IDEAS home Printed from https://ideas.repec.org/p/unm/unumer/2019045.html
   My bibliography  Save this paper

The effect of public funding on scientific performance: A comparison between China and the EU

Author

Listed:
  • Wang, Lili

    (UNU-MERIT)

  • Wang, Xianwen

    (Dalian University of Technology)

  • Piro, Fredrik Niclas

    (Nordic Institute for Studies in Innovation, Research and Education)

  • Philipsen, Niels

    (RILE, Erasmus University Rotterdam, and METRO, Maastricht University)

Abstract

Public funding is believed to play an important role in the development of science and technology. However, whether public funding actually helps to increase scientific output (i.e. publications) remains a matter of debate. By analysing a dataset of co-publications between China and the EU and a dataset of joint project collaborations in European Framework Programmes for Research and Innovation (FP7 & H2020), we investigate whether different public funding agencies have different goals in their research policy. Our results support the hypotheses that funded research output represents the intentions of funding sponsors and a high level of public funding does not necessarily lead to high scientific output. Our results show that FP7/H2020 funded projects do not have a positive contribution to the output of joint publications between China and the EU. Interestingly, cooperation in the form of jointly writing proposals to these EU programmes, especially when they are not granted by the European Commission, can contribute significantly to joint scientific publications at a later stage. This applies in particular to cases where funding from China is involved. Our findings highlight the key role that funding agencies play in influencing research performance. While the Chinese government is interested in pursuing a high number of publications, the EU cares more about the social impact and indirect effect, which is hard to measure in the short term.

Suggested Citation

  • Wang, Lili & Wang, Xianwen & Piro, Fredrik Niclas & Philipsen, Niels, 2019. "The effect of public funding on scientific performance: A comparison between China and the EU," MERIT Working Papers 2019-045, United Nations University - Maastricht Economic and Social Research Institute on Innovation and Technology (MERIT).
  • Handle: RePEc:unm:unumer:2019045
    as

    Download full text from publisher

    File URL: https://unu-merit.nl/publications/wppdf/2019/wp2019-045.pdf
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Ayoubi, Charles & Pezzoni, Michele & Visentin, Fabiana, 2019. "The important thing is not to win, it is to take part: What if scientists benefit from participating in research grant competitions?," Research Policy, Elsevier, vol. 48(1), pages 84-97.
    2. Rodrigo Costas & Thed N. van Leeuwen, 2012. "Approaching the “reward triangle”: General analysis of the presence of funding acknowledgments and “peer interactive communication” in scientific publications," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 63(8), pages 1647-1661, August.
    3. Ashish Arora & Paul David & Alfonso Gambardella, 1998. "Reputation and Competence in Publicly Funded Science: Estimating the Effects on Research Group Productivity," Annals of Economics and Statistics, GENES, issue 49-50, pages 163-198.
    4. repec:adr:anecst:y:1998:i:49-50:p:06 is not listed on IDEAS
    5. Fedderke, J.W. & Goldschmidt, M., 2015. "Does massive funding support of researchers work?: Evaluating the impact of the South African research chair funding initiative," Research Policy, Elsevier, vol. 44(2), pages 467-482.
    6. Beaudry, Catherine & Allaoui, Sedki, 2012. "Impact of public and private research funding on scientific production: The case of nanotechnology," Research Policy, Elsevier, vol. 41(9), pages 1589-1606.
    7. Defazio, Daniela & Lockett, Andy & Wright, Mike, 2009. "Funding incentives, collaborative dynamics and scientific productivity: Evidence from the EU framework program," Research Policy, Elsevier, vol. 38(2), pages 293-305, March.
    8. Benner, Mats & Sandstrom, Ulf, 2000. "Institutionalizing the triple helix: research funding and norms in the academic system," Research Policy, Elsevier, vol. 29(2), pages 291-301, February.
    9. David Dekker & David Krackhardt & Tom Snijders, 2007. "Sensitivity of MRQAP Tests to Collinearity and Autocorrelation Conditions," Psychometrika, Springer;The Psychometric Society, vol. 72(4), pages 563-581, December.
    10. Auranen, Otto & Nieminen, Mika, 2010. "University research funding and publication performance--An international comparison," Research Policy, Elsevier, vol. 39(6), pages 822-834, July.
    11. Rodrigo Costas & Thed N. Leeuwen, 2012. "Approaching the “reward triangle”: General analysis of the presence of funding acknowledgments and “peer interactive communication” in scientific publications," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(8), pages 1647-1661, August.
    12. Dietmar Braun, 2003. "Lasting tensions in research policy-making — a delegation problem," Science and Public Policy, Oxford University Press, vol. 30(5), pages 309-321, October.
    13. Bozeman, Barry & Corley, Elizabeth, 2004. "Scientists' collaboration strategies: implications for scientific and technical human capital," Research Policy, Elsevier, vol. 33(4), pages 599-616, May.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Belén Álvarez-Bornstein & Adrián A. Díaz-Faes & María Bordons, 2019. "What characterises funded biomedical research? Evidence from a basic and a clinical domain," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(2), pages 805-825, May.
    2. Daniele Rotolo & Michael Hopkins & Nicola Grassano, 2023. "Do funding sources complement or substitute? Examining the impact of cancer research publications," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 74(1), pages 50-66, January.
    3. Ryazanova, Olga & Jaskiene, Jolanta, 2022. "Managing individual research productivity in academic organizations: A review of the evidence and a path forward," Research Policy, Elsevier, vol. 51(2).
    4. Grimpe, Christoph, 2012. "Extramural research grants and scientists’ funding strategies: Beggars cannot be choosers?," Research Policy, Elsevier, vol. 41(8), pages 1448-1460.
    5. Kazuki Nakajima & Kazuyuki Shudo & Naoki Masuda, 2023. "Higher-order rich-club phenomenon in collaborative research grant networks," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(4), pages 2429-2446, April.
    6. Rajeev Goel & Christoph Grimpe, 2013. "Active versus passive academic networking: evidence from micro-level data," The Journal of Technology Transfer, Springer, vol. 38(2), pages 116-134, April.
    7. Dovev Lavie & Israel Drori, 2012. "Collaborating for Knowledge Creation and Application: The Case of Nanotechnology Research Programs," Organization Science, INFORMS, vol. 23(3), pages 704-724, June.
    8. Maria Cláudia Cabrini Grácio & Ely Francina Tannuri Oliveira & Zaida Chinchilla-Rodríguez & Henk F. Moed, 2020. "Does corresponding authorship influence scientific impact in collaboration: Brazilian institutions as a case of study," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 1349-1369, November.
    9. Star X. Zhao & Wen Lou & Alice M. Tan & Shuang Yu, 2018. "Do funded papers attract more usage?," Scientometrics, Springer;Akadémiai Kiadó, vol. 115(1), pages 153-168, April.
    10. Ebadi, Ashkan & Schiffauerova, Andrea, 2015. "How to become an important player in scientific collaboration networks?," Journal of Informetrics, Elsevier, vol. 9(4), pages 809-825.
    11. Rachel Heyard & Hanna Hottenrott, 2021. "The value of research funding for knowledge creation and dissemination: A study of SNSF Research Grants," Palgrave Communications, Palgrave Macmillan, vol. 8(1), pages 1-16, December.
    12. Chen, Zhuo & Yang, Zhenbing & Yang, Lili, 2020. "How to optimize the allocation of research resources? An empirical study based on output and substitution elasticities of universities in Chinese provincial level," Socio-Economic Planning Sciences, Elsevier, vol. 69(C).
    13. Nadine Desrochers & Adèle Paul‐Hus & Jen Pecoskie, 2017. "Five decades of gratitude: A meta‐synthesis of acknowledgments research," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(12), pages 2821-2833, December.
    14. Mohammed R. AlShareef & Ibrahim A. Alrammah & Nasser A. Alshoukani & Abdulaziz M. Almalik, 2023. "The impact of financial incentives on research production: Evidence from Saudi Arabia," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(5), pages 3067-3089, May.
    15. Mehdi Rhaiem & Nabil Amara, 2020. "Determinants of research efficiency in Canadian business schools: evidence from scholar-level data," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(1), pages 53-99, October.
    16. Marco Cozzi, 2020. "Public Funding of Research and Grant Proposals in the Social Sciences: Empirical Evidence from Canada," Department Discussion Papers 1809, Department of Economics, University of Victoria.
    17. Xin Xu & Alice M. Tan & Star X. Zhao, 2015. "Funding ratios in social science: the perspective of countries/territories level and comparison with natural sciences," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(3), pages 673-684, September.
    18. Karacic, Domagoj & Miskulin, Ivan & Serdarusic, Hrvoje, 2016. "State Investment In Science And Scientific Productivity Of Universities," UTMS Journal of Economics, University of Tourism and Management, Skopje, Macedonia, vol. 7(1), pages 37-48.
    19. Waleed M. Sweileh & Sa’ed H. Zyoud & Suleiman Al-Khalil & Samah W. Al-Jabi & Ansam F. Sawalha, 2014. "Assessing the Scientific Research Productivity of the Palestinian Higher Education Institutions," SAGE Open, , vol. 4(3), pages 21582440145, July.
    20. Lawson, Cornelia & Salter, Ammon, 2023. "Exploring the effect of overlapping institutional applications on panel decision-making," Research Policy, Elsevier, vol. 52(9).

    More about this item

    Keywords

    Public funding; research evaluation; scientific output; international collaboration; China; EU member states;
    All these keywords.

    JEL classification:

    • F02 - International Economics - - General - - - International Economic Order and Integration
    • H52 - Public Economics - - National Government Expenditures and Related Policies - - - Government Expenditures and Education
    • O20 - Economic Development, Innovation, Technological Change, and Growth - - Development Planning and Policy - - - General
    • O38 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Government Policy
    • O52 - Economic Development, Innovation, Technological Change, and Growth - - Economywide Country Studies - - - Europe
    • O53 - Economic Development, Innovation, Technological Change, and Growth - - Economywide Country Studies - - - Asia including Middle East

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:unm:unumer:2019045. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Ad Notten (email available below). General contact details of provider: https://edirc.repec.org/data/meritnl.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.