IDEAS home Printed from https://ideas.repec.org/a/plo/pwat00/0000385.html

New definitions for good practice: Regulators as activists for urban road-transported sanitation in eastern and southern Africa

Author

Listed:
  • Claire Grisaffi
  • Paul Leinster
  • Reuben Sipuma
  • Emanuel Owako
  • Alison Parker

Abstract

This paper considers the changing role of national and local regulators scaling safe emptying and transport of faecal sludge in east and southern Africa. We aim to understand how regulators are going beyond currently defined good practice and what should be learnt for others. Established roles and characteristics for regulators were synthesised and emergent practice identified, through secondary data review and key informant interviews within leading national and local regulators. This paper identified how utilities and municipalities are required to work as local regulators of service providers, who fall outside of direct or delegated arrangements, and that this role should be formally recognised to facilitate wider change. We describe the moral courage demonstrated by regulators in attempting to engage the informal sector and scale services in the face of limited resources and capacity, incomplete rules and fragmented roles and powers. Engaging informal manual emptiers already working in low-income areas, and enabling them to work safely, is considered an important part of reaching universal access by leading regulators but is not recognised in current legal frameworks and guidance. Moral courage is an important part of building trust and voluntary compliance. It is also imperative given the public health impacts of poor sanitation on the poorest and most vulnerable, and the need to challenge deeply held stigma and prejudice. We see these leading regulators as social and environmental activists, not just actors. We conclude that the focus for the sector should be on reducing the risks faced by organisations scaling this most basic of public services. In the immediate term, local, national, regional and global leaders need to recognise the important role of the informal sector in sanitation and actively support local regulators in reaching universal access.

Suggested Citation

  • Claire Grisaffi & Paul Leinster & Reuben Sipuma & Emanuel Owako & Alison Parker, 2026. "New definitions for good practice: Regulators as activists for urban road-transported sanitation in eastern and southern Africa," PLOS Water, Public Library of Science, vol. 5(1), pages 1-17, January.
  • Handle: RePEc:plo:pwat00:0000385
    DOI: 10.1371/journal.pwat.0000385
    as

    Download full text from publisher

    File URL: https://journals.plos.org/water/article?id=10.1371/journal.pwat.0000385
    Download Restriction: no

    File URL: https://journals.plos.org/water/article/file?id=10.1371/journal.pwat.0000385&type=printable
    Download Restriction: no

    File URL: https://libkey.io/10.1371/journal.pwat.0000385?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Ashley C. Brown & Jon Stern & Bernard Tenenbaum & Defne Gencer, 2006. "Handbook for Evaluating Infrastructure Regulatory Systems," World Bank Publications - Books, The World Bank Group, number 7030, April.
    2. Baldwin, Robert & Cave, Martin & Lodge, Martin, 2011. "Understanding Regulation: Theory, Strategy, and Practice," OUP Catalogue, Oxford University Press, edition 2, number 9780199576098.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lee, Changyen & Cheng, Chun-Fa & Chuang, Min-Ta & Hsu, Wei-Chieh & Chen, Yen-Hung & Cheng, Kuo-Tai, 2018. "How transparency and accountability matter in regulating the Taiwan Water Supply Corporation," Utilities Policy, Elsevier, vol. 52(C), pages 50-58.
    2. Luc Baumstark & Claude Ménard & William Roy & Anne Yvrande-Billon, 2005. "Modes de gestion et efficience des opérateurs dans le secteur des transports urbains de personnes," Post-Print halshs-00103116, HAL.
    3. Maciej Czaplewski, 2015. "Oddziaływanie regulacyjne Unii Europejskiej na rynek usług telekomunikacyjnych," Gospodarka Narodowa. The Polish Journal of Economics, Warsaw School of Economics, issue 5, pages 65-87.
    4. Ojo, Marianne, 2006. "Financial regulation and risk management: addressing risk challenges in a changing financial environment," MPRA Paper 32409, University Library of Munich, Germany, revised Jul 2011.
    5. Jeroen van der Heijden & Jitske de Jong, 2009. "Towards a Better Understanding of Building Regulation," Environment and Planning B, , vol. 36(6), pages 1038-1052, December.
    6. Mauricio Tapia Herbas, 2013. "Determinación de un adecuado precio del gas natural para el sector eléctrico boliviano," Revista Latinoamericana de Desarrollo Economico, Carrera de Economía de la Universidad Católica Boliviana (UCB), issue 19, pages 99-123.
    7. Tonci Bakovic & Bernard Tenenbaum & Fiona Woolf, 2003. "Regulation by Contract : A New Way to Privatize Electricity Distribution?," World Bank Publications - Books, The World Bank Group, number 15078, April.
    8. Emilie Cloatre & Robert Dingwall, 2013. "“Embedded regulation:” The migration of objects, scripts, and governance," Regulation & Governance, John Wiley & Sons, vol. 7(3), pages 365-386, September.
    9. John Alford & Richard Speed, 2006. "Client focus in regulatory agencies," Public Management Review, Taylor & Francis Journals, vol. 8(2), pages 313-331, June.
    10. Elizabeth Spencer, 2008. "Conditions for effective disclosure in the regulation of franchising," International Review of Applied Economics, Taylor & Francis Journals, vol. 22(4), pages 509-525.
    11. Cyril Benoît, 2021. "Politicians, regulators, and regulatory governance: The neglected sides of the story," Regulation & Governance, John Wiley & Sons, vol. 15(S1), pages 8-22, November.
    12. Eitan, Avri, 2025. "Navigating sustainability trade-offs in wind energy governance: The role of environmental regulators," Energy Policy, Elsevier, vol. 203(C).
    13. Juan Carlos Henao & Carmen Eloísa Ruiz López, 2018. "Corrupción en Colombia Tomo 3 Corrupción privada," Books, Universidad Externado de Colombia, Facultad de Derecho, number 1026.
    14. Marques, Rui Cunha & Berg, Sanford V, 2010. "Revisiting the strengths and limitations of regulatory contracts in infrastructure industries," MPRA Paper 32890, University Library of Munich, Germany.
    15. Wafula, Francis & Molyneux, Catherine & Mackintosh, Maureen & Goodman, Catherine, 2013. "Protecting the public or setting the bar too high? Understanding the causes and consequences of regulatory actions of front-line regulators and specialized drug shop operators in Kenya," Social Science & Medicine, Elsevier, vol. 97(C), pages 220-227.
    16. Geoff Walters & Sean Hamil, 2013. "The contests for power and influence over the regulatory space within the English professional football industry, 1980-2012," Business History, Taylor & Francis Journals, vol. 55(5), pages 740-767, July.
    17. Coenen, Michael & Haucap, Justus, 2012. "Ökonomische Grundlagen der Anreizregulierung," DICE Ordnungspolitische Perspektiven 35, Heinrich Heine University Düsseldorf, Düsseldorf Institute for Competition Economics (DICE).
    18. David Coen, 2005. "Managing the Political Life Cycle of Regulation in the UK and German Telecommunication Sectors," Annals of Public and Cooperative Economics, Wiley Blackwell, vol. 76(1), pages 59-84, March.
    19. Aleksander Surdej, 2014. "Regulacyjne instrumenty w polityce publicznej," Studia z Polityki Publicznej / Public Policy Studies, Warsaw School of Economics, vol. 1(4), pages 1-17.
    20. PINSHI, Christian P., 2025. "Gouvernance du cobalt et pouvoir stratégique : une analyse intertemporelle hamiltonienne de la suspension des exportations en RDC [Cobalt Governance and Strategic Power : A Hamiltonian Intertemporal Analysis of Export Suspension in the DRC]," MPRA Paper 124182, University Library of Munich, Germany.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:plo:pwat00:0000385. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: water (email available below). General contact details of provider: https://journals.plos.org/water .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.