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Monitoring and sanctioning in the commons: An application to forestry

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  • Coleman, Eric A.
  • Steed, Brian C.

Abstract

We examine theoretical determinants of monitoring and sanctioning at both the local community level and from external government agents using the Institutional Analysis and Development (IAD) framework. We then estimate a bivariate probit statistical model to test the theory using data from 100 forests in 14 countries collected by the International Forestry Resources and Institutions (IFRI) research program. Among other things, we find that a right to harvest some portion of the resource is an important determinant of local monitoring and sanctioning. The number of external aid agencies and NGOs is an important determinant of external monitoring and sanctioning.

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  • Coleman, Eric A. & Steed, Brian C., 2009. "Monitoring and sanctioning in the commons: An application to forestry," Ecological Economics, Elsevier, vol. 68(7), pages 2106-2113, May.
    • Handle: RePEc:eee:ecolec:v:68:y:2009:i:7:p:2106-2113
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    3. Arun Agrawal & Ashwini Chhatre, 2011. "Strengthening Causal Inference through Qualitative Analysis of Regression Residuals: Explaining Forest Governance in the Indian Himalaya," Environment and Planning A, , vol. 43(2), pages 328-346, February.
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    5. Fleischman, Forrest D. & Boenning, Kinga & Garcia-Lopez, Gustavo A. & Mincey, Sarah & Schmitt-Harsh, Mikaela & Daedlow, Katrin & Lopez, Maria Claudia & Basurto, Xavier & Fischer, Burney & Ostrom, Elin, 2010. "Disturbance, response, and persistence in self-organized forested communities: Analysis of robustness and resilience in five communities in Southern Indiana," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 15(4).
    6. Elinor Ostrom, 2010. "Beyond Markets and States: Polycentric Governance of Complex Economic Systems," American Economic Review, American Economic Association, vol. 100(3), pages 641-672, June.
    7. Shiferaw Tafesse & Rico Lie & Barbara van Mierlo & Paul C. Struik & Berga Lemaga & Cees Leeuwis, 2020. "Analysis of a Monitoring System for Bacterial Wilt Management by Seed Potato Cooperatives in Ethiopia: Challenges and Future Directions," Sustainability, MDPI, vol. 12(9), pages 1-20, April.
    8. Richter, Andries & Grasman, Johan, 2013. "The transmission of sustainable harvesting norms when agents are conditionally cooperative," Ecological Economics, Elsevier, vol. 93(C), pages 202-209.
    9. Gebreegziabher, Zenebe & Mekonnen, Alemu & Gebremedhin, Berhanu & Beyene, Abebe D., 2021. "Determinants of success of community forestry: Empirical evidence from Ethiopia," World Development, Elsevier, vol. 138(C).
    10. Singh, Vijai Shanker & Pandey, Deep Narayan & Prakash, Neha Pandey, 2011. "What determines the success of joint forest management? Science-based lessons on sustainable governance of forests in India," Resources, Conservation & Recycling, Elsevier, vol. 56(1), pages 126-133.
    11. Villamayor-Tomas, Sergio & García-López, Gustavo & Scholtens, Joeri, 2020. "Do commons management and movements reinforce each other? Comparative insights from Mexico and Sri Lanka," Ecological Economics, Elsevier, vol. 173(C).
    12. Elinor Ostrom, 2012. "Coevolving Relationships between Political Science and Economics," Rationality, Markets and Morals, Frankfurt School Verlag, Frankfurt School of Finance & Management, vol. 3(54), May.
    13. Villamayor-Tomas, Sergio, 2014. "Cooperation in common property regimes under extreme drought conditions: Empirical evidence from the use of pooled transferable quotas in Spanish irrigation systems," Ecological Economics, Elsevier, vol. 107(C), pages 482-493.
    14. Hayes, Tanya & Murtinho, Felipe & Wolff, Hendrik, 2017. "The Impact of Payments for Environmental Services on Communal Lands: An Analysis of the Factors Driving Household Land-Use Behavior in Ecuador," World Development, Elsevier, vol. 93(C), pages 427-446.
    15. Coleman, Eric A. & Fleischman, Forrest D., 2012. "Comparing Forest Decentralization and Local Institutional Change in Bolivia, Kenya, Mexico, and Uganda," World Development, Elsevier, vol. 40(4), pages 836-849.
    16. van der Zon, Marieke & de Jong, Wil & Arts, Bas, 2023. "Community enforcement and tenure security: A fuzzy-set qualitative Comparative analysis of twelve community forest management initiatives in the Peruvian Amazon," World Development, Elsevier, vol. 161(C).
    17. Coleman, Eric A., 2010. "Implications of external validity for research on polycentric and complex adaptive systems," IAMO Forum 2010: Institutions in Transition – Challenges for New Modes of Governance 52713, Leibniz Institute of Agricultural Development in Central and Eastern Europe (IAMO).
    18. Roel Plant & Spike Boydell & Jason Prior & Joanne Chong & Aleta Lederwasch, 2017. "From liability to opportunity: An institutional approach towards value-based land remediation," Environment and Planning C, , vol. 35(2), pages 197-220, March.

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