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Addressing missing data in randomized clinical trials: A causal inference perspective

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  • Ilja Cornelisz
  • Pim Cuijpers
  • Tara Donker
  • Chris van Klaveren

Abstract

Background: The importance of randomization in clinical trials has long been acknowledged for avoiding selection bias. Yet, bias concerns re-emerge with selective attrition. This study takes a causal inference perspective in addressing distinct scenarios of missing outcome data (MCAR, MAR and MNAR). Methods: This study adopts a causal inference perspective in providing an overview of empirical strategies to estimate the average treatment effect, improve precision of the estimator, and to test whether the underlying identifying assumptions hold. We propose to use Random Forest Lee Bounds (RFLB) to address selective attrition and to obtain more precise average treatment effect intervals. Results: When assuming MCAR or MAR, the often untenable identifying assumptions with respect to causal inference can hardly be verified empirically. Instead, missing outcome data in clinical trials should be considered as potentially non-random unobserved events (i.e. MNAR). Using simulated attrition data, we show how average treatment effect intervals can be tightened considerably using RFLB, by exploiting both continuous and discrete attrition predictor variables. Conclusions: Bounding approaches should be used to acknowledge selective attrition in randomized clinical trials in acknowledging the resulting uncertainty with respect to causal inference. As such, Random Forest Lee Bounds estimates are more informative than point estimates obtained assuming MCAR or MAR.

Suggested Citation

  • Ilja Cornelisz & Pim Cuijpers & Tara Donker & Chris van Klaveren, 2020. "Addressing missing data in randomized clinical trials: A causal inference perspective," PLOS ONE, Public Library of Science, vol. 15(7), pages 1-15, July.
  • Handle: RePEc:plo:pone00:0234349
    DOI: 10.1371/journal.pone.0234349
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    References listed on IDEAS

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    1. David S. Lee, 2009. "Training, Wages, and Sample Selection: Estimating Sharp Bounds on Treatment Effects," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 76(3), pages 1071-1102.
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    Cited by:

    1. Phillip Heiler, 2022. "Heterogeneous Treatment Effect Bounds under Sample Selection with an Application to the Effects of Social Media on Political Polarization," Papers 2209.04329, arXiv.org, revised Jan 2024.

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