IDEAS home Printed from https://ideas.repec.org/a/nat/natcom/v13y2022i1d10.1038_s41467-022-29837-w.html
   My bibliography  Save this article

Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation

Author

Listed:
  • Jiangong Zhu

    (Tongji University
    Karlsruhe Institute of Technology (KIT))

  • Yixiu Wang

    (University of British Columbia)

  • Yuan Huang

    (Tongji University
    Karlsruhe Institute of Technology (KIT))

  • R. Bhushan Gopaluni

    (University of British Columbia)

  • Yankai Cao

    (University of British Columbia)

  • Michael Heere

    (Karlsruhe Institute of Technology (KIT)
    Institute of Internal Combustion Engines)

  • Martin J. Mühlbauer

    (Karlsruhe Institute of Technology (KIT))

  • Liuda Mereacre

    (Karlsruhe Institute of Technology (KIT))

  • Haifeng Dai

    (Tongji University)

  • Xinhua Liu

    (Beihang University)

  • Anatoliy Senyshyn

    (Technische Universität München, Lichtenbergstr. 1, 85748 Garching b)

  • Xuezhe Wei

    (Tongji University)

  • Michael Knapp

    (Karlsruhe Institute of Technology (KIT))

  • Helmut Ehrenberg

    (Karlsruhe Institute of Technology (KIT))

Abstract

Accurate capacity estimation is crucial for the reliable and safe operation of lithium-ion batteries. In particular, exploiting the relaxation voltage curve features could enable battery capacity estimation without additional cycling information. Here, we report the study of three datasets comprising 130 commercial lithium-ion cells cycled under various conditions to evaluate the capacity estimation approach. One dataset is collected for model building from batteries with LiNi0.86Co0.11Al0.03O2-based positive electrodes. The other two datasets, used for validation, are obtained from batteries with LiNi0.83Co0.11Mn0.07O2-based positive electrodes and batteries with the blend of Li(NiCoMn)O2 - Li(NiCoAl)O2 positive electrodes. Base models that use machine learning methods are employed to estimate the battery capacity using features derived from the relaxation voltage profiles. The best model achieves a root-mean-square error of 1.1% for the dataset used for the model building. A transfer learning model is then developed by adding a featured linear transformation to the base model. This extended model achieves a root-mean-square error of less than 1.7% on the datasets used for the model validation, indicating the successful applicability of the capacity estimation approach utilizing cell voltage relaxation.

Suggested Citation

  • Jiangong Zhu & Yixiu Wang & Yuan Huang & R. Bhushan Gopaluni & Yankai Cao & Michael Heere & Martin J. Mühlbauer & Liuda Mereacre & Haifeng Dai & Xinhua Liu & Anatoliy Senyshyn & Xuezhe Wei & Michael K, 2022. "Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
  • Handle: RePEc:nat:natcom:v:13:y:2022:i:1:d:10.1038_s41467-022-29837-w
    DOI: 10.1038/s41467-022-29837-w
    as

    Download full text from publisher

    File URL: https://www.nature.com/articles/s41467-022-29837-w
    File Function: Abstract
    Download Restriction: no

    File URL: https://libkey.io/10.1038/s41467-022-29837-w?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Qiaohua Fang & Xuezhe Wei & Tianyi Lu & Haifeng Dai & Jiangong Zhu, 2019. "A State of Health Estimation Method for Lithium-Ion Batteries Based on Voltage Relaxation Model," Energies, MDPI, vol. 12(7), pages 1-18, April.
    2. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    3. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2017. "Capacity estimation algorithm with a second-order differential voltage curve for Li-ion batteries with NMC cathodes," Energy, Elsevier, vol. 135(C), pages 257-268.
    4. Matthieu Dubarry & David Beck, 2021. "Analysis of Synthetic Voltage vs. Capacity Datasets for Big Data Li-ion Diagnosis and Prognosis," Energies, MDPI, vol. 14(9), pages 1-24, April.
    5. Peter M. Attia & Aditya Grover & Norman Jin & Kristen A. Severson & Todor M. Markov & Yang-Hung Liao & Michael H. Chen & Bryan Cheong & Nicholas Perkins & Zi Yang & Patrick K. Herring & Muratahan Ayko, 2020. "Closed-loop optimization of fast-charging protocols for batteries with machine learning," Nature, Nature, vol. 578(7795), pages 397-402, February.
    6. Hui Zou & Trevor Hastie, 2005. "Addendum: Regularization and variable selection via the elastic net," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 67(5), pages 768-768, November.
    7. Waag, Wladislaw & Käbitz, Stefan & Sauer, Dirk Uwe, 2013. "Experimental investigation of the lithium-ion battery impedance characteristic at various conditions and aging states and its influence on the application," Applied Energy, Elsevier, vol. 102(C), pages 885-897.
    8. Wang, Zhenpo & Hong, Jichao & Liu, Peng & Zhang, Lei, 2017. "Voltage fault diagnosis and prognosis of battery systems based on entropy and Z-score for electric vehicles," Applied Energy, Elsevier, vol. 196(C), pages 289-302.
    9. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    10. Hui Zou & Trevor Hastie, 2005. "Regularization and variable selection via the elastic net," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 67(2), pages 301-320, April.
    11. Chen, Kunlong & Zheng, Fangdan & Jiang, Jiuchun & Zhang, Weige & Jiang, Yan & Chen, Kunjin, 2017. "Practical failure recognition model of lithium-ion batteries based on partial charging process," Energy, Elsevier, vol. 138(C), pages 1199-1208.
    12. Yunwei Zhang & Qiaochu Tang & Yao Zhang & Jiabin Wang & Ulrich Stimming & Alpha A. Lee, 2020. "Identifying degradation patterns of lithium ion batteries from impedance spectroscopy using machine learning," Nature Communications, Nature, vol. 11(1), pages 1-6, December.
    13. Gavin Harper & Roberto Sommerville & Emma Kendrick & Laura Driscoll & Peter Slater & Rustam Stolkin & Allan Walton & Paul Christensen & Oliver Heidrich & Simon Lambert & Andrew Abbott & Karl Ryder & L, 2019. "Recycling lithium-ion batteries from electric vehicles," Nature, Nature, vol. 575(7781), pages 75-86, November.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yixiu & Zhu, Jiangong & Cao, Liang & Gopaluni, Bhushan & Cao, Yankai, 2023. "Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction," Applied Energy, Elsevier, vol. 350(C).
    2. Shengyu Tao & Haizhou Liu & Chongbo Sun & Haocheng Ji & Guanjun Ji & Zhiyuan Han & Runhua Gao & Jun Ma & Ruifei Ma & Yuou Chen & Shiyi Fu & Yu Wang & Yaojie Sun & Yu Rong & Xuan Zhang & Guangmin Zhou , 2023. "Collaborative and privacy-preserving retired battery sorting for profitable direct recycling via federated machine learning," Nature Communications, Nature, vol. 14(1), pages 1-14, December.
    3. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    4. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    5. Gu, Xubo & Bai, Hanyu & Cui, Xiaofan & Zhu, Juner & Zhuang, Weichao & Li, Zhaojian & Hu, Xiaosong & Song, Ziyou, 2024. "Challenges and opportunities for second-life batteries: Key technologies and economy," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    6. Penelope K. Jones & Ulrich Stimming & Alpha A. Lee, 2022. "Impedance-based forecasting of lithium-ion battery performance amid uneven usage," Nature Communications, Nature, vol. 13(1), pages 1-9, December.
    7. Zhou, Yuekuan, 2024. "AI-driven battery ageing prediction with distributed renewable community and E-mobility energy sharing," Renewable Energy, Elsevier, vol. 225(C).
    8. Fujin Wang & Zhi Zhai & Zhibin Zhao & Yi Di & Xuefeng Chen, 2024. "Physics-informed neural network for lithium-ion battery degradation stable modeling and prognosis," Nature Communications, Nature, vol. 15(1), pages 1-12, December.
    9. Xue, Qiao & Li, Junqiu & Xu, Peipei, 2022. "Machine learning based swift online capacity prediction of lithium-ion battery through whole cycle life," Energy, Elsevier, vol. 261(PA).
    10. Lee, Jaewook & Lee, Jay H., 2024. "Simultaneous extraction of intra- and inter-cycle features for predicting lithium-ion battery's knees using convolutional and recurrent neural networks," Applied Energy, Elsevier, vol. 356(C).
    11. Matthieu Dubarry & David Beck, 2021. "Analysis of Synthetic Voltage vs. Capacity Datasets for Big Data Li-ion Diagnosis and Prognosis," Energies, MDPI, vol. 14(9), pages 1-24, April.
    12. Chengjian Xu & Paul Behrens & Paul Gasper & Kandler Smith & Mingming Hu & Arnold Tukker & Bernhard Steubing, 2023. "Electric vehicle batteries alone could satisfy short-term grid storage demand by as early as 2030," Nature Communications, Nature, vol. 14(1), pages 1-11, December.
    13. Fan, Guodong & Zhang, Xi, 2023. "Battery capacity estimation using 10-second relaxation voltage and a convolutional neural network," Applied Energy, Elsevier, vol. 330(PA).
    14. Tutz, Gerhard & Pößnecker, Wolfgang & Uhlmann, Lorenz, 2015. "Variable selection in general multinomial logit models," Computational Statistics & Data Analysis, Elsevier, vol. 82(C), pages 207-222.
    15. Oxana Babecka Kucharcukova & Jan Bruha, 2016. "Nowcasting the Czech Trade Balance," Working Papers 2016/11, Czech National Bank.
    16. Carstensen, Kai & Heinrich, Markus & Reif, Magnus & Wolters, Maik H., 2020. "Predicting ordinary and severe recessions with a three-state Markov-switching dynamic factor model," International Journal of Forecasting, Elsevier, vol. 36(3), pages 829-850.
    17. Hou-Tai Chang & Ping-Huai Wang & Wei-Fang Chen & Chen-Ju Lin, 2022. "Risk Assessment of Early Lung Cancer with LDCT and Health Examinations," IJERPH, MDPI, vol. 19(8), pages 1-12, April.
    18. Margherita Giuzio, 2017. "Genetic algorithm versus classical methods in sparse index tracking," Decisions in Economics and Finance, Springer;Associazione per la Matematica, vol. 40(1), pages 243-256, November.
    19. Nicolaj N. Mühlbach, 2020. "Tree-based Synthetic Control Methods: Consequences of moving the US Embassy," CREATES Research Papers 2020-04, Department of Economics and Business Economics, Aarhus University.
    20. Wang, Qiao & Zhou, Wei & Cheng, Yonggang & Ma, Gang & Chang, Xiaolin & Miao, Yu & Chen, E, 2018. "Regularized moving least-square method and regularized improved interpolating moving least-square method with nonsingular moment matrices," Applied Mathematics and Computation, Elsevier, vol. 325(C), pages 120-145.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:nat:natcom:v:13:y:2022:i:1:d:10.1038_s41467-022-29837-w. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.nature.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.