IDEAS home Printed from https://ideas.repec.org/a/spr/envpol/v8y2007i3d10.1007_bf03353956.html
   My bibliography  Save this article

Tenure alone is not sufficient: monitoring is essential

Author

Listed:
  • Elinor Ostrom

    (Indiana University
    Indiana University)

  • Harini Nagendra

    (Indiana University
    Ashoka Trust for Research in Ecology and the Environment (ATREE))

Abstract

Many scholars call for the establishment of one kind of formal tenure—government ownership, privatization, or community control—as the way to solve problems associated with high levels of deforestation. This will not work without extensive and consistent monitoring of forest use. In this article, we draw on analyses of time-series remote images, on-the-ground social-ecological surveys of local stakeholders and their forests, and experimental laboratory studies to show that “protected” forests may not be protected in practice when tenure alone is deemed to be the “solution.” When users themselves consider the rules in place to be legitimate, they are frequently willing to engage themselves in monitoring and sanctioning of uses considered illegal, even when related to government-owned property. When users are genuinely engaged in decisions about rules affecting their use, the likelihood of users to follow the rules and monitor others is much greater than when an external authority simply imposes rules. Simple formulas focusing on formal ownership, particularly ones based solely on public ownership of forested lands, will not solve the problems of resource overuse.

Suggested Citation

  • Elinor Ostrom & Harini Nagendra, 2007. "Tenure alone is not sufficient: monitoring is essential," Environmental Economics and Policy Studies, Springer;Society for Environmental Economics and Policy Studies - SEEPS, vol. 8(3), pages 175-199, September.
  • Handle: RePEc:spr:envpol:v:8:y:2007:i:3:d:10.1007_bf03353956
    DOI: 10.1007/BF03353956
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/BF03353956
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/BF03353956?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to look for a different version below or search for a different version of it.

    Other versions of this item:

    References listed on IDEAS

    as
    1. Bochet, Olivier & Page, Talbot & Putterman, Louis, 2006. "Communication and punishment in voluntary contribution experiments," Journal of Economic Behavior & Organization, Elsevier, vol. 60(1), pages 11-26, May.
    2. Carpenter, Jeffrey P., 2007. "The demand for punishment," Journal of Economic Behavior & Organization, Elsevier, vol. 62(4), pages 522-542, April.
    3. repec:pri:rpdevs:gamespaper.pdf is not listed on IDEAS
    4. Campbell, Bruce M. & Gordon, Iain J. & Luckert, Martin K. & Petheram, Lisa & Vetter, Susanne, 2006. "In search of optimal stocking regimes in semi-arid grazing lands: One size does not fit all," Ecological Economics, Elsevier, vol. 60(1), pages 75-85, November.
    5. James M. Walker & Matthew A. Halloran, 2004. "Rewards and Sanctions and the Provision of Public Goods in One-Shot Settings," Experimental Economics, Springer;Economic Science Association, vol. 7(3), pages 235-247, October.
    6. Juan-Camilo Cardenas, 2000. "How Do Groups Solve Local Commons Dilemmas? Lessons from Experimental Economics in the Field," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 2(3), pages 305-322, September.
    7. Dean S. Karlan, 2005. "Using Experimental Economics to Measure Social Capital and Predict Financial Decisions," American Economic Review, American Economic Association, vol. 95(5), pages 1688-1699, December.
    8. Andersson, Krister P., 2004. "Who Talks with Whom? The Role of Repeated Interactions in Decentralized Forest Governance," World Development, Elsevier, vol. 32(2), pages 233-249, February.
    9. Ernst Fehr & Bettina Rockenbach, 2003. "Detrimental effects of sanctions on human altruism," Nature, Nature, vol. 422(6928), pages 137-140, March.
    10. Henrich, Joseph & Boyd, Robert & Bowles, Samuel & Camerer, Colin & Fehr, Ernst & Gintis, Herbert (ed.), 2004. "Foundations of Human Sociality: Economic Experiments and Ethnographic Evidence from Fifteen Small-Scale Societies," OUP Catalogue, Oxford University Press, number 9780199262052, Decembrie.
    11. David Sally, 1995. "Conversation and Cooperation in Social Dilemmas," Rationality and Society, , vol. 7(1), pages 58-92, January.
    12. H. Scott Gordon, 1954. "The Economic Theory of a Common-Property Resource: The Fishery," Journal of Political Economy, University of Chicago Press, vol. 62, pages 124-124.
    13. Arun Agrawal & Elinor Ostrom, 2001. "Collective Action, Property Rights, and Decentralization in Resource Use in India and Nepal," Politics & Society, , vol. 29(4), pages 485-514, December.
    14. Cardenas, Juan Camilo & Stranlund, John & Willis, Cleve, 2000. "Local Environmental Control and Institutional Crowding-Out," World Development, Elsevier, vol. 28(10), pages 1719-1733, October.
    15. Ostrom, Elinor & Walker, James & Gardner, Roy, 1992. "Covenants with and without a Sword: Self-Governance Is Possible," American Political Science Review, Cambridge University Press, vol. 86(2), pages 404-417, June.
    16. H. Scott Gordon, 1954. "The Economic Theory of a Common-Property Resource: The Fishery," Palgrave Macmillan Books, in: Chennat Gopalakrishnan (ed.), Classic Papers in Natural Resource Economics, chapter 9, pages 178-203, Palgrave Macmillan.
    17. Ostrom, Elinor, 2006. "The value-added of laboratory experiments for the study of institutions and common-pool resources," Journal of Economic Behavior & Organization, Elsevier, vol. 61(2), pages 149-163, October.
    18. Hackett Steven & Schlager Edella & Walker James, 1994. "The Role of Communication in Resolving Commons Dilemmas: Experimental Evidence with Heterogeneous Appropriators," Journal of Environmental Economics and Management, Elsevier, vol. 27(2), pages 99-126, September.
    19. Simon Gachter & Ernst Fehr, 2000. "Cooperation and Punishment in Public Goods Experiments," American Economic Review, American Economic Association, vol. 90(4), pages 980-994, September.
    20. Walker, James M. & Gardner, Roy & Ostrom, Elinor, 1990. "Rent dissipation in a limited-access common-pool resource: Experimental evidence," Journal of Environmental Economics and Management, Elsevier, vol. 19(3), pages 203-211, November.
    21. Sikor, Thomas, 2006. "Analyzing community-based forestry: Local, political and agrarian perspectives," Forest Policy and Economics, Elsevier, vol. 8(4), pages 339-349, June.
    22. Hayes, Tanya M., 2006. "Parks, People, and Forest Protection: An Institutional Assessment of the Effectiveness of Protected Areas," World Development, Elsevier, vol. 34(12), pages 2064-2075, December.
    23. Frey, Bruno S, 1997. "A Constitution for Knaves Crowds Out Civic Virtues," Economic Journal, Royal Economic Society, vol. 107(443), pages 1043-1053, July.
    24. Casari, Marco & Plott, Charles R., 2003. "Decentralized management of common property resources: experiments with a centuries-old institution," Journal of Economic Behavior & Organization, Elsevier, vol. 51(2), pages 217-247, June.
    25. Gibson, Clark C. & Williams, John T. & Ostrom, Elinor, 2005. "Local Enforcement and Better Forests," World Development, Elsevier, vol. 33(2), pages 273-284, February.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Pelletier, Johanne & Gélinas, Nancy & Potvin, Catherine, 2019. "Indigenous perspective to inform rights-based conservation in a protected area of Panama," Land Use Policy, Elsevier, vol. 83(C), pages 297-307.
    2. Gong, Yazhen & Bull, Gary & Baylis, Kathy, 2010. "Participation in the world's first clean development mechanism forest project: The role of property rights, social capital and contractual rules," Ecological Economics, Elsevier, vol. 69(6), pages 1292-1302, April.
    3. Y. Hossein Farzin, 2007. "Sustainability and Optimality in Economic Development: Theoretical Insights and Policy Prospects," Working Papers 2007.89, Fondazione Eni Enrico Mattei.
    4. Ryo Takahashi & Keijiro Otsuka, 2021. "Beyond Ostrom: Randomized Experiment of the Impact of Individualized Tree Rights on Forest Management in Ethiopia," Working Papers 2022, Waseda University, Faculty of Political Science and Economics.
    5. Louisa J. M. Jansen, 2020. "Improving Governance of Tenure in Policy and Practice: Monitoring in a Space for Multiple Views," Sustainability, MDPI, vol. 12(23), pages 1-23, November.
    6. Mansourian, Stephanie & Sgard, Anne, 2021. "Diverse interpretations of governance and their relevance to forest landscape restoration," Land Use Policy, Elsevier, vol. 104(C).
    7. Yitbarek, Tibebe Weldesemaet & Wilson, John R.U. & Dehnen-Schmutz, Katharina, 2023. "A governance framework for the design and evaluation of tree planting schemes," Forest Policy and Economics, Elsevier, vol. 152(C).
    8. Jacqueline M. Vadjunec & Amy E. Frazier & Peter Kedron & Todd Fagin & Yun Zhao, 2018. "A Land Systems Science Framework for Bridging Land System Architecture and Landscape Ecology: A Case Study from the Southern High Plains," Land, MDPI, vol. 7(1), pages 1-20, February.
    9. Y. Hossein Farzin, 2010. "Sustainability, Optimality, and Development Policy," Review of Development Economics, Wiley Blackwell, vol. 14(2), pages 262-281, May.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Anderies, John M. & Janssen, Marco A. & Bousquet, François & Cardenas, Juan-Camilo & Castillo, Daniel & Lopez, Maria-Claudio & Tobias, Robert & Vollan, Björn & Wutich, Amber, 2011. "The challenge of understanding decisions in experimental studies of common pool resource governance," Ecological Economics, Elsevier, vol. 70(9), pages 1571-1579, July.
    2. Villena, Mauricio G. & Zecchetto, Franco, 2011. "Subject-specific performance information can worsen the tragedy of the commons: Experimental evidence," Journal of Economic Psychology, Elsevier, vol. 32(3), pages 330-347, June.
    3. Ostrom, Elinor, 2006. "The value-added of laboratory experiments for the study of institutions and common-pool resources," Journal of Economic Behavior & Organization, Elsevier, vol. 61(2), pages 149-163, October.
    4. Simon Gaechter & Benedikt Herrmann, 2008. "Reciprocity, culture, and human cooperation: Previous insights and a new cross-cultural experiment," Discussion Papers 2008-14, The Centre for Decision Research and Experimental Economics, School of Economics, University of Nottingham.
    5. Giangiacomo Bravo, 2011. "Agents’ beliefs and the evolution of institutions for common-pool resource management," Rationality and Society, , vol. 23(1), pages 117-152, February.
    6. Tarui, Nori & Mason, Charles F. & Polasky, Stephen & Ellis, Greg, 2008. "Cooperation in the commons with unobservable actions," Journal of Environmental Economics and Management, Elsevier, vol. 55(1), pages 37-51, January.
    7. Cavalcanti, Carina & Schläpfer, Felix & Schmid, Bernhard, 2010. "Public participation and willingness to cooperate in common-pool resource management: A field experiment with fishing communities in Brazil," Ecological Economics, Elsevier, vol. 69(3), pages 613-622, January.
    8. Casari, Marco & Plott, Charles R., 2003. "Decentralized management of common property resources: experiments with a centuries-old institution," Journal of Economic Behavior & Organization, Elsevier, vol. 51(2), pages 217-247, June.
    9. van der Zon, Marieke & de Jong, Wil & Arts, Bas, 2023. "Community enforcement and tenure security: A fuzzy-set qualitative Comparative analysis of twelve community forest management initiatives in the Peruvian Amazon," World Development, Elsevier, vol. 161(C).
    10. Marie Claire Villeval, 2012. "Contribution au bien public et préférences sociales : Apports récents de l'économie comportementale," Post-Print halshs-00681348, HAL.
    11. Simon Gaechter & Benedikt Herrmann, 2008. "Reciprocity, culture, and human cooperation: Previous insights and a new cross-cultural experiment," Discussion Papers 2008-14, The Centre for Decision Research and Experimental Economics, School of Economics, University of Nottingham.
    12. Ananish Chaudhuri, 2011. "Sustaining cooperation in laboratory public goods experiments: a selective survey of the literature," Experimental Economics, Springer;Economic Science Association, vol. 14(1), pages 47-83, March.
    13. Giangiacomo Bravo & Flaminio Squazzoni, 2013. "Exit, Punishment and Rewards in Commons Dilemmas: An Experimental Study," PLOS ONE, Public Library of Science, vol. 8(8), pages 1-9, August.
    14. Gangadharan, Lata & Nikiforakis, Nikos & Villeval, Marie Claire, 2017. "Normative conflict and the limits of self-governance in heterogeneous populations," European Economic Review, Elsevier, vol. 100(C), pages 143-156.
    15. Coleman, Eric A. & Steed, Brian C., 2009. "Monitoring and sanctioning in the commons: An application to forestry," Ecological Economics, Elsevier, vol. 68(7), pages 2106-2113, May.
    16. Fischer, Maria-Elisabeth & Irlenbusch, Bernd & Sadrieh, Abdolkarim, 2004. "An intergenerational common pool resource experiment," Journal of Environmental Economics and Management, Elsevier, vol. 48(2), pages 811-836, September.
    17. Marco Casari, 2005. "On the Design of Peer Punishment Experiments," Experimental Economics, Springer;Economic Science Association, vol. 8(2), pages 107-115, June.
    18. Schnier, Kurt Erik, 2009. "Spatial externalities and the common-pool resource mechanism," Journal of Economic Behavior & Organization, Elsevier, vol. 70(1-2), pages 402-415, May.
    19. Tisserand, Jean-Christian & Hopfensitz, Astrid & Blondel, Serge & Loheac, Youenn & Mantilla, César & Mateu, Guillermo & Rosaz, Julie & Rozan, Anne & Willinger, Marc & Sutan, Angela, 2022. "Management of common pool resources in a nation-wide experiment," Ecological Economics, Elsevier, vol. 201(C).
    20. Grieco, Daniela & Faillo, Marco & Zarri, Luca, 2017. "Enforcing cooperation in public goods games: Is one punisher enough?," Journal of Economic Psychology, Elsevier, vol. 61(C), pages 55-73.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:envpol:v:8:y:2007:i:3:d:10.1007_bf03353956. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.