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Entrepreneurial Risk, Investment and Innovation

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Author Info
Andrea Caggese () (Economics and Business Pompeu Fabra University)

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Abstract

A number of studies show that entrepreneurial households face a large amount of unvidersifiable risk. This paper studies the effects of this risk on the relationship between uncertainty, innovation and investment dynamics. In the first part of the paper we develop a simple model of a risk averse entrepreneurial household that can invest in a risky technology or in a risk free asset. The idiosyncratic risk of the technology is not insurable. We calibrate the model so that a simulated industry of entrepreneurial households matches the cross sectional volatility of profits and the distribution of the concentration of wealth (the percentage of net worth that each entrepreneurial household invests in their own business) across US entrepreneurial households. We show that, due to the lack of diversification, a small increase in uncertainty has a large negative effect on the investment decisions of entrepreneurial firms. Given that entrepreneurial firms are on average much smaller than publicly owned firms, this result provides a plausible explanation of the findings of Ghosal and Loungani (2000), who show that the negative impact of uncertainty on investment is much greater in US industries dominated by small firms than in those dominated by large firms. In the second part of the paper we study a unique dataset of italian manufacturing firms with both information about the property structure and about the type of investment performed by the firms. We show that an increase in uncertainty negatively affects the investment in innovation of entrepreneurial firms, while it does not affect the investment in innovation of non entrepreneurial firms

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Publisher Info
Paper provided by Society for Economic Dynamics in its series 2006 Meeting Papers with number 412.

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Date of creation: 03 Dec 2006
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Handle: RePEc:red:sed006:412

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Related research
Keywords: Entrepreneurial Risk; Investment; Innovation;

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Find related papers by JEL classification:
G1 - Financial Economics - - General Financial Markets
O31 - Economic Development, Technological Change, and Growth - - Technological Change - - - Innovation and Invention: Processes and Incentives

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Dirk Czarnitzki & Kornelius Kraft, 2004. "Management Control and Innovative Activity," Review of Industrial Organization, Springer, vol. 24(1), pages 1-24, 02. [Downloadable!]
  2. George-Marios Angeletos, 2007. "Uninsured Idiosyncratic Investment Risk and Aggregate Saving," Review of Economic Dynamics, Elsevier for the Society for Economic Dynamics, vol. 10(1), pages 1-30, January. [Downloadable!] (restricted)
  3. Meh, Cesaire A. & Quadrini, Vincenzo, 2006. "Endogenous market incompleteness with investment risks," Journal of Economic Dynamics and Control, Elsevier, vol. 30(11), pages 2143-2165, November. [Downloadable!] (restricted)
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  4. Maria Laura Parisi & Fabio Schiantarelli & Alessandro Sembenelli, 2002. "Productivity, Innovation Creation and Absorption, and R&D: Micro Evidence for Italy," Boston College Working Papers in Economics 526, Boston College Department of Economics. [Downloadable!]
  5. Gollier, Christian & Pratt, John W, 1996. "Risk Vulnerability and the Tempering Effect of Background Risk," Econometrica, Econometric Society, vol. 64(5), pages 1109-23, September. [Downloadable!] (restricted)
  6. Marianne P. Bitler & Tobias J. Moskowitz & Annette Vissing-Jørgensen, 2005. "Testing Agency Theory with Entrepreneur Effort and Wealth," Journal of Finance, American Finance Association, vol. 60(2), pages 539-576, 04. [Downloadable!] (restricted)
  7. Luigi Benfratello & Fabio Schiantarelli & Alessandro Sembenelli, 2006. "Banks and Innovation: Microeconometric Evidence on Italian Firms," IZA Discussion Papers 2032, Institute for the Study of Labor (IZA). [Downloadable!]
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  8. John Heaton & Deborah Lucas, 2000. "Portfolio Choice and Asset Prices: The Importance of Entrepreneurial Risk," Journal of Finance, American Finance Association, vol. 55(3), pages 1163-1198, 06. [Downloadable!] (restricted)
  9. Covas, Francisco, 2006. "Uninsured idiosyncratic production risk with borrowing constraints," Journal of Economic Dynamics and Control, Elsevier, vol. 30(11), pages 2167-2190, November. [Downloadable!] (restricted)
    Other versions:
Full references

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Francisco Covas & Shigeru Fujita, 2007. "Private risk premium and aggregate uncertainty in the model of uninsurable investment risk," Working Papers 07-30, Federal Reserve Bank of Philadelphia. [Downloadable!]
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