IDEAS home Printed from https://ideas.repec.org/a/spr/climat/v176y2023i11d10.1007_s10584-023-03586-1.html
   My bibliography  Save this article

Smallholder farmer resilience to extreme weather events in a global food value chain

Author

Listed:
  • William J. Thompson

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science
    University of Oxford)

  • Varun Varma

    (University of Exeter
    Intelligent Data Ecosystems, Rothamsted Research)

  • Jonas Joerin

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science
    Future Resilient Systems, Singapore-ETH Centre)

  • Solhanlle Bonilla-Duarte

    (Instituto Tecnológico de Santo Domingo (INTEC))

  • Daniel P. Bebber

    (University of Exeter)

  • Wilma Blaser-Hart

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science
    University of Queensland)

  • Birgit Kopainsky

    (University of Bergen)

  • Leonhard Späth

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science
    Transdisciplinarity Lab, Department of Environmental Systems Science)

  • Bianca Curcio

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science
    Transdisciplinarity Lab, Department of Environmental Systems Science)

  • Johan Six

    (Sustainable Agroecosystems Group, Department of Environmental Systems Science)

  • Pius Krütli

    (Transdisciplinarity Lab, Department of Environmental Systems Science)

Abstract

Extreme weather events have severe impacts on food systems, especially for smallholders in global food value chains (GFVCs). There is an urgent need to understand (a) how climate shocks manifest in food systems, and (b) what strategies can enhance food system resilience. Integrating satellite, household and trade data, we investigate the cascading impacts after two consecutive hurricanes on smallholder banana farmers in Dominican Republic, and determinants of their recovery. We found that farmers experienced an ‘all-or-nothing’ pattern of damage, where 75% of flooded farmers lost > 90% of production. Recovery of regional production indicators took ca. 450 days. However, farm-level recovery times were highly variable, with both topographic and human capital factors determining recovery. Utilising this case study, we show that engaging in a GFVC impeded recovery via ‘double exposure’ of production loss and losing market access. Our results suggest that strategies to enhance resilience, with a particular focus on recovery, in GFVCs should promote trader loyalty, facilitate basin-scale collaboration and expand risk-targeted training.

Suggested Citation

  • William J. Thompson & Varun Varma & Jonas Joerin & Solhanlle Bonilla-Duarte & Daniel P. Bebber & Wilma Blaser-Hart & Birgit Kopainsky & Leonhard Späth & Bianca Curcio & Johan Six & Pius Krütli, 2023. "Smallholder farmer resilience to extreme weather events in a global food value chain," Climatic Change, Springer, vol. 176(11), pages 1-22, November.
    • Handle: RePEc:spr:climat:v:176:y:2023:i:11:d:10.1007_s10584-023-03586-1
    DOI: 10.1007/s10584-023-03586-1
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10584-023-03586-1
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s10584-023-03586-1?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Shieh, J. & Baliarsingh, B.K. & Das, S. & Mohanty, B. & Nayak, K. & Palita, N. & Sahoo, M. & Sahoo, S. & Shenoy, N. & Padiyar, A. & Ghazali, S.B. & Dhar, G. & Middleton, L. & Belton, B. & Haas, B., 2021. "Impacts of COVID-19 on aquatic food supply chains in Odisha, India February - November 2020," Monographs, The WorldFish Center, number 40930, April.
    2. Richard S. Cottrell & Kirsty L. Nash & Benjamin S. Halpern & Tomas A. Remenyi & Stuart P. Corney & Aysha Fleming & Elizabeth A. Fulton & Sara Hornborg & Alexandra Johne & Reg A. Watson & Julia L. Blan, 2019. "Food production shocks across land and sea," Nature Sustainability, Nature, vol. 2(2), pages 130-137, February.
    3. Jorge Sellare & Eva‐Marie Meemken & Christophe Kouamé & Matin Qaim, 2020. "Do Sustainability Standards Benefit Smallholder Farmers Also When Accounting For Cooperative Effects? Evidence from Côte d'Ivoire," American Journal of Agricultural Economics, John Wiley & Sons, vol. 102(2), pages 681-695, March.
    4. Dercon, Stefan, 2004. "Growth and shocks: evidence from rural Ethiopia," Journal of Development Economics, Elsevier, vol. 74(2), pages 309-329, August.
    5. Donovan Campbell & Clinton Beckford, 2009. "Negotiating Uncertainty: Jamaican Small Farmers’ Adaptation and Coping Strategies, Before and After Hurricanes—A Case Study of Hurricane Dean," Sustainability, MDPI, vol. 1(4), pages 1-22, December.
    6. Ruth Stewart & Laurenz Langer & Natalie Rebelo Da Silva & Evans Muchiri & Hazel Zaranyika & Yvonne Erasmus & Nicola Randall & Shannon Rafferty & Marcel Korth & Nolizwe Madinga & Thea de Wet, 2015. "The Effects of Training, Innovation and New Technology on African Smallholder Farmers' Economic Outcomes and Food Security: A Systematic Review," Campbell Systematic Reviews, John Wiley & Sons, vol. 11(1), pages 1-224.
    7. Abhijeet Ghadge & Hendrik Wurtmann & Stefan Seuring, 2020. "Managing climate change risks in global supply chains: a review and research agenda," International Journal of Production Research, Taylor & Francis Journals, vol. 58(1), pages 44-64, January.
    8. Ertug Ercin & Ted I. E. Veldkamp & Johannes Hunink, 2021. "Cross-border climate vulnerabilities of the European Union to drought," Nature Communications, Nature, vol. 12(1), pages 1-10, December.
    9. Varun Varma & Daniel P. Bebber, 2019. "Climate change impacts on banana yields around the world," Nature Climate Change, Nature, vol. 9(10), pages 752-757, October.
    10. Wolfram Laube & Benjamin Schraven & Martha Awo, 2012. "Smallholder adaptation to climate change: dynamics and limits in Northern Ghana," Climatic Change, Springer, vol. 111(3), pages 753-774, April.
    11. Michela Biasutti & Adam Sobel & Suzana Camargo & Timothy Creyts, 2012. "Projected changes in the physical climate of the Gulf Coast and Caribbean," Climatic Change, Springer, vol. 112(3), pages 819-845, June.
    12. Lone Riisgaard & Nikolaus Hammer, 2011. "Prospects for Labour in Global Value Chains: Labour Standards in the Cut Flower and Banana Industries," British Journal of Industrial Relations, London School of Economics, vol. 49(1), pages 168-190, March.
    13. Million Tadesse & Bekele Shiferaw & Olaf Erenstein, 2015. "Weather index insurance for managing drought risk in smallholder agriculture: lessons and policy implications for sub-Saharan Africa," Agricultural and Food Economics, Springer;Italian Society of Agricultural Economics (SIDEA), vol. 3(1), pages 1-21, December.
    14. Holden, Stein & Shiferaw, Bekele, 2004. "Land degradation, drought and food security in a less-favoured area in the Ethiopian highlands: a bio-economic model with market imperfections," Agricultural Economics, Blackwell, vol. 30(1), pages 31-49, January.
    15. P. P. Stoll & W. P. Pauw & F. Tohme & C. Grüning, 2021. "Mobilizing private adaptation finance: lessons learned from the Green Climate Fund," Climatic Change, Springer, vol. 167(3), pages 1-19, August.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Beyene, Fekadu & Muche, Mequanent, 2010. "Determinants of Food Security among Rural Households of Central Ethiopia: An Empirical Analysis," Quarterly Journal of International Agriculture, Humboldt-Universitaat zu Berlin, vol. 49(4), pages 1-20.
    2. Makate, Clifton & Angelsen, Arild & Holden, Stein Terje & Westengen, Ola Tveitereid, 2022. "Crops in crises: Shocks shape smallholders' diversification in rural Ethiopia," World Development, Elsevier, vol. 159(C).
    3. Kassie, Menale & Yesuf, Mahmud & Köhlin, Gunnar, 2008. "The Role of Production Risk in Sustainable Land-Management Technology Adoption in the Ethiopian Highlands," RFF Working Paper Series dp-08-15-efd, Resources for the Future.
    4. Ana Maria Loboguerrero & Bruce M. Campbell & Peter J. M. Cooper & James W. Hansen & Todd Rosenstock & Eva Wollenberg, 2019. "Food and Earth Systems: Priorities for Climate Change Adaptation and Mitigation for Agriculture and Food Systems," Sustainability, MDPI, vol. 11(5), pages 1-26, March.
    5. Adonteng-Kissi, Obed & Adonteng-Kissi, Barbara & Kamal Jibril, Mohammed & Osei, Samuel Kwesi, 2019. "Communal Conflict Versus Education: Experiences of Stakeholders in Ghana’s Bawku Conflict," International Journal of Educational Development, Elsevier, vol. 65(C), pages 68-79.
    6. Hansen, James & Hellin, Jon & Rosenstock, Todd & Fisher, Eleanor & Cairns, Jill & Stirling, Clare & Lamanna, Christine & van Etten, Jacob & Rose, Alison & Campbell, Bruce, 2019. "Climate risk management and rural poverty reduction," Agricultural Systems, Elsevier, vol. 172(C), pages 28-46.
    7. Wanglin Ma & Sanghyun Hong & W. Robert Reed & Jianhua Duan & Phong Luu, 2023. "Yield effects of agricultural cooperative membership in developing countries: A meta‐analysis," Annals of Public and Cooperative Economics, Wiley Blackwell, vol. 94(3), pages 761-780, September.
    8. Opeyemi Obafemi Adelesi & Yean-Uk Kim & Heidi Webber & Peter Zander & Johannes Schuler & Seyed-Ali Hosseini-Yekani & Dilys Sefakor MacCarthy & Alhassan Lansah Abdulai & Karin van der Wiel & Pierre C. , 2023. "Accounting for Weather Variability in Farm Management Resource Allocation in Northern Ghana: An Integrated Modeling Approach," Sustainability, MDPI, vol. 15(9), pages 1-21, April.
    9. Raissa Sorgho & Isabel Mank & Moubassira Kagoné & Aurélia Souares & Ina Danquah & Rainer Sauerborn, 2020. "“We Will Always Ask Ourselves the Question of How to Feed the Family”: Subsistence Farmers’ Perceptions on Adaptation to Climate Change in Burkina Faso," IJERPH, MDPI, vol. 17(19), pages 1-25, October.
    10. Beyene, Abebe D. & Mekonnen, Alemu & Bluffstone, Randall & Tesfaye, Yemiru, 2022. "Does Participatory Forest Management Increase Forest Resource Use to Cope with Shocks? Empirical Evidence from Ethiopia," EfD Discussion Paper 22-12, Environment for Development, University of Gothenburg.
    11. Regmi, Rupesh & Zhang, Zhuo & Zhang, Hongpeng, 2023. "Entrepreneurship strategy, natural resources management and sustainable performance: A study of an emerging market," Resources Policy, Elsevier, vol. 86(PB).
    12. Chin‐Hsien Yu & Bruce A. McCarl & Jian‐Da Zhu, 2022. "Market response to typhoons: The role of information and expectations," Southern Economic Journal, John Wiley & Sons, vol. 89(2), pages 496-521, October.
    13. Eltazarov, Sarvarbek, 2023. "The potential of satellite-based data to detect weather extremes and crop yield variation for hedging agricultural weather risks in Central Asia and Mongolia: Three essays," EconStor Theses, ZBW - Leibniz Information Centre for Economics, number 286134, September.
    14. Johannes Gräb & Michael Grimm, 2008. "Spatial inequalities explained - Evidence from Burkina Faso," Ibero America Institute for Econ. Research (IAI) Discussion Papers 173, Ibero-America Institute for Economic Research.
    15. Christian Rogg, 2006. "Asset Portfolios in Africa: Evidence from Rural Ethiopia," WIDER Working Paper Series RP2006-145, World Institute for Development Economic Research (UNU-WIDER).
    16. Muriithi, Beatrice W. & Matz, Julia Anna, 2015. "Welfare effects of vegetable commercialization: Evidence from smallholder producers in Kenya," Food Policy, Elsevier, vol. 50(C), pages 80-91.
    17. Ferreira , Francisco H. G., 2010. "Distributions in motion: economic growth, inequality, and poverty dynamics," Policy Research Working Paper Series 5424, The World Bank.
    18. Susana Ferreira, 2024. "Extreme Weather Events and Climate Change: Economic Impacts and Adaptation Policies," Annual Review of Resource Economics, Annual Reviews, vol. 16(1), pages 207-231, October.
    19. Christina Stringer & Steve Hughes & D Hugh Whittaker & Nigel Haworth & Glenn Simmons, 2016. "Labour standards and regulation in global value chains: The case of the New Zealand Fishing Industry," Environment and Planning A, , vol. 48(10), pages 1910-1927, October.
    20. Berhane, Guush & Dercon, Stefan & Hill, Ruth & Taffesse, Alemayehu, 2015. "Formal and informal insurance: experimental evidence from Ethiopia," 2015 Conference, August 9-14, 2015, Milan, Italy 211331, International Association of Agricultural Economists.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:climat:v:176:y:2023:i:11:d:10.1007_s10584-023-03586-1. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.