Eben & Jia, Zhenzhong & Egardt, Bo, 2014. "Enhanced sample entropy-based health management of Li-ion battery for electrified vehicles," Energy, Elsevier, vol. 64(C), pages 953-960.
    11. Sarasketa-Zabala, E. & Martinez-Laserna, E. & Berecibar, M. & Gandiaga, I. & Rodriguez-Martinez, L.M. & Villarreal, I., 2016. "Realistic lifetime prediction approach for Li-ion batteries," Applied Energy, Elsevier, vol. 162(C), pages 839-852.
    12. Yang, Fangfang & Wang, Dong & Zhao, Yang & Tsui, Kwok-Leung & Bae, Suk Joo, 2018. "A study of the relationship between coulombic efficiency and capacity degradation of commercial lithium-ion batteries," Energy, Elsevier, vol. 145(C), pages 486-495.
    13. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    14. Berecibar, Maitane & Garmendia, Maitane & Gandiaga, Iñigo & Crego, Jon & Villarreal, Igor, 2016. "State of health estimation algorithm of LiFePO4 battery packs based on differential voltage curves for battery management system application," Energy, Elsevier, vol. 103(C), pages 784-796.
    15. You, Gae-won & Park, Sangdo & Oh, Dukjin, 2016. "Real-time state-of-health estimation for electric vehicle batteries: A data-driven approach," Applied Energy, Elsevier, vol. 176(C), pages 92-103.
    16. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    17. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    18. Wang, Limei & Pan, Chaofeng & Liu, Liang & Cheng, Yong & Zhao, Xiuliang, 2016. "On-board state of health estimation of LiFePO4 battery pack through differential voltage analysis," Applied Energy, Elsevier, vol. 168(C), pages 465-472.
    19. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    20. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    21. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    22. Chang, Yang & Fang, Huajing & Zhang, Yong, 2017. "A new hybrid method for the prediction of the remaining useful life of a lithium-ion battery," Applied Energy, Elsevier, vol. 206(C), pages 1564-1578.
    23. Zoubin Ghahramani, 2015. "Probabilistic machine learning and artificial intelligence," Nature, Nature, vol. 521(7553), pages 452-459, May.
    24. Jaguemont, J. & Boulon, L. & Dubé, Y., 2016. "A comprehensive review of lithium-ion batteries used in hybrid and electric vehicles at cold temperatures," Applied Energy, Elsevier, vol. 164(C), pages 99-114.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    2. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    3. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    4. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    5. Fei, Zicheng & Yang, Fangfang & Tsui, Kwok-Leung & Li, Lishuai & Zhang, Zijun, 2021. "Early prediction of battery lifetime via a machine learning based framework," Energy, Elsevier, vol. 225(C).
    6. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    7. Kim, Sung Wook & Oh, Ki-Yong & Lee, Seungchul, 2022. "Novel informed deep learning-based prognostics framework for on-board health monitoring of lithium-ion batteries," Applied Energy, Elsevier, vol. 315(C).
    8. Xiaoyu Li & Xing Shu & Jiangwei Shen & Renxin Xiao & Wensheng Yan & Zheng Chen, 2017. "An On-Board Remaining Useful Life Estimation Algorithm for Lithium-Ion Batteries of Electric Vehicles," Energies, MDPI, vol. 10(5), pages 1-15, May.
    9. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    10. Liu, Kailong & Ashwin, T.R. & Hu, Xiaosong & Lucu, Mattin & Widanage, W. Dhammika, 2020. "An evaluation study of different modelling techniques for calendar ageing prediction of lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    11. Zhang, Jianyu & Lu, Wei, 2022. "Sparse data machine learning for battery health estimation and optimal design incorporating material characteristics," Applied Energy, Elsevier, vol. 307(C).
    12. Zhengyu Liu & Jingjie Zhao & Hao Wang & Chao Yang, 2020. "A New Lithium-Ion Battery SOH Estimation Method Based on an Indirect Enhanced Health Indicator and Support Vector Regression in PHMs," Energies, MDPI, vol. 13(4), pages 1-17, February.
    13. Khaleghi, Sahar & Karimi, Danial & Beheshti, S. Hamidreza & Hosen, Md. Sazzad & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2021. "Online health diagnosis of lithium-ion batteries based on nonlinear autoregressive neural network," Applied Energy, Elsevier, vol. 282(PA).
    14. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    15. Wang, Yixiu & Zhu, Jiangong & Cao, Liang & Gopaluni, Bhushan & Cao, Yankai, 2023. "Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction," Applied Energy, Elsevier, vol. 350(C).
    16. Singh, Karanjot & Tjahjowidodo, Tegoeh & Boulon, Loïc & Feroskhan, Mir, 2022. "Framework for measurement of battery state-of-health (resistance) integrating overpotential effects and entropy changes using energy equilibrium," Energy, Elsevier, vol. 239(PA).
    17. Penelope K. Jones & Ulrich Stimming & Alpha A. Lee, 2022. "Impedance-based forecasting of lithium-ion battery performance amid uneven usage," Nature Communications, Nature, vol. 13(1), pages 1-9, December.
    18. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    19. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe, 2020. "Incremental capacity analysis based adaptive capacity estimation for lithium-ion battery considering charging condition," Applied Energy, Elsevier, vol. 269(C).
    20. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:113:y:2019:i:c:19. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.