IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v244y2024ics095183202300827x.html
   My bibliography  Save this article

Health prognostics of lithium-ion batteries based on universal voltage range features mining and adaptive multi-Gaussian process regression with Harris Hawks optimization algorithm

Author

Listed:
  • Guo, Yongfang
  • Yu, Xiangyuan
  • Wang, Yashuang
  • Huang, Kai

Abstract

In the field of battery prognostics and health management (PHM), accurate State-of-Health (SOH) estimation is important for the safe and reliable operation of lithium-ion batteries (LIBs). To improve the applicability and accuracy of the SOH estimation model, a new SOH estimation framework is proposed. Firstly, considering the different usage habits of users, to meet the needs of more users, a new health indicator (HI) was put forward, which involves only a small universal voltage range of charging data. Secondly, to alleviate the negative impact of the inherent cell inconsistency on SOH estimation accuracy, an adaptive Multi-Gaussian Process Regression model based on Harris Hawks Optimizer (HHO-MGPR) was proposed. The core idea is to use the HHO algorithm to automatically generate the optimal training subset combination for multiple GPR base learners so as to improve the model generalization ability. Finally, four open-source datasets with different battery types, temperature and operating conditions are employed for performance validation. The experimental results show that in all cases, the proposed HI can effectively characterize the battery degradation and the developed HHO-MGPR can improve the model generalization ability, indicating the proposed framework has wide applicability.

Suggested Citation

  • Guo, Yongfang & Yu, Xiangyuan & Wang, Yashuang & Huang, Kai, 2024. "Health prognostics of lithium-ion batteries based on universal voltage range features mining and adaptive multi-Gaussian process regression with Harris Hawks optimization algorithm," Reliability Engineering and System Safety, Elsevier, vol. 244(C).
    • Handle: RePEc:eee:reensy:v:244:y:2024:i:c:s095183202300827x
    DOI: 10.1016/j.ress.2023.109913
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S095183202300827X
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.ress.2023.109913?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    2. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    3. Shen, Jiangwei & Ma, Wensai & Shu, Xing & Shen, Shiquan & Chen, Zheng & Liu, Yonggang, 2023. "Accurate state of health estimation for lithium-ion batteries under random charging scenarios," Energy, Elsevier, vol. 279(C).
    4. Li, J. & Adewuyi, K. & Lotfi, N. & Landers, R.G. & Park, J., 2018. "A single particle model with chemical/mechanical degradation physics for lithium ion battery State of Health (SOH) estimation," Applied Energy, Elsevier, vol. 212(C), pages 1178-1190.
    5. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    6. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    7. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    8. Wen, Jianping & Chen, Xing & Li, Xianghe & Li, Yikun, 2022. "SOH prediction of lithium battery based on IC curve feature and BP neural network," Energy, Elsevier, vol. 261(PA).
    9. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    10. Meng, Fanbing & Yang, Fangfang & Yang, Jun & Xie, Min, 2023. "A power model considering initial battery state for remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    11. Lin, Mingqiang & You, Yuqiang & Wang, Wei & Wu, Ji, 2023. "Battery health prognosis with gated recurrent unit neural networks and hidden Markov model considering uncertainty quantification," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    12. Meng, Huixing & Geng, Mengyao & Han, Te, 2023. "Long short-term memory network with Bayesian optimization for health prognostics of lithium-ion batteries based on partial incremental capacity analysis," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    13. Bai, Guangxing & Su, Yunsheng & Rahman, Maliha Maisha & Wang, Zequn, 2023. "Prognostics of Lithium-Ion batteries using knowledge-constrained machine learning and Kalman filtering," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    14. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    15. Li, Yang & Wang, Shunli & Chen, Lei & Qi, Chuangshi & Fernandez, Carlos, 2023. "Multiple layer kernel extreme learning machine modeling and eugenics genetic sparrow search algorithm for the state of health estimation of lithium-ion batteries," Energy, Elsevier, vol. 282(C).
    16. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    17. Tian, Yong & Dong, Qianyuan & Tian, Jindong & Li, Xiaoyu & Li, Guang & Mehran, Kamyar, 2023. "Capacity estimation of lithium-ion batteries based on optimized charging voltage section and virtual sample generation," Applied Energy, Elsevier, vol. 332(C).
    18. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    19. Che, Yunhong & Zheng, Yusheng & Forest, Florent Evariste & Sui, Xin & Hu, Xiaosong & Teodorescu, Remus, 2024. "Predictive health assessment for lithium-ion batteries with probabilistic degradation prediction and accelerating aging detection," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    20. Xu, Xiaodong & Tang, Shengjin & Han, Xuebing & Lu, Languang & Wu, Yu & Yu, Chuanqiang & Sun, Xiaoyan & Xie, Jian & Feng, Xuning & Ouyang, Minggao, 2023. "Fast capacity prediction of lithium-ion batteries using aging mechanism-informed bidirectional long short-term memory network," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    21. Wang, Shunli & Fan, Yongcun & Jin, Siyu & Takyi-Aninakwa, Paul & Fernandez, Carlos, 2023. "Improved anti-noise adaptive long short-term memory neural network modeling for the robust remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    22. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Fang & Min, Yongjun & Zhang, Ying & Zhang, Yong & Zuo, Hongfu & Bai, Fang, 2024. "State-of-health estimation method for fast-charging lithium-ion batteries based on stacking ensemble sparse Gaussian process regression," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    2. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Xiao, Renxin & Shen, Jiangwei & Liu, Yu & Liu, Yonggang, 2024. "Online surface temperature prediction and abnormal diagnosis of lithium-ion batteries based on hybrid neural network and fault threshold optimization," Reliability Engineering and System Safety, Elsevier, vol. 243(C).
    3. Pan, Rui & Liu, Tongshen & Huang, Wei & Wang, Yuxin & Yang, Duo & Chen, Jie, 2023. "State of health estimation for lithium-ion batteries based on two-stage features extraction and gradient boosting decision tree," Energy, Elsevier, vol. 285(C).
    4. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    5. Wang, Fengfei & Tang, Shengjin & Han, Xuebing & Yu, Chuanqiang & Sun, Xiaoyan & Lu, Languang & Ouyang, Minggao, 2024. "Capacity prediction of lithium-ion batteries with fusing aging information," Energy, Elsevier, vol. 293(C).
    6. Li, Xiaoyu & Yuan, Changgui & Wang, Zhenpo, 2020. "State of health estimation for Li-ion battery via partial incremental capacity analysis based on support vector regression," Energy, Elsevier, vol. 203(C).
    7. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    8. Cheng, Gong & Wang, Xinzhi & He, Yurong, 2021. "Remaining useful life and state of health prediction for lithium batteries based on empirical mode decomposition and a long and short memory neural network," Energy, Elsevier, vol. 232(C).
    9. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    10. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    11. Xinwei Sun & Yang Zhang & Yongcheng Zhang & Licheng Wang & Kai Wang, 2023. "Summary of Health-State Estimation of Lithium-Ion Batteries Based on Electrochemical Impedance Spectroscopy," Energies, MDPI, vol. 16(15), pages 1-19, July.
    12. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    13. Jin, Haiyan & Cui, Ningmin & Cai, Lei & Meng, Jinhao & Li, Junxin & Peng, Jichang & Zhao, Xinchao, 2023. "State-of-health estimation for lithium-ion batteries with hierarchical feature construction and auto-configurable Gaussian process regression," Energy, Elsevier, vol. 262(PB).
    14. Ester Vasta & Tommaso Scimone & Giovanni Nobile & Otto Eberhardt & Daniele Dugo & Massimiliano Maurizio De Benedetti & Luigi Lanuzza & Giuseppe Scarcella & Luca Patanè & Paolo Arena & Mario Cacciato, 2023. "Models for Battery Health Assessment: A Comparative Evaluation," Energies, MDPI, vol. 16(2), pages 1-34, January.
    15. Liu, Xinghua & Li, Siqi & Tian, Jiaqiang & Wei, Zhongbao & Wang, Peng, 2023. "Health estimation of lithium-ion batteries with voltage reconstruction and fusion model," Energy, Elsevier, vol. 282(C).
    16. Wen, Shuang & Lin, Ni & Huang, Shengxu & Wang, Zhenpo & Zhang, Zhaosheng, 2023. "Lithium battery health state assessment based on vehicle-to-grid (V2G) real-world data and natural gradient boosting model," Energy, Elsevier, vol. 284(C).
    17. Wang, Shunli & Wu, Fan & Takyi-Aninakwa, Paul & Fernandez, Carlos & Stroe, Daniel-Ioan & Huang, Qi, 2023. "Improved singular filtering-Gaussian process regression-long short-term memory model for whole-life-cycle remaining capacity estimation of lithium-ion batteries adaptive to fast aging and multi-curren," Energy, Elsevier, vol. 284(C).
    18. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    19. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    20. Wang, Tianyu & Ma, Zhongjing & Zou, Suli & Chen, Zhan & Wang, Peng, 2024. "Lithium-ion battery state-of-health estimation: A self-supervised framework incorporating weak labels," Applied Energy, Elsevier, vol. 355(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:244:y:2024:i:c:s095183202300827x. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.