IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v350y2023ics0306261923010243.html
   My bibliography  Save this article

Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction

Author

Listed:
  • Wang, Yixiu
  • Zhu, Jiangong
  • Cao, Liang
  • Gopaluni, Bhushan
  • Cao, Yankai

Abstract

Machine Learning (ML) is a promising technique for battery health estimation and prediction. However, with more and more types of batteries entering the market, building an ML model from scratch for each new battery requires collecting a large amount of data, which is very expensive and time-consuming. This paper proposes a transfer learning approach to reduce the amount of data that needs to be recollected for a new battery. The key idea is to train an ML model for a new battery of interest (i.e., target battery) with a limited amount of data by transferring the knowledge contained in a well-studied battery (i.e., source battery) with sufficient data. We illustrate this approach using two types of batteries, i.e., the battery with Li0.86Ni0.86Co0.11Al0.03O2-based positive electrode (NCA battery, source battery) and the battery with Li0.84Ni0.83Co0.11Mn0.07O2-based positive electrode (NCM battery, target battery), which have similar degradation patterns but dramatically different cycle life. Specifically, we first pre-train a long short-term memory (LSTM) network, using cycling data of 20 NCA cells at 25 °C and at 45 °C, to predict the following capacity fade based on the previous capacity sequence. Then, to make the model applicable to NCM cells, we employ the transfer learning method to retrain the model, using cycling data of only 2 NCM cells at 25 °C, and propose a two-stage approach to further improve the model performance. The proposed two-stage model can predict the cycle life of NCM cells at 45 °C using the capacities of the first 13 cycles and obtain a cycle life root-mean-squared-error (RMSE) of 25.23 cycles and a capacity trajectory RMSE of 17.80 mAh (0.51 %).

Suggested Citation

  • Wang, Yixiu & Zhu, Jiangong & Cao, Liang & Gopaluni, Bhushan & Cao, Yankai, 2023. "Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction," Applied Energy, Elsevier, vol. 350(C).
  • Handle: RePEc:eee:appene:v:350:y:2023:i:c:s0306261923010243
    DOI: 10.1016/j.apenergy.2023.121660
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261923010243
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2023.121660?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    2. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    3. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    4. Ling Mao & Jie Xu & Jiajun Chen & Jinbin Zhao & Yuebao Wu & Fengjun Yao, 2020. "A LSTM-STW and GS-LM Fusion Method for Lithium-Ion Battery RUL Prediction Based on EEMD," Energies, MDPI, vol. 13(9), pages 1-13, May.
    5. Sarasketa-Zabala, E. & Martinez-Laserna, E. & Berecibar, M. & Gandiaga, I. & Rodriguez-Martinez, L.M. & Villarreal, I., 2016. "Realistic lifetime prediction approach for Li-ion batteries," Applied Energy, Elsevier, vol. 162(C), pages 839-852.
    6. Zhang, Yu & Peng, Zhen & Guan, Yong & Wu, Lifeng, 2021. "Prognostics of battery cycle life in the early-cycle stage based on hybrid model," Energy, Elsevier, vol. 221(C).
    7. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    8. Hui Zou & Trevor Hastie, 2005. "Addendum: Regularization and variable selection via the elastic net," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 67(5), pages 768-768, November.
    9. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    10. Jiangong Zhu & Yixiu Wang & Yuan Huang & R. Bhushan Gopaluni & Yankai Cao & Michael Heere & Martin J. Mühlbauer & Liuda Mereacre & Haifeng Dai & Xinhua Liu & Anatoliy Senyshyn & Xuezhe Wei & Michael K, 2022. "Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
    11. Hui Zou & Trevor Hastie, 2005. "Regularization and variable selection via the elastic net," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 67(2), pages 301-320, April.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Fan, Wenjun & Zhu, Jiangong & Qiao, Dongdong & Jiang, Bo & Wang, Xueyuan & Wei, Xuezhe & Dai, Haifeng, 2024. "Prediction of nonlinear degradation knee-point and remaining useful life for lithium-ion batteries using relaxation voltage," Energy, Elsevier, vol. 294(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    2. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    3. Jiangong Zhu & Yixiu Wang & Yuan Huang & R. Bhushan Gopaluni & Yankai Cao & Michael Heere & Martin J. Mühlbauer & Liuda Mereacre & Haifeng Dai & Xinhua Liu & Anatoliy Senyshyn & Xuezhe Wei & Michael K, 2022. "Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
    4. Chen, Dinghong & Zhang, Weige & Zhang, Caiping & Sun, Bingxiang & Cong, XinWei & Wei, Shaoyuan & Jiang, Jiuchun, 2022. "A novel deep learning-based life prediction method for lithium-ion batteries with strong generalization capability under multiple cycle profiles," Applied Energy, Elsevier, vol. 327(C).
    5. Fei, Zicheng & Yang, Fangfang & Tsui, Kwok-Leung & Li, Lishuai & Zhang, Zijun, 2021. "Early prediction of battery lifetime via a machine learning based framework," Energy, Elsevier, vol. 225(C).
    6. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    7. Ma, Jun & Cheng, Jack C.P., 2016. "Estimation of the building energy use intensity in the urban scale by integrating GIS and big data technology," Applied Energy, Elsevier, vol. 183(C), pages 182-192.
    8. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    9. S. Tamilselvi & S. Gunasundari & N. Karuppiah & Abdul Razak RK & S. Madhusudan & Vikas Madhav Nagarajan & T. Sathish & Mohammed Zubair M. Shamim & C. Ahamed Saleel & Asif Afzal, 2021. "A Review on Battery Modelling Techniques," Sustainability, MDPI, vol. 13(18), pages 1-26, September.
    10. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    11. Li, Qingbo & Lu, Taolin & Lai, Chunyan & Li, Jiwei & Pan, Long & Ma, Changjun & Zhu, Yunpeng & Xie, Jingying, 2024. "Lithium-ion battery capacity estimation based on fragment charging data using deep residual shrinkage networks and uncertainty evaluation," Energy, Elsevier, vol. 290(C).
    12. Ni, Yulong & Xu, Jianing & Zhu, Chunbo & Pei, Lei, 2022. "Accurate residual capacity estimation of retired LiFePO4 batteries based on mechanism and data-driven model," Applied Energy, Elsevier, vol. 305(C).
    13. Mehta, Rohit & Gupta, Amit, 2024. "Mathematical modelling of electrochemical, thermal and degradation processes in lithium-ion cells—A comprehensive review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    14. Bockrath, Steffen & Lorentz, Vincent & Pruckner, Marco, 2023. "State of health estimation of lithium-ion batteries with a temporal convolutional neural network using partial load profiles," Applied Energy, Elsevier, vol. 329(C).
    15. Wei, Meng & Ye, Min & Zhang, Chuanwei & Wang, Qiao & Lian, Gaoqi & Xia, Baozhou, 2024. "Integrating mechanism and machine learning based capacity estimation for LiFePO4 batteries under slight overcharge cycling," Energy, Elsevier, vol. 296(C).
    16. Sohn, Suyeon & Byun, Ha-Eun & Lee, Jay H., 2022. "Two-stage deep learning for online prediction of knee-point in Li-ion battery capacity degradation," Applied Energy, Elsevier, vol. 328(C).
    17. Lee, Jaewook & Lee, Jay H., 2024. "Simultaneous extraction of intra- and inter-cycle features for predicting lithium-ion battery's knees using convolutional and recurrent neural networks," Applied Energy, Elsevier, vol. 356(C).
    18. Liu, Chenghao & Deng, Zhongwei & Zhang, Xiaohong & Bao, Huanhuan & Cheng, Duanqian, 2024. "Battery state of health estimation across electrochemistry and working conditions based on domain adaptation," Energy, Elsevier, vol. 297(C).
    19. Jiang, Bo & Zhu, Yuli & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "An adaptive capacity estimation approach for lithium-ion battery using 10-min relaxation voltage within high state of charge range," Energy, Elsevier, vol. 263(PC).
    20. Zhang, Jianyu & Lu, Wei, 2022. "Sparse data machine learning for battery health estimation and optimal design incorporating material characteristics," Applied Energy, Elsevier, vol. 307(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:350:y:2023:i:c:s0306261923010243. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.