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Can Smallholders Engage in Tree Plantations? An Entitlements Analysis from Vietnam

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  • Sikor, Thomas
  • Baggio, Jacopo Alessandro

Abstract

Tree plantations have expanded rapidly at the global scale. This paper examines the possibilities for smallholders to engage in plantations as a potential means for poverty alleviation. The paper analyzes the possibilities through an empirical study of household tree growing in rural Vietnam, with a focus on differences in the capacities of households to gain land endowments and translate endowments into tree entitlements. Employing Heckman regression models and qualitative institutional analyses, the paper finds that better-off households are more likely to possess forestland, grow trees, and invest in plantations than poor ones. In addition, land, plantations, and investment tend to be larger for the better-off than the poor. Better-off households are in a better position to engage in tree plantations due to, among other factors, the institutional mechanisms differentiating household access to land and finance.

Suggested Citation

  • Sikor, Thomas & Baggio, Jacopo Alessandro, 2014. "Can Smallholders Engage in Tree Plantations? An Entitlements Analysis from Vietnam," World Development, Elsevier, vol. 64(S1), pages 101-112.
    • Handle: RePEc:eee:wdevel:v:64:y:2014:i:s1:p:s101-s112
    DOI: 10.1016/j.worlddev.2014.03.010
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    References listed on IDEAS

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    Cited by:

    1. Yusuph J. Kulindwa, 2016. "Key factors that influence households’ tree planting behaviour," Natural Resources Forum, Blackwell Publishing, vol. 40(1-2), pages 37-50, February.
    2. Arvola, Anne & Brockhaus, Maria & Kallio, Maarit & Pham, Thu Thuy & Chi, Dao Thi Linh & Long, Hoang Tuan & Nawir, Ani Adiwinata & Phimmavong, Somvang & Mwamakimbullah, Reuben & Jacovelli, Paul, 2020. "What drives smallholder tree growing? Enabling conditions in a changing policy environment," Forest Policy and Economics, Elsevier, vol. 116(C).
    3. Nigussie, Zerihun & Tsunekawa, Atsushi & Haregeweyn, Nigussie & Tsubo, Mitsuru & Adgo, Enyew & Ayalew, Zemen & Abele, Steffen, 2021. "The impacts of Acacia decurrens plantations on livelihoods in rural Ethiopia," Land Use Policy, Elsevier, vol. 100(C).
    4. Roland Cochard & Bien Thanh Vu & Dung Tri Ngo, 2021. "Acacia Plantation Development and the Configuration of Tree Farmers’ Agricultural Assets and Land Management—A Survey in Central Vietnam," Land, MDPI, vol. 10(12), pages 1-39, November.
    5. Lau, Jacqueline D. & Hicks, Christina C. & Gurney, Georgina G. & Cinner, Joshua E., 2018. "Disaggregating ecosystem service values and priorities by wealth, age, and education," Ecosystem Services, Elsevier, vol. 29(PA), pages 91-98.
    6. Yang Yang & Hua Li & Long Cheng & Youliang Ning, 2021. "Effect of Land Property Rights on Forest Resources in Southern China," Land, MDPI, vol. 10(4), pages 1-15, April.
    7. Trædal, Leif Tore & Vedeld, Pål, 2018. "Cultivating forests: The role of forest land in household livelihood adaptive strategies in the Bac Kan Province of northern Vietnam," Land Use Policy, Elsevier, vol. 73(C), pages 249-258.
    8. Razafindratsima, Onja H. & Kamoto, Judith F.M. & Sills, Erin O. & Mutta, Doris N. & Song, Conghe & Kabwe, Gillian & Castle, Sarah E. & Kristjanson, Patricia M. & Ryan, Casey M. & Brockhaus, Maria & Su, 2021. "Reviewing the evidence on the roles of forests and tree-based systems in poverty dynamics," Forest Policy and Economics, Elsevier, vol. 131(C).
    9. Miller, Daniel C. & Hajjar, Reem, 2020. "Forests as pathways to prosperity: Empirical insights and conceptual advances," World Development, Elsevier, vol. 125(C).
    10. Carias, Dora & Page, Tony & Smith, Hilary & Race, Digby & Keenan, Rodney J. & Palmer, Graeme & Baynes, Jack, 2022. "Beyond the ‘Field of Dreams’ model in smallholder forestry: Building viable timber value chains for smallholder tree growers in developing countries," Land Use Policy, Elsevier, vol. 120(C).
    11. Wunder, Sven & Angelsen, Arild & Belcher, Brian, 2014. "Forests, Livelihoods, and Conservation: Broadening the Empirical Base," World Development, Elsevier, vol. 64(S1), pages 1-11.
    12. Cochard, Roland & Gravey, Mathieu & Rasera, Luiz Gustavo & Mariethoz, Grégoire & Kull, Christian A., 2023. "The nature of a ‘forest transition’ in Thừa Thiên Huế Province, Central Vietnam – A study of land cover changes over five decades," Land Use Policy, Elsevier, vol. 134(C).
    13. Liu Yang & Yang Ren, 2020. "Has China’s New Round of Collective Forestland Tenure Reform Caused an Increase in Rural Labor Transfer?," Land, MDPI, vol. 9(9), pages 1-17, August.
    14. Cochard, Roland & Nguyen, Van Hai Thi & Ngo, Dung Tri & Kull, Christian A., 2020. "Vietnam’s forest cover changes 2005–2016: Veering from transition to (yet more) transaction?," World Development, Elsevier, vol. 135(C).
    15. Permadi, Dwiko B. & Burton, Michael & Pandit, Ram & Race, Digby & Ma, Chunbo & Mendham, Daniel & Hardiyanto, Eko B., 2018. "Socio-economic factors affecting the rate of adoption of acacia plantations by smallholders in Indonesia," Land Use Policy, Elsevier, vol. 76(C), pages 215-223.
    16. Dinh, Hoang Huu & Nguyen, Trung Thanh & Hoang, Viet-Ngu & Wilson, Clevo, 2017. "Economic incentive and factors affecting tree planting of rural households: Evidence from the Central Highlands of Vietnam," Journal of Forest Economics, Elsevier, vol. 29(PA), pages 14-24.
    17. Paradis, Emmanuel, 2021. "Forest gains and losses in Southeast Asia over 27 years: The slow convergence towards reforestation," Forest Policy and Economics, Elsevier, vol. 122(C).

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