IDEAS home Printed from https://ideas.repec.org/a/eee/agiwat/v243y2021ics0378377420313779.html
   My bibliography  Save this article

Sustainability of rice-based livelihoods in the upper floodplains of Vietnamese Mekong Delta: Prospects and challenges

Author

Listed:
  • Tran, Dung Duc
  • Huu, Loc Ho
  • Hoang, Long Phi
  • Pham, Tien Duy
  • Nguyen, Au Hai

Abstract

Rapidly changing hydrological conditions under climate change, upstream developments, and local water infrastructures require transformative changes in water management strategies for the agriculture sector in the Vietnamese Mekong Delta (VMD). For more than three decades, the agricultural policies in Vietnam have emphasized the intensification of rice production. In recent years, however, the Vietnamese government has started to pay more attention to longer-term sustainability considerations. Recent regional plans and high-level policies, including the Mekong Delta Plan and the Resolution 120 emphasize the development of high-value, sustainable and climate-resilient agriculture and food production. This shift has its challenges. One of them relates to changes in the government-mandated flood-control strategy. The increased awareness of the agricultural and environmental benefits of seasonal floods including soil fertility maintenance and pest management has resulted in new government regulations that require farmers to adopt a so-called 3–3–2 cropping cycle which means that every three years, farmers protected by high dikes should allow their rice fields to get flooded during the third rice season. Some of the farmers, however, have been reluctant to shift their farming cycle away from the triple-rice cropping system because of livelihood security-related concerns. Our study examines rice farmers’ livelihood sustainability in the upper delta by applying a sustainable livelihood framework to systematically identify prospects and challenges for more sustainable flood-based livelihoods. We interviewed 160 rice farmers and conducted two focus group discussions in two communes in An Giang province. Our results show that appreciation of the benefits of the 3–3–2 cycle has increased while the results of the livelihood capital index calculations show relatively good status of livelihood sustainability of farming households, indicated by the overall 5–capital scores of over 0.4. The study also identifies other constraints to sustainable farm-based livelihoods including unstable rice markets and shortage of labor. A key finding, however, is that unless more supportive policies and enhanced viability of flood-based crops are developed, farmers will not be sufficiently motivated to change their farming practices.

Suggested Citation

  • Tran, Dung Duc & Huu, Loc Ho & Hoang, Long Phi & Pham, Tien Duy & Nguyen, Au Hai, 2021. "Sustainability of rice-based livelihoods in the upper floodplains of Vietnamese Mekong Delta: Prospects and challenges," Agricultural Water Management, Elsevier, vol. 243(C).
  • Handle: RePEc:eee:agiwat:v:243:y:2021:i:c:s0378377420313779
    DOI: 10.1016/j.agwat.2020.106495
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0378377420313779
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.agwat.2020.106495?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Jinhai Ma & Jie Zhang & Li Li & Zhanjing Zeng & Jingrong Sun & Qilou (Bill) Zhou & Yuling Zhang, 2018. "Study on Livelihood Assets-Based Spatial Differentiation of the Income of Natural Tourism Communities," Sustainability, MDPI, vol. 10(2), pages 1-20, January.
    2. Yannan Zhao & Jie Fan & Bo Liang & Lu Zhang, 2019. "Evaluation of Sustainable Livelihoods in the Context of Disaster Vulnerability: A Case Study of Shenzha County in Tibet, China," Sustainability, MDPI, vol. 11(10), pages 1-16, May.
    3. Tran, Dung Duc & van Halsema, Gerardo & Hellegers, Petra J.G.J. & Ludwig, Fulco & Seijger, Chris, 2018. "Stakeholders’ assessment of dike-protected and flood-based alternatives from a sustainable livelihood perspective in An Giang Province, Mekong Delta, Vietnam," Agricultural Water Management, Elsevier, vol. 206(C), pages 187-199.
    4. Huynh Truong Huy, 2009. "Rural to Urban Migration as a Household Decision: Experimental Evidences from the Mekong Delta, Vietnam," Working Papers 17, Development and Policies Research Center (DEPOCEN), Vietnam.
    5. Thong Anh Tran & Le Anh Tuan, 2020. "Policy transfer into flood management in the Vietnamese Mekong Delta: a North Vam Nao study," International Journal of Water Resources Development, Taylor & Francis Journals, vol. 36(1), pages 106-126, January.
    6. Zhen Su & Joshua R. Aaron & Yang Guan & Hongchen Wang, 2019. "Sustainable Livelihood Capital and Strategy in Rural Tourism Households: A Seasonality Perspective," Sustainability, MDPI, vol. 11(18), pages 1-14, September.
    7. Rasul, Golam & Thapa, Gopal B., 2004. "Sustainability of ecological and conventional agricultural systems in Bangladesh: an assessment based on environmental, economic and social perspectives," Agricultural Systems, Elsevier, vol. 79(3), pages 327-351, March.
    8. Lun Yang & Moucheng Liu & Fei Lun & Qingwen Min & Canqiang Zhang & Heyao Li, 2018. "Livelihood Assets and Strategies among Rural Households: Comparative Analysis of Rice and Dryland Terrace Systems in China," Sustainability, MDPI, vol. 10(7), pages 1-18, July.
    9. Wenqiang Ding & Saheed Olaide Jimoh & Yulu Hou & Xiangyang Hou & Weiguo Zhang, 2018. "Influence of Livelihood Capitals on Livelihood Strategies of Herdsmen in Inner Mongolia, China," Sustainability, MDPI, vol. 10(9), pages 1-17, September.
    10. Benyong Wei & Guiwu Su & Wenhua Qi & Lei Sun, 2016. "The Livelihood Vulnerability of Rural Households in Earthquake-Stricken Areas—A Case Study of Ning’er, Yunnan Province," Sustainability, MDPI, vol. 8(6), pages 1-16, June.
    11. Alexander D. Chapman & Stephen E. Darby & Hoàng M. Hồng & Emma L. Tompkins & Tri P. D. Van, 2016. "Adaptation and development trade-offs: fluvial sediment deposition and the sustainability of rice-cropping in An Giang Province, Mekong Delta," Climatic Change, Springer, vol. 137(3), pages 593-608, August.
    12. Loc, Ho Huu & Thi Hong Diep, Nguyen & Can, Nguyen Trong & Irvine, Kim N. & Shimizu, Yoshihisa, 2017. "Integrated evaluation of Ecosystem Services in Prawn-Rice rotational crops, Vietnam," Ecosystem Services, Elsevier, vol. 26(PB), pages 377-387.
    13. Benyong Wei & Guiwu Su & Yingkui Li & Yuling Ma, 2019. "Livelihood Strategies of Rural Households in Ning’er Earthquake-Stricken Areas, Yunnan Province, China," Sustainability, MDPI, vol. 11(21), pages 1-18, October.
    14. Shrestha, Sangam & Bach, Tran Viet & Pandey, Vishnu Prasad, 2016. "Climate change impacts on groundwater resources in Mekong Delta under representative concentration pathways (RCPs) scenarios," Environmental Science & Policy, Elsevier, vol. 61(C), pages 1-13.
    15. Hoang Thi Minh Vo & Gerardo van Halsema & Chris Seijger & Nhan Kieu Dang & Art Dewulf & Petra Hellegers, 2019. "Political agenda-setting for strategic delta planning in the Mekong Delta: converging or diverging agendas of policy actors and the Mekong Delta Plan?," Journal of Environmental Planning and Management, Taylor & Francis Journals, vol. 62(9), pages 1454-1474, July.
    16. Lan Anh Hoang & Jean-Christophe Castella & Paul Novosad, 2006. "Social networks and information access: Implications for agricultural extension in a rice farming community in northern Vietnam," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 23(4), pages 513-527, December.
    17. Tran, Dung Duc & van Halsema, Gerardo & Hellegers, Petra J.G.J. & Hoang, Long Phi & Ludwig, Fulco, 2019. "Long-term sustainability of the Vietnamese Mekong Delta in question: An economic assessment of water management alternatives," Agricultural Water Management, Elsevier, vol. 223(C), pages 1-1.
    18. Lam Van Tan & Thanh Tran & Ho Huu Loc, 2020. "Soil and Water Quality Indicators of Diversified Farming Systems in a Saline Region of the Mekong Delta, Vietnam," Agriculture, MDPI, vol. 10(2), pages 1-16, February.
    19. Niehof, Anke, 2004. "The significance of diversification for rural livelihood systems," Food Policy, Elsevier, vol. 29(4), pages 321-338, August.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Nguyen Trung Nam & Pham Thi Bich Thuc & Do Anh Dao & Nguyen Duc Thien & Nguyen Hai Au & Dung Duc Tran, 2023. "Assessing Climate-Driven Salinity Intrusion through Water Accounting: A Case Study in Ben Tre Province for More Sustainable Water Management Plans," Sustainability, MDPI, vol. 15(11), pages 1-19, June.
    2. Berchoux, Tristan & Hutton, Craig W. & Hensengerth, Oliver & Voepel, Hal E. & Tri, Van P.D. & Vu, Pham T. & Hung, Nghia N. & Parsons, Dan & Darby, Stephen E., 2023. "Effect of planning policies on land use dynamics and livelihood opportunities under global environmental change: Evidence from the Mekong Delta," Land Use Policy, Elsevier, vol. 131(C).
    3. repec:thr:techub:v:2:y:2022:i:3:p:38-62 is not listed on IDEAS
    4. van Aalst, M.A. & Koomen, E. & Tran, D.D. & Hoang, H.M. & Nguyen, H.Q. & de Groot, H.L.F., 2023. "The economic sustainability of rice farming and its influence on farmer decision-making in the upper Mekong delta, Vietnam," Agricultural Water Management, Elsevier, vol. 276(C).
    5. An Lijie & Hu Jiajia & Li Qiong & Kim Dong-Joo, 2022. "Evaluating the Impacts of Rice Technological Innovation on the Social Economy," SAGE Open, , vol. 12(4), pages 21582440221, December.
    6. Md. Mafizul Islam & Uttam Kumer Sarker & Sirajam Monira & Sinthia Afsana Kheya & Md. Salahuddin Kaysar & Md. Imran Ali & Moin Us Salam & Hancheol Hwang & Abeer Hashem & Elsayed Fathi Abd_Allah & Md. R, 2023. "Farmers’ Understanding about Impact of Climate Change on Cropping Systems and Nutrition: A study on Dingaputa Haor of Netrakona District in Bangladesh," Sustainability, MDPI, vol. 15(16), pages 1-17, August.
    7. Mobarak Hossain & Partha Biswas & Mohammad Rafiqul Islam, 2023. "Cold-Tolerant and Short-Duration Rice ( Oryza sativa L.) for Sustainable Food Security of the Flash Flood-Prone Haor Wetlands of Bangladesh," Sustainability, MDPI, vol. 15(24), pages 1-27, December.
    8. Azad, Md Javed & Pritchard, Bill, 2022. "Financial capital as a shaper of households' adaptive capabilities to flood risk in northern Bangladesh," Ecological Economics, Elsevier, vol. 195(C).
    9. Thuy Ngan Le & Arnold K. Bregt & Gerardo E. van Halsema & Petra J. G. J. Hellegers & Thi Thu Trang Ngo, 2023. "Multi-Scale Drivers of Land-Use Changes at Farm Level I: Conceptual Framework and Application in the Highly Flooded Zone of the Vietnamese Mekong Delta," Land, MDPI, vol. 12(7), pages 1-32, June.
    10. Binh, Nguyen Thanh & Thuy Tien, Le Van & Thi Tang, Luu & Tu, Nguyen Minh & Dung, Tran Duc & Quan, Nguyen Hong, 2022. "Resilience of various innovative water management practices: The case of rice production in the Vietnamese Mekong Delta floodplains," Agricultural Water Management, Elsevier, vol. 270(C).
    11. Md Roushon Jamal & Paul Kristiansen & Md Jahangir Kabir & Lisa Lobry de Bruyn, 2023. "Challenges and Adaptations for Resilient Rice Production under Changing Environments in Bangladesh," Land, MDPI, vol. 12(6), pages 1-21, June.
    12. Berio, Mark Jason M., 2022. "Analysis of the Sustainability, Vulnerability, and Challenges of Aquaculture Livelihood Projects," Technium Business and Management, Technium Science, vol. 2(3), pages 38-62.
    13. Ngo Thi Thu Trang & Nguyen Thi Quynh Trang & Ho Huu Loc & Edward Parke, 2023. "Mainstreaming ecotourism as an ecosystem-based adaptation in Vietnam: insights from three different value chain models," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 25(9), pages 10465-10483, September.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Nguyet Anh Dang & Rubianca Benavidez & Stephanie Anne Tomscha & Ho Nguyen & Dung Duc Tran & Diep Thi Hong Nguyen & Ho Huu Loc & Bethanna Marie Jackson, 2021. "Ecosystem Service Modelling to Support Nature-Based Flood Water Management in the Vietnamese Mekong River Delta," Sustainability, MDPI, vol. 13(24), pages 1-28, December.
    2. van Aalst, M.A. & Koomen, E. & Tran, D.D. & Hoang, H.M. & Nguyen, H.Q. & de Groot, H.L.F., 2023. "The economic sustainability of rice farming and its influence on farmer decision-making in the upper Mekong delta, Vietnam," Agricultural Water Management, Elsevier, vol. 276(C).
    3. Yaping Liu & Huike Shi & Zhen Su & Tafazal Kumail, 2022. "Sustainability and Risks of Rural Household Livelihoods in Ethnic Tourist Villages: Evidence from China," Sustainability, MDPI, vol. 14(9), pages 1-26, April.
    4. Craig W. Hutton & Oliver Hensengerth & Tristan Berchoux & Van P. D. Tri & Thi Tong & Nghia Hung & Hal Voepel & Stephen E. Darby & Duong Bui & Thi N. Bui & Nguyen Huy & Daniel Parsons, 2021. "Stakeholder Expectations of Future Policy Implementation Compared to Formal Policy Trajectories: Scenarios for Agricultural Food Systems in the Mekong Delta," Sustainability, MDPI, vol. 13(10), pages 1-15, May.
    5. Tran, Dung Duc & van Halsema, Gerardo & Hellegers, Petra J.G.J. & Ludwig, Fulco & Seijger, Chris, 2018. "Stakeholders’ assessment of dike-protected and flood-based alternatives from a sustainable livelihood perspective in An Giang Province, Mekong Delta, Vietnam," Agricultural Water Management, Elsevier, vol. 206(C), pages 187-199.
    6. Sandile Mthethwa & Edilegnaw Wale, 2021. "Household Vulnerability to Food Insecurity in Rural South Africa: Evidence from a Nationally Representative Survey Data," IJERPH, MDPI, vol. 18(4), pages 1-17, February.
    7. Mula, G. & Sarker, S.C., 2013. "Impact of Improved Agro-techniques on Sustainable Livelihood Empowerment: An Economic Study from West Bengal," Agricultural Economics Research Review, Agricultural Economics Research Association (India), vol. 26(Conferenc).
    8. Berchoux, Tristan & Hutton, Craig W. & Hensengerth, Oliver & Voepel, Hal E. & Tri, Van P.D. & Vu, Pham T. & Hung, Nghia N. & Parsons, Dan & Darby, Stephen E., 2023. "Effect of planning policies on land use dynamics and livelihood opportunities under global environmental change: Evidence from the Mekong Delta," Land Use Policy, Elsevier, vol. 131(C).
    9. Hoang Thi Minh Vo & Gerardo van Halsema & Petra Hellegers & Andrew Wyatt & Quan Hong Nguyen, 2021. "The Emergence of Lotus Farming as an Innovation for Adapting to Climate Change in the Upper Vietnamese Mekong Delta," Land, MDPI, vol. 10(4), pages 1-19, April.
    10. Rui Sun & Jianing Mi & Shu Cao & Xiao Gong, 2019. "Classifying Livelihood Strategies Adopting the Activity Choice Approach in Rural China," Sustainability, MDPI, vol. 11(11), pages 1-22, May.
    11. Binh, Nguyen Thanh & Thuy Tien, Le Van & Thi Tang, Luu & Tu, Nguyen Minh & Dung, Tran Duc & Quan, Nguyen Hong, 2022. "Resilience of various innovative water management practices: The case of rice production in the Vietnamese Mekong Delta floodplains," Agricultural Water Management, Elsevier, vol. 270(C).
    12. Yueyue He & Tanveer Ahmed, 2022. "Farmers’ Livelihood Capital and Its Impact on Sustainable Livelihood Strategies: Evidence from the Poverty-Stricken Areas of Southwest China," Sustainability, MDPI, vol. 14(9), pages 1-24, April.
    13. Quan H. Nguyen & Dung D. Tran & Khoi K. Dang & Dorien Korbee & Luan D. M. H. Pham & Lan T. Vu & Tang T. Luu & Loc H. Ho & Phat T. Nguyen & Trang T. T. Ngo & Dung T. K. Nguyen & Andrew Wyatt & Maaike v, 2020. "Land‐use dynamics in the Mekong delta: From national policy to livelihood sustainability," Sustainable Development, John Wiley & Sons, Ltd., vol. 28(3), pages 448-467, May.
    14. Kamaldeen Mohammed & Evans Batung & Moses Kansanga & Hanson Nyantakyi-Frimpong & Isaac Luginaah, 2021. "Livelihood diversification strategies and resilience to climate change in semi-arid northern Ghana," Climatic Change, Springer, vol. 164(3), pages 1-23, February.
    15. Liu, Duan & Tang, Runcheng & Xie, Jun & Tian, Jingjing & Shi, Rui & Zhang, Kai, 2020. "Valuation of ecosystem services of rice–fish coculture systems in Ruyuan County, China," Ecosystem Services, Elsevier, vol. 41(C).
    16. Yuichiro Yoshida & Han Soo Lee & Bui Huy Trung & Hoang-Dung Tran & Mahrjan Keshlav Lall & Kifayatullah Kakar & Tran Dang Xuan, 2020. "Impacts of Mainstream Hydropower Dams on Fisheries and Agriculture in Lower Mekong Basin," Sustainability, MDPI, vol. 12(6), pages 1-21, March.
    17. David Spielman & Kristin Davis & Martha Negash & Gezahegn Ayele, 2011. "Rural innovation systems and networks: findings from a study of Ethiopian smallholders," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 28(2), pages 195-212, June.
    18. Jindřich Špička & Tomáš Vintr & Renata Aulová & Jana Macháčková, 2020. "Trade-off between the economic and environmental sustainability in Czech dual farm structure," Agricultural Economics, Czech Academy of Agricultural Sciences, vol. 66(6), pages 243-250.
    19. Anna Gaviglio & Mattia Bertocchi & Maria Elena Marescotti & Eugenio Demartini & Alberto Pirani, 2016. "The social pillar of sustainability: a quantitative approach at the farm level," Agricultural and Food Economics, Springer;Italian Society of Agricultural Economics (SIDEA), vol. 4(1), pages 1-19, December.
    20. Rao, Nitya & Singh, Chandni & Solomon, Divya & Camfield, Laura & Sidiki, Rahina & Angula, Margaret & Poonacha, Prathigna & Sidibé, Amadou & Lawson, Elaine T., 2020. "Managing risk, changing aspirations and household dynamics: Implications for wellbeing and adaptation in semi-arid Africa and India," World Development, Elsevier, vol. 125(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:agiwat:v:243:y:2021:i:c:s0378377420313779. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/agwat .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.