IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v130y2025i5d10.1007_s11192-025-05276-4.html
   My bibliography  Save this article

Where do breakthroughs originate? Utilizing patent knowledge network to identify breakthrough technological innovations

Author

Listed:
  • Bingyi Wu

    (Huaqiao University)

  • Wenhao Zhou

    (Huaqiao University)

Abstract

Breakthrough technological innovations have the potential to disrupt technological paradigms and are crucial drivers of technological progress. Understanding the sources of such innovations requires analyzing their knowledge composition. While previous studies have provided valuable insights into this area, they often overlook the transferability of knowledge, which can impact the accuracy of measuring knowledge novelty. To address this gap, we conceptualize the knowledge flow process of breakthrough technological innovation using the BVSR model and propose a novel method for modeling knowledge networks at the patent level. This approach effectively quantifies the knowledge structure and combination within a patent, enabling the identification of technological novelty and assessment of its impact. In an empirical analysis of 4684 pharmaceutical patents, we identified 723 breakthrough technological innovations across five distinct knowledge structures. Finally, a series of robustness checks further validated the validity and robustness of our identification results.

Suggested Citation

  • Bingyi Wu & Wenhao Zhou, 2025. "Where do breakthroughs originate? Utilizing patent knowledge network to identify breakthrough technological innovations," Scientometrics, Springer;Akadémiai Kiadó, vol. 130(5), pages 2551-2576, May.
  • Handle: RePEc:spr:scient:v:130:y:2025:i:5:d:10.1007_s11192-025-05276-4
    DOI: 10.1007/s11192-025-05276-4
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-025-05276-4
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-025-05276-4?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. Higham, Kyle & de Rassenfosse, Gaétan & Jaffe, Adam B., 2021. "Patent Quality: Towards a Systematic Framework for Analysis and Measurement," Research Policy, Elsevier, vol. 50(4).
    2. Manuel Trajtenberg, 1990. "A Penny for Your Quotes: Patent Citations and the Value of Innovations," RAND Journal of Economics, The RAND Corporation, vol. 21(1), pages 172-187, Spring.
    3. Xue Wang & Xuemei Yang & Jian Du & Xuwen Wang & Jiao Li & Xiaoli Tang, 2021. "A deep learning approach for identifying biomedical breakthrough discoveries using context analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5531-5549, July.
    4. Yanfeng Zheng & Haibin Yang, 2015. "Does Familiarity Foster Innovation? The Impact of Alliance Partner Repeatedness on Breakthrough Innovations," Journal of Management Studies, Wiley Blackwell, vol. 52(2), pages 213-230, March.
    5. Roberto Fontana & Alessandro Nuvolari & Hiroshi Shimizu & Andrea Vezzulli, 2013. "Schumpeterian Patterns of Innovation and the Sources of Breakthrough Inventions: Evidence from a Data-set of R&D Awards," Economic Complexity and Evolution, in: Andreas Pyka & Esben Sloth Andersen (ed.), Long Term Economic Development, edition 127, pages 313-340, Springer.
    6. Midgley, David F & Dowling, Grahame R, 1978. "Innovativeness: The Concept and Its Measurement," Journal of Consumer Research, Journal of Consumer Research Inc., vol. 4(4), pages 229-242, March.
    7. Carolina Castaldi & Koen Frenken & Bart Los, 2015. "Related Variety, Unrelated Variety and Technological Breakthroughs: An analysis of US State-Level Patenting," Regional Studies, Taylor & Francis Journals, vol. 49(5), pages 767-781, May.
    8. Peter N. Golder & Rachel Shacham & Debanjan Mitra, 2009. "—Innovations' Origins: When, By Whom, and How Are Radical Innovations Developed?," Marketing Science, INFORMS, vol. 28(1), pages 166-179, 01-02.
    9. Sam Arts & Bruno Cassiman & Juan Carlos Gomez, 2018. "Text matching to measure patent similarity," Strategic Management Journal, Wiley Blackwell, vol. 39(1), pages 62-84, January.
    10. Ingo Stiller & Arjen Witteloostuijn & Bart Cambré, 2021. "Do current radical innovation measures actually measure radical drug innovation?," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(2), pages 1049-1078, February.
    11. Graça Miranda Silva & Chris Styles & Luis Filipe Lages, 2017. "Breakthrough innovation in international business: The impact of tech-innovation and market-innovation on performance," Post-Print hal-01794275, HAL.
    12. Gautam Ahuja & Curba Morris Lampert, 2001. "Entrepreneurship in the large corporation: a longitudinal study of how established firms create breakthrough inventions," Strategic Management Journal, Wiley Blackwell, vol. 22(6‐7), pages 521-543, June.
    13. Dosi, Giovanni, 1993. "Technological paradigms and technological trajectories : A suggested interpretation of the determinants and directions of technical change," Research Policy, Elsevier, vol. 22(2), pages 102-103, April.
    14. Arthur, W. Brian, 2007. "The structure of invention," Research Policy, Elsevier, vol. 36(2), pages 274-287, March.
    15. Nicolas van Zeebroeck, 2011. "The puzzle of patent value indicators," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 20(1), pages 33-62.
    16. Min, Chao & Bu, Yi & Sun, Jianjun, 2021. "Predicting scientific breakthroughs based on knowledge structure variations," Technological Forecasting and Social Change, Elsevier, vol. 164(C).
    17. Cho, Sam Yul & Kim, Sang Kyun, 2017. "Horizon problem and firm innovation: The influence of CEO career horizon, exploitation and exploration on breakthrough innovations," Research Policy, Elsevier, vol. 46(10), pages 1801-1809.
    18. Lee Fleming, 2001. "Recombinant Uncertainty in Technological Search," Management Science, INFORMS, vol. 47(1), pages 117-132, January.
    19. Christensen, Clayton M. & Rosenbloom, Richard S., 1995. "Explaining the attacker's advantage: Technological paradigms, organizational dynamics, and the value network," Research Policy, Elsevier, vol. 24(2), pages 233-257, March.
    20. Lingfei Wu & Dashun Wang & James A. Evans, 2019. "Large teams develop and small teams disrupt science and technology," Nature, Nature, vol. 566(7744), pages 378-382, February.
    21. Verhoeven, Dennis & Bakker, Jurriën & Veugelers, Reinhilde, 2016. "Measuring technological novelty with patent-based indicators," Research Policy, Elsevier, vol. 45(3), pages 707-723.
    22. Birgitte Andersen, 1999. "The hunt for S-shaped growth paths in technological innovation: a patent study," Journal of Evolutionary Economics, Springer, vol. 9(4), pages 487-526.
    23. Runhui Lin & Biting Li & Yanhong Lu & Yalin Li, 2024. "Degree assortativity in collaboration networks and breakthrough innovation: the moderating role of knowledge networks," Scientometrics, Springer;Akadémiai Kiadó, vol. 129(7), pages 3809-3839, July.
    24. Schilling, Melissa A. & Green, Elad, 2011. "Recombinant search and breakthrough idea generation: An analysis of high impact papers in the social sciences," Research Policy, Elsevier, vol. 40(10), pages 1321-1331.
    25. Haupt, Reinhard & Kloyer, Martin & Lange, Marcus, 2007. "Patent indicators for the technology life cycle development," Research Policy, Elsevier, vol. 36(3), pages 387-398, April.
    26. Sahal, Devendra, 1985. "Technological guideposts and innovation avenues," Research Policy, Elsevier, vol. 14(2), pages 61-82, April.
    27. Dahlin, Kristina B. & Behrens, Dean M., 2005. "When is an invention really radical?: Defining and measuring technological radicalness," Research Policy, Elsevier, vol. 34(5), pages 717-737, June.
    28. Giovanni Dosi, 2000. "Sources, Procedures, and Microeconomic Effects of Innovation," Chapters, in: Innovation, Organization and Economic Dynamics, chapter 2, pages 63-114, Edward Elgar Publishing.
    29. Schoenmakers, Wilfred & Duysters, Geert, 2010. "The technological origins of radical inventions," Research Policy, Elsevier, vol. 39(8), pages 1051-1059, October.
    30. Seong K. Byun & Jong-Min & Han Xia, 2021. "Incremental vs. Breakthrough Innovation: The Role of Technology Spillovers," Management Science, INFORMS, vol. 67(3), pages 1779-1802, March.
    31. Silva, Graça Miranda & Styles, Chris & Lages, Luis Filipe, 2017. "Breakthrough innovation in international business: The impact of tech-innovation and market-innovation on performance," International Business Review, Elsevier, vol. 26(2), pages 391-404.
    32. Capponi, Giovanna & Martinelli, Arianna & Nuvolari, Alessandro, 2022. "Breakthrough innovations and where to find them," Research Policy, Elsevier, vol. 51(1).
    33. Kristina Dahlin & Deans M. Behrens, 2005. "When is an invention really radical? Defining and measuring technological radicalness," Post-Print hal-00480416, HAL.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Qu, Guannan & Chen, Jin & Zhang, Ruhao & Wang, Luyao & Yang, Yayu, 2023. "Technological search strategy and breakthrough innovation: An integrated approach based on main-path analysis," Technological Forecasting and Social Change, Elsevier, vol. 196(C).
    2. Barbieri, Nicolò & Marzucchi, Alberto & Rizzo, Ugo, 2020. "Knowledge sources and impacts on subsequent inventions: Do green technologies differ from non-green ones?," Research Policy, Elsevier, vol. 49(2).
    3. Kolja Hesse & Dirk Fornahl, 2020. "Essential ingredients for radical innovations? The role of (un‐)related variety and external linkages in Germany," Papers in Regional Science, Wiley Blackwell, vol. 99(5), pages 1165-1183, October.
    4. William Arant & Dirk Fornahl & Nils Grashof & Kolja Hesse & Cathrin Söllner, 2019. "University-industry collaborations—The key to radical innovations? [Universität-Industrie-Kooperationen – Der Schlüssel zu radikalen Innovationen?]," Review of Regional Research: Jahrbuch für Regionalwissenschaft, Springer;Gesellschaft für Regionalforschung (GfR), vol. 39(2), pages 119-141, October.
    5. Buchmann, Tobias & Wolf, Patrick, 2024. "Breakthrough inventions in solar PV and wind technologies: The role of scientific discoveries," Technological Forecasting and Social Change, Elsevier, vol. 198(C).
    6. Capponi, Giovanna & Martinelli, Arianna & Nuvolari, Alessandro, 2022. "Breakthrough innovations and where to find them," Research Policy, Elsevier, vol. 51(1).
    7. Verhoeven, Dennis & Bakker, Jurriën & Veugelers, Reinhilde, 2016. "Measuring technological novelty with patent-based indicators," Research Policy, Elsevier, vol. 45(3), pages 707-723.
    8. Ron Boschma & Ernest Miguelez & Rosina Moreno & Diego B. Ocampo-Corrales, 2021. "Technological breakthroughs in European regions: the role of related and unrelated combinations," Papers in Evolutionary Economic Geography (PEEG) 2118, Utrecht University, Department of Human Geography and Spatial Planning, Group Economic Geography, revised Jun 2021.
    9. Sandro Montresor & Gianluca Orsatti & Francesco Quatraro, 2023. "Technological novelty and key enabling technologies: evidence from European regions," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 32(6), pages 851-872, August.
    10. Kolja Hesse, 2020. "Related to whom? The impact of organisational and regional capabilities on radical breakthroughs," Bremen Papers on Economics & Innovation 2005, University of Bremen, Faculty of Business Studies and Economics.
    11. Ardito, Lorenzo & Miroshnychenko, Ivan & Messeni Petruzzelli, Antonio & De Massis, Alfredo, 2025. "Family CEO and radical innovation: A stewardship perspective," Research Policy, Elsevier, vol. 54(1).
    12. Nils Grashof & Alexander Kopka, 2023. "Artificial intelligence and radical innovation: an opportunity for all companies?," Small Business Economics, Springer, vol. 61(2), pages 771-797, August.
    13. Nils Grashof, 2025. "Familiar but also radical? The moderating role of regional clusters for family firms in the emergence of radical innovation," Review of Regional Research: Jahrbuch für Regionalwissenschaft, Springer;Gesellschaft für Regionalforschung (GfR), vol. 45(1), pages 17-49, March.
    14. Dirk Fornahl & Nils Grashof & Alexander Kopka, 2021. "Do not neglect the periphery?! - the emergence and diffusion of radical innovations," Bremen Papers on Economics & Innovation 2102, University of Bremen, Faculty of Business Studies and Economics.
    15. Jan M. Gerken & Martin G. Moehrle, 2012. "A new instrument for technology monitoring: novelty in patents measured by semantic patent analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 91(3), pages 645-670, June.
    16. Dongqing Lyu & Kaile Gong & Xuanmin Ruan & Ying Cheng & Jiang Li, 2021. "Does research collaboration influence the “disruption” of articles? Evidence from neurosciences," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(1), pages 287-303, January.
    17. Ugo Rizzo & Nicolò Barbieri & Laura Ramaciotti & Demian Iannantuono, 2020. "The division of labour between academia and industry for the generation of radical inventions," The Journal of Technology Transfer, Springer, vol. 45(2), pages 393-413, April.
    18. Sun, Bixuan & Kolesnikov, Sergey & Goldstein, Anna & Chan, Gabriel, 2021. "A dynamic approach for identifying technological breakthroughs with an application in solar photovoltaics," Technological Forecasting and Social Change, Elsevier, vol. 165(C).
    19. Avimanyu Datta, 2016. "Antecedents To Radical Innovations: A Longitudinal Look At Firms In The Information Technology Industry By Aggregation Of Patents," International Journal of Innovation Management (ijim), World Scientific Publishing Co. Pte. Ltd., vol. 20(07), pages 1-31, October.
    20. Martin Kalthaus, 2020. "Knowledge recombination along the technology life cycle," Journal of Evolutionary Economics, Springer, vol. 30(3), pages 643-704, July.

    More about this item

    Keywords

    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:130:y:2025:i:5:d:10.1007_s11192-025-05276-4. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.