IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v16y2023i3p1420-d1053490.html
   My bibliography  Save this article

Research on State-of-Health Estimation for Lithium-Ion Batteries Based on the Charging Phase

Author

Listed:
  • Changqing Du

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China
    Foshan Xianhu Laboratory of the Advanced Energy Science and Technology Guangdong Laboratory, Foshan 528200, China
    Hubei Research Center for New Energy & Intelligent Connected Vehicle, Wuhan University of Technology, Wuhan 430070, China)

  • Rui Qi

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China
    Foshan Xianhu Laboratory of the Advanced Energy Science and Technology Guangdong Laboratory, Foshan 528200, China
    Hubei Research Center for New Energy & Intelligent Connected Vehicle, Wuhan University of Technology, Wuhan 430070, China)

  • Zhong Ren

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China
    Foshan Xianhu Laboratory of the Advanced Energy Science and Technology Guangdong Laboratory, Foshan 528200, China
    Hubei Research Center for New Energy & Intelligent Connected Vehicle, Wuhan University of Technology, Wuhan 430070, China)

  • Di Xiao

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China
    Foshan Xianhu Laboratory of the Advanced Energy Science and Technology Guangdong Laboratory, Foshan 528200, China
    Hubei Research Center for New Energy & Intelligent Connected Vehicle, Wuhan University of Technology, Wuhan 430070, China)

Abstract

The lithium-ion battery state of health (SOH) estimation is an essential parameter to ensure the safety and stability of the life cycle of electric vehicles. Accurate SOH estimation has been an industry puzzle and a hot topic in academia. To solve the problem of low fitting accuracy of lithium-ion battery SOH estimation in a traditional neural network, a nonlinear autoregressive with exogenous input (NARX) neural network is proposed based on the charging stage. Firstly, six health factors related to the lithium-ion battery aging state are acquired at the charging stage because the charging process has better applicability and simplicity than the discharging process in actual operation. Then six health factors are pre-processed using the principal component analysis (PCA) method. The principal component of the input variable is selected as the input of the neural network, which reduces the dimension of input compared with the neural network model without principal component analysis. The correlation between the inputs is eliminated. To verify the rationality of the proposed algorithm, two public aging datasets are used to develop and validate it. Moreover, the proposed PCA-NARX method is compared with the other two neural networks. The simulation results show that the proposed method can achieve accurate SOH estimation for different types of lithium-ion batteries under different conditions. The average mean absolute error (MAE) and root mean square error (RMSE) are 0.68% and 0.94%, respectively. Compared with other neural networks, the prediction error is reduced by more than 50% on average, which demonstrates the effectiveness of the proposed SOH estimation method.

Suggested Citation

  • Changqing Du & Rui Qi & Zhong Ren & Di Xiao, 2023. "Research on State-of-Health Estimation for Lithium-Ion Batteries Based on the Charging Phase," Energies, MDPI, vol. 16(3), pages 1-14, February.
    • Handle: RePEc:gam:jeners:v:16:y:2023:i:3:p:1420-:d:1053490
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/16/3/1420/pdf
    Download Restriction: no
    File URL: https://www.mdpi.com/1996-1073/16/3/1420/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    2. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    3. Phattara Khumprom & Nita Yodo, 2019. "A Data-Driven Predictive Prognostic Model for Lithium-ion Batteries based on a Deep Learning Algorithm," Energies, MDPI, vol. 12(4), pages 1-21, February.
    4. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    5. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    6. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    7. Berecibar, Maitane & Garmendia, Maitane & Gandiaga, Iñigo & Crego, Jon & Villarreal, Igor, 2016. "State of health estimation algorithm of LiFePO4 battery packs based on differential voltage curves for battery management system application," Energy, Elsevier, vol. 103(C), pages 784-796.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    2. Jin, Haiyan & Cui, Ningmin & Cai, Lei & Meng, Jinhao & Li, Junxin & Peng, Jichang & Zhao, Xinchao, 2023. "State-of-health estimation for lithium-ion batteries with hierarchical feature construction and auto-configurable Gaussian process regression," Energy, Elsevier, vol. 262(PB).
    3. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    4. Ester Vasta & Tommaso Scimone & Giovanni Nobile & Otto Eberhardt & Daniele Dugo & Massimiliano Maurizio De Benedetti & Luigi Lanuzza & Giuseppe Scarcella & Luca Patanè & Paolo Arena & Mario Cacciato, 2023. "Models for Battery Health Assessment: A Comparative Evaluation," Energies, MDPI, vol. 16(2), pages 1-34, January.
    5. Tang, Xiaopeng & Liu, Boyang & Lv, Zhou & Gao, Furong, 2017. "Observer based battery SOC estimation: Using multi-gain-switching approach," Applied Energy, Elsevier, vol. 204(C), pages 1275-1283.
    6. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
    7. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    8. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    9. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    10. Prakash Venugopal & Vigneswaran T., 2019. "State-of-Health Estimation of Li-ion Batteries in Electric Vehicle Using IndRNN under Variable Load Condition," Energies, MDPI, vol. 12(22), pages 1-29, November.
    11. Chen, Kunlong & Zheng, Fangdan & Jiang, Jiuchun & Zhang, Weige & Jiang, Yan & Chen, Kunjin, 2017. "Practical failure recognition model of lithium-ion batteries based on partial charging process," Energy, Elsevier, vol. 138(C), pages 1199-1208.
    12. Wu, Ji & Fang, Leichao & Dong, Guangzhong & Lin, Mingqiang, 2023. "State of health estimation of lithium-ion battery with improved radial basis function neural network," Energy, Elsevier, vol. 262(PB).
    13. Shu, Xing & Shen, Jiangwei & Chen, Zheng & Zhang, Yuanjian & Liu, Yonggang & Lin, Yan, 2022. "Remaining capacity estimation for lithium-ion batteries via co-operation of multi-machine learning algorithms," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    14. Ospina Agudelo, Brian & Zamboni, Walter & Postiglione, Fabio & Monmasson, Eric, 2023. "Battery State-of-Health estimation based on multiple charge and discharge features," Energy, Elsevier, vol. 263(PA).
    15. Liu, Mengmeng & Xu, Jun & Jiang, Yihui & Mei, Xuesong, 2023. "Multi-dimensional features based data-driven state of charge estimation method for LiFePO4 batteries," Energy, Elsevier, vol. 274(C).
    16. Zhengyu Liu & Jingjie Zhao & Hao Wang & Chao Yang, 2020. "A New Lithium-Ion Battery SOH Estimation Method Based on an Indirect Enhanced Health Indicator and Support Vector Regression in PHMs," Energies, MDPI, vol. 13(4), pages 1-17, February.
    17. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    18. Bao, Xinyuan & Chen, Liping & Lopes, António M. & Li, Xin & Xie, Siqiang & Li, Penghua & Chen, YangQuan, 2023. "Hybrid deep neural network with dimension attention for state-of-health estimation of Lithium-ion Batteries," Energy, Elsevier, vol. 278(C).
    19. Ming Zhang & Dongfang Yang & Jiaxuan Du & Hanlei Sun & Liwei Li & Licheng Wang & Kai Wang, 2023. "A Review of SOH Prediction of Li-Ion Batteries Based on Data-Driven Algorithms," Energies, MDPI, vol. 16(7), pages 1-28, March.
    20. Shehzar Shahzad Sheikh & Mahnoor Anjum & Muhammad Abdullah Khan & Syed Ali Hassan & Hassan Abdullah Khalid & Adel Gastli & Lazhar Ben-Brahim, 2020. "A Battery Health Monitoring Method Using Machine Learning: A Data-Driven Approach," Energies, MDPI, vol. 13(14), pages 1-16, July.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:16:y:2023:i:3:p:1420-:d:1053490. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.