IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v294y2021ics0306261921004852.html
   My bibliography  Save this article

Practical state estimation using Kalman filter methods for large-scale battery systems

Author

Listed:
  • Wang, Zhuo
  • Gladwin, Daniel T.
  • Smith, Matthew J.
  • Haass, Stefan

Abstract

The system states of battery energy storage systems (BESSs) such as state of charge (SOC) and state of health (SOH) are essential for the functions of the system, such as frequency support services and energy trading. However, the complexity of a large-scale battery system makes the estimations more difficult than at the cell-level. This is further compounded by real-world limitations on system monitoring data granularity, accuracy and quality. In this paper it is shown how cell-level state estimation techniques can be utilised on large-scale BESSs using experimental data from a 2MW, 1MWh BESS. The results show how a Dual Sigma point Kalman Filter (DSPKF) SOC estimation provides more accurate results compared to the commercial BESS battery management system SOC. It is shown how the DSPKF parameters can be tuned by a genetic algorithm to simplify selection and generalise the approach for different BESSs. Furthermore, it shows how this method of SOC estimation can be combined with a total least-squares (TLS) method for capacity estimation to less than 1% error. Online system state estimation is demonstrated using both designed tests and real-world operational profiles where the BESS has provided contracted frequency response services to the national electricity grid in the UK.

Suggested Citation

  • Wang, Zhuo & Gladwin, Daniel T. & Smith, Matthew J. & Haass, Stefan, 2021. "Practical state estimation using Kalman filter methods for large-scale battery systems," Applied Energy, Elsevier, vol. 294(C).
  • Handle: RePEc:eee:appene:v:294:y:2021:i:c:s0306261921004852
    DOI: 10.1016/j.apenergy.2021.117022
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261921004852
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2021.117022?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Dai, Haifeng & Wei, Xuezhe & Sun, Zechang & Wang, Jiayuan & Gu, Weijun, 2012. "Online cell SOC estimation of Li-ion battery packs using a dual time-scale Kalman filtering for EV applications," Applied Energy, Elsevier, vol. 95(C), pages 227-237.
    2. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    3. Gomez-Gonzalez, M. & Hernandez, J.C. & Vera, D. & Jurado, F., 2020. "Optimal sizing and power schedule in PV household-prosumers for improving PV self-consumption and providing frequency containment reserve," Energy, Elsevier, vol. 191(C).
    4. Hu, Xiaosong & Li, Shengbo Eben & Jia, Zhenzhong & Egardt, Bo, 2014. "Enhanced sample entropy-based health management of Li-ion battery for electrified vehicles," Energy, Elsevier, vol. 64(C), pages 953-960.
    5. Yang, Fangfang & Wang, Dong & Zhao, Yang & Tsui, Kwok-Leung & Bae, Suk Joo, 2018. "A study of the relationship between coulombic efficiency and capacity degradation of commercial lithium-ion batteries," Energy, Elsevier, vol. 145(C), pages 486-495.
    6. Hernández, J.C. & Sanchez-Sutil, F. & Muñoz-Rodríguez, F.J. & Baier, C.R., 2020. "Optimal sizing and management strategy for PV household-prosumers with self-consumption/sufficiency enhancement and provision of frequency containment reserve," Applied Energy, Elsevier, vol. 277(C).
    7. Hu, Chao & Youn, Byeng D. & Chung, Jaesik, 2012. "A multiscale framework with extended Kalman filter for lithium-ion battery SOC and capacity estimation," Applied Energy, Elsevier, vol. 92(C), pages 694-704.
    8. Hernández, J.C. & Sanchez-Sutil, F. & Muñoz-Rodríguez, F.J., 2019. "Design criteria for the optimal sizing of a hybrid energy storage system in PV household-prosumers to maximize self-consumption and self-sufficiency," Energy, Elsevier, vol. 186(C).
    9. Xiong, Rui & Sun, Fengchun & Chen, Zheng & He, Hongwen, 2014. "A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion olymer battery in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 463-476.
    10. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    11. Ming-Hui Chang & Han-Pang Huang & Shu-Wei Chang, 2013. "A New State of Charge Estimation Method for LiFePO 4 Battery Packs Used in Robots," Energies, MDPI, vol. 6(4), pages 1-24, April.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    2. Li, Renzheng & Hong, Jichao & Zhang, Huaqin & Chen, Xinbo, 2022. "Data-driven battery state of health estimation based on interval capacity for real-world electric vehicles," Energy, Elsevier, vol. 257(C).
    3. Karimi, Danial & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2023. "A comprehensive coupled 0D-ECM to 3D-CFD thermal model for heat pipe assisted-air cooling thermal management system under fast charge and discharge," Applied Energy, Elsevier, vol. 339(C).
    4. Aihua Tang & Yuanhang Yang & Quanqing Yu & Zhigang Zhang & Lin Yang, 2022. "A Review of Life Prediction Methods for PEMFCs in Electric Vehicles," Sustainability, MDPI, vol. 14(16), pages 1-18, August.
    5. Ersan Kabalci & Aydin Boyar, 2022. "Highly Efficient Interleaved Solar Converter Controlled with Extended Kalman Filter MPPT," Energies, MDPI, vol. 15(21), pages 1-24, October.
    6. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    7. Gao, Yizhao & Liu, Chenghao & Chen, Shun & Zhang, Xi & Fan, Guodong & Zhu, Chong, 2022. "Development and parameterization of a control-oriented electrochemical model of lithium-ion batteries for battery-management-systems applications," Applied Energy, Elsevier, vol. 309(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. He, Hongwen & Xiong, Rui & Peng, Jiankun, 2016. "Real-time estimation of battery state-of-charge with unscented Kalman filter and RTOS μCOS-II platform," Applied Energy, Elsevier, vol. 162(C), pages 1410-1418.
    2. Ashikur Rahman & Xianke Lin & Chongming Wang, 2022. "Li-Ion Battery Anode State of Charge Estimation and Degradation Monitoring Using Battery Casing via Unknown Input Observer," Energies, MDPI, vol. 15(15), pages 1-19, August.
    3. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    4. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    5. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    6. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    7. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    8. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    9. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).
    10. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2014. "A method for joint estimation of state-of-charge and available energy of LiFePO4 batteries," Applied Energy, Elsevier, vol. 135(C), pages 81-87.
    11. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    12. Yong Tian & Bizhong Xia & Mingwang Wang & Wei Sun & Zhihui Xu, 2014. "Comparison Study on Two Model-Based Adaptive Algorithms for SOC Estimation of Lithium-Ion Batteries in Electric Vehicles," Energies, MDPI, vol. 7(12), pages 1-19, December.
    13. Shyh-Chin Huang & Kuo-Hsin Tseng & Jin-Wei Liang & Chung-Liang Chang & Michael G. Pecht, 2017. "An Online SOC and SOH Estimation Model for Lithium-Ion Batteries," Energies, MDPI, vol. 10(4), pages 1-18, April.
    14. Hu, Chao & Jain, Gaurav & Tamirisa, Prabhakar & Gorka, Tom, 2014. "Method for estimating capacity and predicting remaining useful life of lithium-ion battery," Applied Energy, Elsevier, vol. 126(C), pages 182-189.
    15. Yang, Ruixin & Xiong, Rui & He, Hongwen & Mu, Hao & Wang, Chun, 2017. "A novel method on estimating the degradation and state of charge of lithium-ion batteries used for electrical vehicles," Applied Energy, Elsevier, vol. 207(C), pages 336-345.
    16. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    17. Attia, Ahmed M. & Al Hanbali, Ahmad & Saleh, Haitham H. & Alsawafy, Omar G. & Ghaithan, Ahmed M. & Mohammed, Awsan, 2021. "A multi-objective optimization model for sizing decisions of a grid-connected photovoltaic system," Energy, Elsevier, vol. 229(C).
    18. Hu, Chao & Jain, Gaurav & Zhang, Puqiang & Schmidt, Craig & Gomadam, Parthasarathy & Gorka, Tom, 2014. "Data-driven method based on particle swarm optimization and k-nearest neighbor regression for estimating capacity of lithium-ion battery," Applied Energy, Elsevier, vol. 129(C), pages 49-55.
    19. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    20. Bizhong Xia & Zheng Zhang & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2018. "Strong Tracking of a H-Infinity Filter in Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 11(6), pages 1-20, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:294:y:2021:i:c:s0306261921004852. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.