IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v13y2020i4p830-d320622.html
   My bibliography  Save this article

A New Lithium-Ion Battery SOH Estimation Method Based on an Indirect Enhanced Health Indicator and Support Vector Regression in PHMs

Author

Listed:
  • Zhengyu Liu

    (School of Mechanical Engineering, Hefei University of Technology, Hefei 230009, China
    Key Laboratory of Industrial Safety and Emergency Technology of Anhui Province, Hefei 230009, China)

  • Jingjie Zhao

    (School of Mechanical Engineering, Hefei University of Technology, Hefei 230009, China)

  • Hao Wang

    (School of Mechanical Engineering, Hefei University of Technology, Hefei 230009, China)

  • Chao Yang

    (School of Mechanical Engineering, Hefei University of Technology, Hefei 230009, China)

Abstract

An accurate lithium-ion battery state of health (SOH) estimate is a key factor in guaranteeing the reliability of electronic equipment. This paper proposes a new method that is based on an indirect enhanced health indicator (HI) and uses support vector regression (SVR) to estimate SOH values. First, three original features that can describe the dynamic changes of the battery charging and discharging processes are extracted. Considering the coupling relationship between pairs of the original health indicators, we use the differential evolution (DE) algorithm to optimize their corresponding feature parameters and combine them to form an enhanced health indicator. Second, this paper modifies the kernel function of the SVR model to describe the trend of SOH as the number of cycles increases, with simultaneous hyperparameters optimization via DE algorithm. Third, the proposed model and other published methods are compared in terms of accuracy on the same NASA datasets. We also evaluated the generalization performance of the model in dynamic discharging experiments. The simulation results demonstrate that the proposed method can provide more accurate SOH estimation values.

Suggested Citation

  • Zhengyu Liu & Jingjie Zhao & Hao Wang & Chao Yang, 2020. "A New Lithium-Ion Battery SOH Estimation Method Based on an Indirect Enhanced Health Indicator and Support Vector Regression in PHMs," Energies, MDPI, vol. 13(4), pages 1-17, February.
  • Handle: RePEc:gam:jeners:v:13:y:2020:i:4:p:830-:d:320622
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/13/4/830/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/13/4/830/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Shuai Wang & Lingling Zhao & Xiaohong Su & Peijun Ma, 2014. "Prognostics of Lithium-Ion Batteries Based on Battery Performance Analysis and Flexible Support Vector Regression," Energies, MDPI, vol. 7(10), pages 1-17, October.
    2. Li, J. & Adewuyi, K. & Lotfi, N. & Landers, R.G. & Park, J., 2018. "A single particle model with chemical/mechanical degradation physics for lithium ion battery State of Health (SOH) estimation," Applied Energy, Elsevier, vol. 212(C), pages 1178-1190.
    3. Taichun Qin & Shengkui Zeng & Jianbin Guo & Zakwan Skaf, 2016. "A Rest Time-Based Prognostic Framework for State of Health Estimation of Lithium-Ion Batteries with Regeneration Phenomena," Energies, MDPI, vol. 9(11), pages 1-18, November.
    4. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    5. Galeotti, Matteo & Cinà, Lucio & Giammanco, Corrado & Cordiner, Stefano & Di Carlo, Aldo, 2015. "Performance analysis and SOH (state of health) evaluation of lithium polymer batteries through electrochemical impedance spectroscopy," Energy, Elsevier, vol. 89(C), pages 678-686.
    6. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    7. Hu, Chao & Jain, Gaurav & Tamirisa, Prabhakar & Gorka, Tom, 2014. "Method for estimating capacity and predicting remaining useful life of lithium-ion battery," Applied Energy, Elsevier, vol. 126(C), pages 182-189.
    8. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2014. "A method for joint estimation of state-of-charge and available energy of LiFePO4 batteries," Applied Energy, Elsevier, vol. 135(C), pages 81-87.
    9. Cheng, Yujie & Lu, Chen & Li, Tieying & Tao, Laifa, 2015. "Residual lifetime prediction for lithium-ion battery based on functional principal component analysis and Bayesian approach," Energy, Elsevier, vol. 90(P2), pages 1983-1993.
    10. Lingling Li & Pengchong Wang & Kuei-Hsiang Chao & Yatong Zhou & Yang Xie, 2016. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on Gaussian Processes Mixture," PLOS ONE, Public Library of Science, vol. 11(9), pages 1-13, September.
    11. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    12. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    13. Zhang, Xu & Wang, Yujie & Yang, Duo & Chen, Zonghai, 2016. "An on-line estimation of battery pack parameters and state-of-charge using dual filters based on pack model," Energy, Elsevier, vol. 115(P1), pages 219-229.
    14. Berecibar, Maitane & Garmendia, Maitane & Gandiaga, Iñigo & Crego, Jon & Villarreal, Igor, 2016. "State of health estimation algorithm of LiFePO4 battery packs based on differential voltage curves for battery management system application," Energy, Elsevier, vol. 103(C), pages 784-796.
    15. Hu, Chao & Youn, Byeng D. & Chung, Jaesik, 2012. "A multiscale framework with extended Kalman filter for lithium-ion battery SOC and capacity estimation," Applied Energy, Elsevier, vol. 92(C), pages 694-704.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Sai & Fang, Huajing & Shi, Bing, 2021. "Remaining useful life estimation of Lithium-ion battery based on interacting multiple model particle filter and support vector regression," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    2. Sumukh Surya & Vidya Rao & Sheldon S. Williamson, 2021. "Comprehensive Review on Smart Techniques for Estimation of State of Health for Battery Management System Application," Energies, MDPI, vol. 14(15), pages 1-22, July.
    3. Hashemi, Seyed Reza & Mahajan, Ajay Mohan & Farhad, Siamak, 2021. "Online estimation of battery model parameters and state of health in electric and hybrid aircraft application," Energy, Elsevier, vol. 229(C).
    4. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    3. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    4. Ding, Pan & Liu, Xiaojuan & Li, Huiqin & Huang, Zequan & Zhang, Ke & Shao, Long & Abedinia, Oveis, 2021. "Useful life prediction based on wavelet packet decomposition and two-dimensional convolutional neural network for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 148(C).
    5. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    6. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    7. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2017. "Capacity estimation algorithm with a second-order differential voltage curve for Li-ion batteries with NMC cathodes," Energy, Elsevier, vol. 135(C), pages 257-268.
    8. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    9. Ma, Zeyu & Yang, Ruixin & Wang, Zhenpo, 2019. "A novel data-model fusion state-of-health estimation approach for lithium-ion batteries," Applied Energy, Elsevier, vol. 237(C), pages 836-847.
    10. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    11. Jun Peng & Zhiyong Zheng & Xiaoyong Zhang & Kunyuan Deng & Kai Gao & Heng Li & Bin Chen & Yingze Yang & Zhiwu Huang, 2020. "A Data-Driven Method with Feature Enhancement and Adaptive Optimization for Lithium-Ion Battery Remaining Useful Life Prediction," Energies, MDPI, vol. 13(3), pages 1-20, February.
    12. Shaheer Ansari & Afida Ayob & Molla Shahadat Hossain Lipu & Aini Hussain & Mohamad Hanif Md Saad, 2021. "Data-Driven Remaining Useful Life Prediction for Lithium-Ion Batteries Using Multi-Charging Profile Framework: A Recurrent Neural Network Approach," Sustainability, MDPI, vol. 13(23), pages 1-25, December.
    13. Xiaodong Xu & Chuanqiang Yu & Shengjin Tang & Xiaoyan Sun & Xiaosheng Si & Lifeng Wu, 2019. "Remaining Useful Life Prediction of Lithium-Ion Batteries Based on Wiener Processes with Considering the Relaxation Effect," Energies, MDPI, vol. 12(9), pages 1-17, May.
    14. Ma, Mina & Wang, Yu & Duan, Qiangling & Wu, Tangqin & Sun, Jinhua & Wang, Qingsong, 2018. "Fault detection of the connection of lithium-ion power batteries in series for electric vehicles based on statistical analysis," Energy, Elsevier, vol. 164(C), pages 745-756.
    15. Ansari, Amir Babak & Esfahanian, Vahid & Torabi, Farschad, 2016. "Discharge, rest and charge simulation of lead-acid batteries using an efficient reduced order model based on proper orthogonal decomposition," Applied Energy, Elsevier, vol. 173(C), pages 152-167.
    16. S. Tamilselvi & S. Gunasundari & N. Karuppiah & Abdul Razak RK & S. Madhusudan & Vikas Madhav Nagarajan & T. Sathish & Mohammed Zubair M. Shamim & C. Ahamed Saleel & Asif Afzal, 2021. "A Review on Battery Modelling Techniques," Sustainability, MDPI, vol. 13(18), pages 1-26, September.
    17. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    18. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    19. Xiaoyu Li & Xing Shu & Jiangwei Shen & Renxin Xiao & Wensheng Yan & Zheng Chen, 2017. "An On-Board Remaining Useful Life Estimation Algorithm for Lithium-Ion Batteries of Electric Vehicles," Energies, MDPI, vol. 10(5), pages 1-15, May.
    20. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:13:y:2020:i:4:p:830-:d:320622. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.