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A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction

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  • Ma, Yan
  • Shan, Ce
  • Gao, Jinwu
  • Chen, Hong

Abstract

State of health (SOH) is a crucial challenge to guarantee the reliability and safety of the electric vehicles (EVs), due to the complex aging mechanism. A novel SOH estimation method based on improved long short-term memory (LSTM) and health indicators (HIs) extraction from charging-discharging process is proposed in this paper. In order to overcome the limitation of the measurement of battery capacity in real application, some external characteristic parameters related to voltage, current and temperature are selected from charging-discharging process as HIs to describe the aging mechanism of the batteries. After that, Pearson correlation coefficient is employed to select the HIs, which have high correlations with battery capacity. And neighborhood component analysis (NCA) is used to eliminate redundant information of HIs with high correlation in order to reduce computational burden. Aiming at the problem of hyperparameter selection in LSTM models, differential evolution grey wolf optimizer (DEGWO) is proposed in this paper for hyperparameters optimization. Compared with traditional grey wolf optimizer, which is easy to fall into local optimality, DEGWO updates the population through mutation, crossover and screening operations to obtain the global optimal solution and improve the global search ability. The proposed method is verified based on the dataset of the battery from NASA and MIT. The simulations indicate that the proposed method has higher accuracy for different kinds of batteries. The estimation errors for both datasets are within 1%. Compared with other methods, the estimation evaluation indicators such as RMSE, MAE and MAPE of the proposed method are within 1%, which is much less than the estimation results obtained by other methods. And determination coefficient R2 is above 0.95, which means the proposed method has batter fitting performance. It is also indicated that the method proposed in this paper has higher accuracy, better robustness and generalization.

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  • Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    • Handle: RePEc:eee:energy:v:251:y:2022:i:c:s0360544222008763
    DOI: 10.1016/j.energy.2022.123973
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    3. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Liu, Yonggang & Zhang, Yuanjian, 2023. "Multi-step ahead voltage prediction and voltage fault diagnosis based on gated recurrent unit neural network and incremental training," Energy, Elsevier, vol. 266(C).
    4. Bao, Xinyuan & Chen, Liping & Lopes, António M. & Li, Xin & Xie, Siqiang & Li, Penghua & Chen, YangQuan, 2023. "Hybrid deep neural network with dimension attention for state-of-health estimation of Lithium-ion Batteries," Energy, Elsevier, vol. 278(C).
    5. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
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    7. Zhang, Chaolong & Luo, Laijin & Yang, Zhong & Du, Bolun & Zhou, Ziheng & Wu, Ji & Chen, Liping, 2024. "Flexible method for estimating the state of health of lithium-ion batteries using partial charging segments," Energy, Elsevier, vol. 295(C).
    8. Xu, Huanwei & Wu, Lingfeng & Xiong, Shizhe & Li, Wei & Garg, Akhil & Gao, Liang, 2023. "An improved CNN-LSTM model-based state-of-health estimation approach for lithium-ion batteries," Energy, Elsevier, vol. 276(C).
    9. Xue, Jingsong & Ma, Wentao & Feng, Xiaoyang & Guo, Peng & Guo, Yaosong & Hu, Xianzhi & Chen, Badong, 2023. "Stacking integrated learning model via ELM and GRU with mixture correntropy loss for robust state of health estimation of lithium-ion batteries," Energy, Elsevier, vol. 284(C).
    10. Wang, Chang & Zheng, Jianqin & Liang, Yongtu & Wang, Bohong & Klemeš, Jiří Jaromír & Zhu, Zhu & Liao, Qi, 2022. "Deeppipe: An intelligent monitoring framework for operating condition of multi-product pipelines," Energy, Elsevier, vol. 261(PB).
    11. Yongsheng Shi & Tailin Li & Leicheng Wang & Hongzhou Lu & Yujun Hu & Beichen He & Xinran Zhai, 2023. "A Method for Predicting the Life of Lithium-Ion Batteries Based on Successive Variational Mode Decomposition and Optimized Long Short-Term Memory," Energies, MDPI, vol. 16(16), pages 1-16, August.
    12. Wang, Shunli & Fan, Yongcun & Jin, Siyu & Takyi-Aninakwa, Paul & Fernandez, Carlos, 2023. "Improved anti-noise adaptive long short-term memory neural network modeling for the robust remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    13. Duan, Linchao & Zhang, Xugang & Jiang, Zhigang & Gong, Qingshan & Wang, Yan & Ao, Xiuyi, 2023. "State of charge estimation of lithium-ion batteries based on second-order adaptive extended Kalman filter with correspondence analysis," Energy, Elsevier, vol. 280(C).
    14. Zhang, Zhengjie & Cao, Rui & Zheng, Yifan & Zhang, Lisheng & Guang, Haoran & Liu, Xinhua & Gao, Xinlei & Yang, Shichun, 2024. "Online state of health estimation for lithium-ion batteries based on gene expression programming," Energy, Elsevier, vol. 294(C).
    15. Gong, Dongliang & Gao, Ying & Kou, Yalin & Wang, Yurang, 2022. "State of health estimation for lithium-ion battery based on energy features," Energy, Elsevier, vol. 257(C).
    16. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    17. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    18. Jin, Haiyan & Cui, Ningmin & Cai, Lei & Meng, Jinhao & Li, Junxin & Peng, Jichang & Zhao, Xinchao, 2023. "State-of-health estimation for lithium-ion batteries with hierarchical feature construction and auto-configurable Gaussian process regression," Energy, Elsevier, vol. 262(PB).
    19. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Lei, Zhenzhen & Zhang, Yuanjian, 2023. "State of health estimation for lithium-ion batteries based on hybrid attention and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    20. Chen, Liping & Xie, Siqiang & Lopes, António M. & Li, Huafeng & Bao, Xinyuan & Zhang, Chaolong & Li, Penghua, 2024. "A new SOH estimation method for Lithium-ion batteries based on model-data-fusion," Energy, Elsevier, vol. 286(C).
    21. He, Jiabei & Wu, Lifeng, 2023. "Cross-conditions capacity estimation of lithium-ion battery with constrained adversarial domain adaptation," Energy, Elsevier, vol. 277(C).
    22. Ma, Yan & Li, Jiaqi & Gao, Jinwu & Chen, Hong, 2024. "State of health prediction of lithium-ion batteries under early partial data based on IWOA-BiLSTM with single feature," Energy, Elsevier, vol. 295(C).
    23. Amiri, Mahshid N. & Håkansson, Anne & Burheim, Odne S. & Lamb, Jacob J., 2024. "Lithium-ion battery digitalization: Combining physics-based models and machine learning," Renewable and Sustainable Energy Reviews, Elsevier, vol. 200(C).
    24. Yuan, Yongliang & Yang, Qingkang & Ren, Jianji & Mu, Xiaokai & Wang, Zhenxi & Shen, Qianlong & Zhao, Wu, 2024. "Attack-defense strategy assisted osprey optimization algorithm for PEMFC parameters identification," Renewable Energy, Elsevier, vol. 225(C).
    25. Dai, Houde & Wang, Jiaxin & Huang, Yiyang & Lai, Yuan & Zhu, Liqi, 2024. "Lightweight state-of-health estimation of lithium-ion batteries based on statistical feature optimization," Renewable Energy, Elsevier, vol. 222(C).

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