IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v262y2023ipbs0360544222023854.html
   My bibliography  Save this article

State-of-health estimation for lithium-ion batteries with hierarchical feature construction and auto-configurable Gaussian process regression

Author

Listed:
  • Jin, Haiyan
  • Cui, Ningmin
  • Cai, Lei
  • Meng, Jinhao
  • Li, Junxin
  • Peng, Jichang
  • Zhao, Xinchao

Abstract

State-of-Health (SOH) estimation is crucial for the safety and reliability of battery-based applications. Data-driven methods have shown their promising potential in battery SOH estimation, yet creating a high-performance model with a compact structure is still a grand challenge. This paper focuses on constructing the elastic feature to formulate auto-configurable Gaussian Process Regression (GPR) to address this issue. To eliminate the impacts of the kernels on GPR, an evolutionary framework is designed to organize the kernel configuration. Meanwhile, a hierarchical feature construction strategy reduces the complexity of the extracted feature according to the geometry of the charging curve. Experiments on three battery datasets demonstrate the effectiveness of the proposed method, demonstrating the practical value of the proposed method for the battery management system (BMS) to construct feature more feasible, and to provide the optimal kernel configuration automatically.

Suggested Citation

  • Jin, Haiyan & Cui, Ningmin & Cai, Lei & Meng, Jinhao & Li, Junxin & Peng, Jichang & Zhao, Xinchao, 2023. "State-of-health estimation for lithium-ion batteries with hierarchical feature construction and auto-configurable Gaussian process regression," Energy, Elsevier, vol. 262(PB).
    • Handle: RePEc:eee:energy:v:262:y:2023:i:pb:s0360544222023854
    DOI: 10.1016/j.energy.2022.125503
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544222023854
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2022.125503?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    2. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    3. Chen, Dan & Meng, Jinhao & Huang, Huanyang & Wu, Ji & Liu, Ping & Lu, Jiwu & Liu, Tianqi, 2022. "An Empirical-Data Hybrid Driven Approach for Remaining Useful Life prediction of lithium-ion batteries considering capacity diving," Energy, Elsevier, vol. 245(C).
    4. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    5. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    6. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    7. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.
    8. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Ma, Junpeng & Luo, Guangzhao & Teodorescu, Remus, 2020. "An optimized ensemble learning framework for lithium-ion Battery State of Health estimation in energy storage system," Energy, Elsevier, vol. 206(C).
    9. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    10. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Bao, Zhengyi & Nie, Jiahao & Lin, Huipin & Jiang, Jiahao & He, Zhiwei & Gao, Mingyu, 2023. "A global–local context embedding learning based sequence-free framework for state of health estimation of lithium-ion battery," Energy, Elsevier, vol. 282(C).
    2. Do, Tri Cuong & Dinh, Truong Quang & Yu, Yingxiao & Ahn, Kyoung Kwan, 2023. "Innovative powertrain and advanced energy management strategy for hybrid hydraulic excavators," Energy, Elsevier, vol. 282(C).
    3. Liu, Xinghua & Li, Siqi & Tian, Jiaqiang & Wei, Zhongbao & Wang, Peng, 2023. "Health estimation of lithium-ion batteries with voltage reconstruction and fusion model," Energy, Elsevier, vol. 282(C).
    4. Liu, Ling & Wang, Jujie & Li, Jianping & Wei, Lu, 2023. "Dual-meta pool method for wind farm power forecasting with small sample data," Energy, Elsevier, vol. 267(C).
    5. Lin, Mingqiang & Wu, Jian & Meng, Jinhao & Wang, Wei & Wu, Ji, 2023. "State of health estimation with attentional long short-term memory network for lithium-ion batteries," Energy, Elsevier, vol. 268(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    2. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    3. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    4. Changqing Du & Rui Qi & Zhong Ren & Di Xiao, 2023. "Research on State-of-Health Estimation for Lithium-Ion Batteries Based on the Charging Phase," Energies, MDPI, vol. 16(3), pages 1-14, February.
    5. Xu, Zhicheng & Wang, Jun & Lund, Peter D. & Zhang, Yaoming, 2021. "Estimation and prediction of state of health of electric vehicle batteries using discrete incremental capacity analysis based on real driving data," Energy, Elsevier, vol. 225(C).
    6. Wu, Ji & Fang, Leichao & Dong, Guangzhong & Lin, Mingqiang, 2023. "State of health estimation of lithium-ion battery with improved radial basis function neural network," Energy, Elsevier, vol. 262(PB).
    7. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    8. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    9. Bao, Xinyuan & Chen, Liping & Lopes, António M. & Li, Xin & Xie, Siqiang & Li, Penghua & Chen, YangQuan, 2023. "Hybrid deep neural network with dimension attention for state-of-health estimation of Lithium-ion Batteries," Energy, Elsevier, vol. 278(C).
    10. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    11. Muhammad Waseem & Jingyuan Huang & Chak-Nam Wong & C. K. M. Lee, 2023. "Data-Driven GWO-BRNN-Based SOH Estimation of Lithium-Ion Batteries in EVs for Their Prognostics and Health Management," Mathematics, MDPI, vol. 11(20), pages 1-27, October.
    12. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    13. Zhaosheng Zhang & Shuo Wang & Ni Lin & Zhenpo Wang & Peng Liu, 2023. "State of Health Estimation of Lithium-Ion Batteries in Electric Vehicles Based on Regional Capacity and LGBM," Sustainability, MDPI, vol. 15(3), pages 1-20, January.
    14. Jingwei Hu & Bing Lin & Mingfen Wang & Jie Zhang & Wenliang Zhang & Yu Lu, 2022. "State of Charge Centralized Estimation of Road Condition Information Based on Fuzzy Sunday Algorithm," Energies, MDPI, vol. 15(8), pages 1-15, April.
    15. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
    16. Li, Jinwen & Deng, Zhongwei & Liu, Hongao & Xie, Yi & Liu, Chuan & Lu, Chen, 2022. "Battery capacity trajectory prediction by capturing the correlation between different vehicles," Energy, Elsevier, vol. 260(C).
    17. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Lei, Zhenzhen & Zhang, Yuanjian, 2023. "State of health estimation for lithium-ion batteries based on hybrid attention and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    18. Yan, Lisen & Peng, Jun & Gao, Dianzhu & Wu, Yue & Liu, Yongjie & Li, Heng & Liu, Weirong & Huang, Zhiwu, 2022. "A hybrid method with cascaded structure for early-stage remaining useful life prediction of lithium-ion battery," Energy, Elsevier, vol. 243(C).
    19. Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
    20. Yang, Jufeng & Li, Xin & Sun, Xiaodong & Cai, Yingfeng & Mi, Chris, 2023. "An efficient and robust method for lithium-ion battery capacity estimation using constant-voltage charging time," Energy, Elsevier, vol. 263(PB).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:262:y:2023:i:pb:s0360544222023854. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.